Revolution Lighting Technologies, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2013-09-18: Federal exemption Rule 506; Types of securities offered Equity; Series F Convertible Redeemable Preferred Stock; Date of first sale 2013-08-22; Total offering amount $15,000,000.
- 2009-11-12: Federal exemption Rule 506; Types of securities offered Equity; Debt; OptionToAcquire; Date of first sale 2009-10-29; Total offering amount Indefinite.
- 2009-07-02: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2009-06-18; Total offering amount $3,807,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2013-09-18 | Rule 506 | Equity; Series F Convertible Redeemable Preferred Stock | 2013-08-22 | $15,000,000 | $15,000,000 | $0 | 12 |
| 2009-11-12 | Rule 506 | Equity; Debt; OptionToAcquire | 2009-10-29 | Indefinite | $0 | Indefinite | 23 |
| 2009-07-02 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2009-06-18 | $3,807,000 | $3,807,000 | $0 | 14 |