RENTECH, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-14: Reporting owner FORMAN KEITH B; Form 4; Security Option to Purchase; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-14: Reporting owner SPAIN JEFFREY RICHARD; Form 4; Security Option to Purchase; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-05-26: Reporting owner Sega Ronald M; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-05-04: Reporting owner Washburn Halbert S; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-14 | FORMAN KEITH B Director, Officer (President, CEO) | 4 | Option to Purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $3.03 exercise price | 2015-12-16 | |
| 2015-12-14 | SPAIN JEFFREY RICHARD Officer (CFO) | 4 | Option to Purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $3.03 exercise price | 2015-12-16 | |
| 2015-05-26 | Sega Ronald M Director | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,126 0 owned after | $0.56 exercise price | 2015-05-26 | |
| 2015-05-04 | Washburn Halbert S Director | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,063 0 owned after | $0.56 exercise price | 2015-05-06 | |
| 2015-04-29 | Burke Michael S Director | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,126 0 owned after | $0.56 exercise price | 2015-04-30 | |
| 2015-02-12 | Blackstone Holdings I/II GP Inc | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Smith J Albert III | Goodman Bennett J | Blackstone Group L.P. | GSO CAPITAL PARTNERS LP | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −9,885 9,885 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Blackstone Holdings I/II GP Inc | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Smith J Albert III | Goodman Bennett J | Blackstone Group L.P. | GSO CAPITAL PARTNERS LP | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right(Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +4,452,840 4,452,840 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Blackstone Holdings I/II GP Inc | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Smith J Albert III | Goodman Bennett J | Blackstone Group L.P. | GSO CAPITAL PARTNERS LP | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −3,840 3,840 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Blackstone Holdings I/II GP Inc | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Smith J Albert III | Goodman Bennett J | Blackstone Group L.P. | GSO CAPITAL PARTNERS LP | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right(Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +1,729,863 1,729,863 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Blackstone Holdings I/II GP Inc | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Smith J Albert III | Goodman Bennett J | Blackstone Group L.P. | GSO CAPITAL PARTNERS LP | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −3,843 3,843 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Blackstone Holdings I/II GP Inc | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Smith J Albert III | Goodman Bennett J | Blackstone Group L.P. | GSO CAPITAL PARTNERS LP | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +1,731,140 1,731,140 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Blackstone Holdings I/II GP Inc | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Smith J Albert III | Goodman Bennett J | Blackstone Group L.P. | GSO CAPITAL PARTNERS LP | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −12,991 12,991 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Blackstone Holdings I/II GP Inc | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Smith J Albert III | Goodman Bennett J | Blackstone Group L.P. | GSO CAPITAL PARTNERS LP | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +5,852,021 5,852,021 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Blackstone Holdings I/II GP Inc | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Smith J Albert III | Goodman Bennett J | Blackstone Group L.P. | GSO CAPITAL PARTNERS LP | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −6,667 6,667 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Blackstone Holdings I/II GP Inc | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Smith J Albert III | Goodman Bennett J | Blackstone Group L.P. | GSO CAPITAL PARTNERS LP | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +3,003,003 3,003,003 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Blackstone Holdings I/II GP Inc | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Smith J Albert III | Goodman Bennett J | Blackstone Group L.P. | GSO CAPITAL PARTNERS LP | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −16,122 16,122 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Blackstone Holdings I/II GP Inc | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Smith J Albert III | Goodman Bennett J | Blackstone Group L.P. | GSO CAPITAL PARTNERS LP | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +7,262,046 7,262,046 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Blackstone Holdings I/II GP Inc | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Smith J Albert III | Goodman Bennett J | Blackstone Group L.P. | GSO CAPITAL PARTNERS LP | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −28,751 28,751 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Blackstone Holdings I/II GP Inc | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Smith J Albert III | Goodman Bennett J | Blackstone Group L.P. | GSO CAPITAL PARTNERS LP | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +12,951,069 12,951,069 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Blackstone Holdings I/II GP Inc | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Smith J Albert III | Goodman Bennett J | Blackstone Group L.P. | GSO CAPITAL PARTNERS LP | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −17,900 17,900 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Blackstone Holdings I/II GP Inc | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Smith J Albert III | Goodman Bennett J | Blackstone Group L.P. | GSO CAPITAL PARTNERS LP | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +8,063,063 8,063,063 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | GSO Coastline Credit Partners LP | GSO Cactus Credit Opportunities Fund LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Investment Partners LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Partners LP | GSO Credit-A Associates LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −9,885 9,885 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | GSO Coastline Credit Partners LP | GSO Cactus Credit Opportunities Fund LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Investment Partners LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Partners LP | GSO Credit-A Associates LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +4,452,840 4,452,840 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | GSO Coastline Credit Partners LP | GSO Cactus Credit Opportunities Fund LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Investment Partners LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Partners LP | GSO Credit-A Associates LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −3,840 3,840 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | GSO Coastline Credit Partners