Revolution Lighting Technologies, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-21: Reporting owner Doherty Patrick G; Form 4; Security Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2009-12-21: Reporting owner BROWN MICHAEL J; Form 4; Security Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2009-09-08: Reporting owner Doherty Patrick G; Form 3; Security Warrants; Transaction Holding.
- 2009-09-08: Reporting owner Doherty Patrick G; Form 3; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-21 | Doherty Patrick G Director | 4 | Warrant Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +642,840 642,840 owned after | $5.08 exercise price | 2009-12-22 | |
| 2009-12-21 | BROWN MICHAEL J Director | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +292,000 292,000 owned after | $5.08 exercise price | 2009-12-22 | |
| 2009-09-08 holding as of filing | Doherty Patrick G Director | 3 | Warrants Derivative · Indirect · See Footnote | Holding | $6.40 exercise price | 2009-09-08 | ||
| 2009-09-08 holding as of filing | Doherty Patrick G Director | 3 | Warrants Derivative · Indirect · See Footnote | Holding | $6.43 exercise price | 2009-09-08 | ||
| 2009-03-23 holding as of filing | BROWN MICHAEL J Director | 3 | Common Stock Purchase Warrant Derivative · Direct | Holding | $6.40 exercise price | 2009-03-23 | ||
| 2009-03-23 holding as of filing | BROWN MICHAEL J Director | 3 | Common Stock Purchase Warrant Derivative · Direct | Holding | $2.23 exercise price | 2009-03-23 |