Revolution Lighting Technologies, Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-21: Reporting owner Doherty Patrick G; Form 4; Security Convertible Promissory Note; Transaction J Other acquisition or disposition (describe transaction).
- 2009-12-21: Reporting owner BROWN MICHAEL J; Form 4; Security Convertible Promissory Note; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-21 | Doherty Patrick G Director | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +1,650,000 309,568 owned after | $5.33 exercise price | 2009-12-22 | |
| 2009-12-21 | BROWN MICHAEL J Director | 4 | Convertible Promissory Note Derivative · Direct | J Other acquisition or disposition (describe transaction) | +750,000 140,713 owned after | $5.33 exercise price | 2009-12-22 |