LP | GSO Cactus Credit Opportunities Fund LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Investment Partners LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Partners LP | GSO Credit-A Associates LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +1,729,863 1,729,863 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | GSO Coastline Credit Partners LP | GSO Cactus Credit Opportunities Fund LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Investment Partners LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Partners LP | GSO Credit-A Associates LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −3,843 3,843 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | GSO Coastline Credit Partners LP | GSO Cactus Credit Opportunities Fund LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Investment Partners LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Partners LP | GSO Credit-A Associates LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +1,731,140 1,731,140 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | GSO Coastline Credit Partners LP | GSO Cactus Credit Opportunities Fund LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Investment Partners LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Partners LP | GSO Credit-A Associates LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −12,991 12,991 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | GSO Coastline Credit Partners LP | GSO Cactus Credit Opportunities Fund LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Investment Partners LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Partners LP | GSO Credit-A Associates LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +5,852,021 5,852,021 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | GSO Coastline Credit Partners LP | GSO Cactus Credit Opportunities Fund LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Investment Partners LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Partners LP | GSO Credit-A Associates LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −6,667 6,667 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | GSO Coastline Credit Partners LP | GSO Cactus Credit Opportunities Fund LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Investment Partners LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Partners LP | GSO Credit-A Associates LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +3,003,003 3,003,003 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | GSO Coastline Credit Partners LP | GSO Cactus Credit Opportunities Fund LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Investment Partners LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Partners LP | GSO Credit-A Associates LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −16,122 16,122 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | GSO Coastline Credit Partners LP | GSO Cactus Credit Opportunities Fund LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Investment Partners LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Partners LP | GSO Credit-A Associates LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +7,262,046 7,262,046 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | GSO Coastline Credit Partners LP | GSO Cactus Credit Opportunities Fund LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Investment Partners LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Partners LP | GSO Credit-A Associates LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −28,751 28,751 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | GSO Coastline Credit Partners LP | GSO Cactus Credit Opportunities Fund LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Investment Partners LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Partners LP | GSO Credit-A Associates LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +12,951,069 12,951,069 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | GSO Coastline Credit Partners LP | GSO Cactus Credit Opportunities Fund LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Investment Partners LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Partners LP | GSO Credit-A Associates LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −17,900 17,900 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | GSO Coastline Credit Partners LP | GSO Cactus Credit Opportunities Fund LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Investment Partners LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Partners LP | GSO Credit-A Associates LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Put Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +8,063,063 8,063,063 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Ostrover Douglas I Director, 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −9,885 9,885 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Ostrover Douglas I Director, 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +4,452,840 4,452,840 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Ostrover Douglas I Director, 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −3,840 3,840 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Ostrover Douglas I Director, 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +1,729,863 1,729,863 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Ostrover Douglas I Director, 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −3,843 3,843 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Ostrover Douglas I Director, 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +1,731,140 1,731,140 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Ostrover Douglas I Director, 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −12,991 12,991 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Ostrover Douglas I Director, 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +5,852,021 5,852,021 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Ostrover Douglas I Director, 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −6,667 6,667 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Ostrover Douglas I Director, 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +3,003,003 3,003,003 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Ostrover Douglas I Director, 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −16,122 16,122 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Ostrover Douglas I Director, 10% Owner | 4 | Call Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +7,262,046 7,262,046 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Ostrover Douglas I Director, 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −28,751 28,751 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Ostrover Douglas I Director, 10% Owner | 4 | Put Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +12,951,069 12,951,069 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Ostrover Douglas I Director, 10% Owner | 4 | Call Right (Obligation to Sell) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −17,900 17,900 owned after | no price filed | 2015-02-25 | |
| 2015-02-12 | Ostrover Douglas I Director, 10% Owner | 4 | Put Right (Obligation to Buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +8,063,063 8,063,063 owned after | no price filed | 2015-02-25 |