Revolution Lighting Technologies, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-21: Reporting owner Doherty Patrick G; Form 4; Security Series A Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2009-12-21: Reporting owner BROWN MICHAEL J; Form 4; Security Series A Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2009-09-08: Reporting owner Doherty Patrick G; Form 3; Security Series A Preferred Stock; Transaction Holding.
- 2009-03-23: Reporting owner BROWN MICHAEL J; Form 3; Security Series A Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-21 | Doherty Patrick G Director | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −330 0 owned after | $5,000.00 | 2009-12-22 | |
| 2009-12-21 | BROWN MICHAEL J Director | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −150 0 owned after | $5,000.00 | 2009-12-22 | |
| 2009-09-08 holding as of filing | Doherty Patrick G Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2009-09-08 | ||
| 2009-03-23 holding as of filing | BROWN MICHAEL J Director | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2009-03-23 |