Revolution Lighting Technologies, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 62 rows, 62 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-05-17: Reporting owner PROTIVA EDGAR; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-17: Reporting owner Yager William L.; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-17: Reporting owner Richardson Chris; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-24: Reporting owner PROTIVA EDGAR; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-05-17 | PROTIVA EDGAR Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.51 exercise price | 2012-05-21 | |
| 2012-05-17 | Yager William L. Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $0.51 exercise price | 2012-05-21 | |
| 2012-05-17 | Richardson Chris Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.51 exercise price | 2012-05-21 | |
| 2011-05-24 | PROTIVA EDGAR Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.63 exercise price | 2011-05-26 | |
| 2011-05-24 | BROWN MICHAEL J Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 17,000 owned after | $2.63 exercise price | 2011-05-26 | |
| 2011-05-24 | Doherty Patrick G Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.63 exercise price | 2011-05-26 | |
| 2011-05-24 | Richardson Chris Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.63 exercise price | 2011-05-26 | |
| 2011-05-24 | Yager William L. Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $2.63 exercise price | 2011-05-26 | |
| 2010-05-25 | Doherty Patrick G Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.98 exercise price | 2010-05-27 | |
| 2010-05-25 | PROTIVA EDGAR Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.98 exercise price | 2010-05-27 | |
| 2010-05-25 | Richardson Chris Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.98 exercise price | 2010-05-27 | |
| 2010-05-25 | Scott Brian J. Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.98 exercise price | 2010-05-27 | |
| 2010-05-25 | BROWN MICHAEL J Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 17,000 owned after | $2.98 exercise price | 2010-05-27 | |
| 2010-05-25 | Yager William L. Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $2.98 exercise price | 2010-05-27 | |
| 2010-04-05 holding as of filing | Scott Brian J. Director | 3 | Common Stock Option Derivative · Direct | Holding | $4.00 exercise price | 2010-04-05 | ||
| 2010-04-01 | Scott Brian J. Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $4.00 exercise price | 2010-04-05 | |
| 2010-01-21 | Doherty Patrick G Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.94 exercise price | 2010-01-25 | |
| 2010-01-21 | Yager William L. Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.94 exercise price | 2010-01-25 | |
| 2010-01-15 | Bauer Michael Anthony Director, Officer (President and CEO) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,050 12,050 owned after | $7.34 exercise price | 2010-01-20 | |
| 2010-01-15 | Langford Gary Richard Officer (Chief Financial Officer) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,820 4,820 owned after | $6.42 exercise price | 2010-01-20 | |
| 2009-05-21 | BROWN MICHAEL J Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $6.20 exercise price | 2009-05-26 | |
| 2009-05-21 | Richardson Chris Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $6.20 exercise price | 2009-05-26 | |
| 2009-05-21 | NICOLOSI ANTHONY Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $6.20 exercise price | 2009-05-26 | |
| 2009-05-21 | MCCANN BRIAN Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.20 exercise price | 2009-05-26 | |
| 2009-05-21 | PROTIVA EDGAR Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $6.20 exercise price | 2009-05-26 | |
| 2009-05-21 | ZECK FRITZ Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $8.30 exercise price | 2009-05-26 | |
| 2009-04-22 | ZECK FRITZ Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $5.16 exercise price | 2009-04-24 | |
| 2009-01-15 | Bauer Michael Anthony Director, Officer (President and CEO) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,750 19,750 owned after | $5.81 exercise price | 2009-05-05 | |
| 2009-01-07 holding as of filing | Langford Gary Richard Officer (Chief Financial Officer) | 3 | Common Stock Option Derivative · Direct | Holding | $7.28 exercise price | 2009-01-07 | ||
| 2009-01-07 holding as of filing | Langford Gary Richard Officer (Chief Financial Officer) | 3 | Common Stock Option Derivative · Direct | Holding | $7.28 exercise price | 2009-01-07 | ||
| 2009-01-05 | Langford Gary Richard Officer (Chief Financial Officer) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $7.28 exercise price | 2009-01-07 | |
| 2009-01-05 | Langford Gary Richard Officer (Chief Financial Officer) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 40,000 owned after | $7.28 exercise price | 2009-01-07 | |
| 2008-12-31 | ZECK FRITZ Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $4.50 exercise price | 2009-04-27 | |
