RENTECH, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 51 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-18: Reporting owner Summers Paul; Form 3; Security Option for Common Stock; Transaction Holding.
- 2016-06-17: Reporting owner Morris Colin M; Form 4; Security Option to Purchase; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-04-29: Reporting owner REGAN WILLIAM C; Form 3; Security Option for Common Stock; Transaction Holding.
- 2016-04-01: Reporting owner Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc; Form 4; Security Call Right (Obligation to Sell); Transaction E Expiration of short derivative position.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-18 holding as of filing | Summers Paul Officer (Chief Financial Officer) | 3 | Option for Common Stock Derivative · Direct | Holding | $3.03 exercise price | 2016-11-18 | ||
| 2016-06-17 | Morris Colin M Officer (SVP, Sec & General Counsel) | 4 | Option to Purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.81 exercise price | 2016-06-21 | |
| 2016-04-29 holding as of filing | REGAN WILLIAM C Officer (VP, Corporate Controller) | 3 | Option for Common Stock Derivative · Direct | Holding | $8.90 exercise price | 2016-04-29 | ||
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +9,885 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −445,283 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +3,840 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −172,986 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +3,843 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −173,113 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +12,991 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −585,202 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +6,667 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −300,300 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +16,122 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −726,204 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +28,751 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −1,295,106 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +17,900 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −806,306 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +9,885 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −445,283 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +3,840 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −172,986 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +3,843 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −173,113 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +12,991 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −585,202 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +6,667 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −300,300 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +16,122 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −726,204 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +28,751 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −1,295,106 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +17,900 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −806,306 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +9,885 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −445,283 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +3,840 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −172,986 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +3,843 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −173,113 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +12,991 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −585,202 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +6,667 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −300,300 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +16,122 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −726,204 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +28,751 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −1,295,106 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | +17,900 0 owned after | no price filed | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −806,306 0 owned after | no price filed | 2016-04-05 |