| 2008-06-25 | KINGSTONE FAMILY LIMITED PARTNERSHIP II | KINGSTONE BRETT M 10% Owner | Director, Officer (Chairman of the Board), 10% Owner | 4 | Common Stock Option Derivative · Indirect · By KFLPII | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 55,946 owned after | $4.30 exercise price | 2008-06-27 | |
| 2008-06-24 | KINGSTONE FAMILY LIMITED PARTNERSHIP II | KINGSTONE BRETT M 10% Owner | Director, Officer (Chairman of the Board), 10% Owner | 4 | Common Stock Option Derivative · Indirect · By KFLPII | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 57,046 owned after | $4.30 exercise price | 2008-06-26 | |
| 2008-06-19 | KINGSTONE BRETT M | KINGSTONE FAMILY LIMITED PARTNERSHIP II Director, Officer (Chairman of the Board), 10% Owner | 10% Owner | 4 | Common Stock Option Derivative · Indirect · By KFLPII | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,454 57,546 owned after | $4.30 exercise price | 2008-06-23 | |
| 2008-05-22 | ZECK FRITZ Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $8.30 exercise price | 2008-05-27 | |
| 2008-05-22 | Castor Anthony T III Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.30 exercise price | 2008-05-27 | |
| 2008-05-22 | MCCANN BRIAN Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $8.30 exercise price | 2008-05-27 | |
| 2008-05-22 | NICOLOSI ANTHONY Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $8.30 exercise price | 2008-05-27 | |
| 2008-05-22 | PROTIVA EDGAR Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $8.30 exercise price | 2008-05-27 | |
| 2008-05-22 | KINGSTONE FAMILY LIMITED PARTNERSHIP II | KINGSTONE BRETT M 10% Owner | Director, Officer (Chairman of the Board), 10% Owner | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $8.30 exercise price | 2008-05-27 | |
| 2008-05-01 | MCCANN BRIAN Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $4.81 exercise price | 2008-05-07 | |
| 2008-05-01 | PROTIVA EDGAR Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $4.81 exercise price | 2008-05-07 | |
| 2008-01-15 | Bauer Michael Anthony Director, Officer (President and CEO) | 4/A | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,750 19,750 owned after | $4.30 exercise price | 2009-05-05 | |
| 2008-01-15 | Bauer Michael Anthony Director, Officer (President and CEO) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,890 18,890 owned after | $4.30 exercise price | 2008-05-12 | |
| 2007-05-22 holding as of filing | Oakley John Officer (CHIEF FINANCIAL OFFICER) | 3 | Common Stock Option Derivative · Direct | Holding | $4.75 exercise price | 2007-05-22 | ||
| 2007-05-21 | Oakley John Officer (CHIEF FINANCIAL OFFICER) | 4 | Common Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 10,000 owned after | $4.75 exercise price | 2007-05-22 | |
| 2007-05-17 | KINGSTONE BRETT M Director, Officer (Chairman of the Board), 10% Owner | 4/A | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $4.74 exercise price | 2007-07-03 | |
| 2007-05-17 | KINGSTONE BRETT M Director, Officer (Chairman of the Board), 10% Owner | 4 | Common Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $4.74 exercise price | 2007-05-21 | |
| 2007-05-17 | PROTIVA EDGAR Director | 4 | Common Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $4.74 exercise price | 2007-05-21 | |
| 2007-05-17 | MCCANN BRIAN Director | 4 | Common Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,000 6,000 owned after | $4.74 exercise price | 2007-05-21 | |
| 2007-05-17 | NICOLOSI ANTHONY Director | 4 | Common Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,000 6,000 owned after | $4.74 exercise price | 2007-05-21 | |
| 2007-05-17 | ZECK FRITZ Director | 4 | Common Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $4.74 exercise price | 2007-05-21 | |
| 2007-05-17 | Castor Anthony T III Director | 4 | Common Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 5,000 owned after | $4.74 exercise price | 2007-05-21 | |
| 2007-01-19 | Bauer Michael Anthony Director, Officer (Chief Executive Officer) | 4 | Class A Common Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +18,250 18,250 owned after | $4.30 exercise price | 2007-01-23 | |
| 2006-12-07 | Bauer Michael Anthony Director, Officer (Chief Executive Officer) | 4 | Class A Common Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $2.20 exercise price | 2006-12-11 | |
| 2006-05-18 | PROTIVA EDGAR Director | 4 | Class A Common Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $2.75 exercise price | 2006-05-19 | |
| 2006-05-18 | MCCANN BRIAN Director | 4 | Class A Common Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,000 6,000 owned after | $2.75 exercise price | 2006-05-19 | |
| 2006-05-18 | NICOLOSI ANTHONY Director | 4 | Class A Common Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,000 6,000 owned after | $2.75 exercise price | 2006-05-19 | |
| 2006-05-18 | ZECK FRITZ Director | 4 | Class A Common Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $2.75 exercise price | 2006-05-19 | |
| 2006-05-18 | Castor Anthony T III Director | 4 | Class A Common Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 5,000 owned after | $2.75 exercise price | 2006-05-19 |