RENTECH, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 68 rows, 68 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-09: Reporting owner RAMSBOTTOM D HUNT JR; Form 4; Security Warrants (right to buy); Transaction Holding.
- 2012-10-09: Reporting owner RAMSBOTTOM D HUNT JR; Form 4; Security Warrants (right to buy); Transaction Holding.
- 2012-08-16: Reporting owner RAMSBOTTOM D HUNT JR; Form 4; Security Warrants (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-15: Reporting owner RAMSBOTTOM D HUNT JR; Form 4; Security Warrants (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-09 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 373,750 owned after | $1.82 exercise price | 2012-10-09 | |
| 2012-10-09 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 267,076 owned after | $1.82 exercise price | 2012-10-09 | |
| 2012-08-16 | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −267,076 0 owned after | $1.82 exercise price | 2012-08-17 | |
| 2012-08-15 | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −106,674 267,076 owned after | $1.82 exercise price | 2012-08-17 | |
| 2012-08-02 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 1,982,500 owned after | $1.82 exercise price | 2012-08-02 | |
| 2012-08-02 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 787,500 owned after | $1.82 exercise price | 2012-08-02 | |
| 2012-05-15 holding as of filing | Ray Michael F Director | 4 | Common Stock Warrants Derivative · Direct | Holding | 62,248 owned after | $2.00 exercise price | 2012-05-15 | |
| 2012-05-03 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 1,982,500 owned after | $1.82 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 787,500 owned after | $1.82 exercise price | 2012-05-03 | |
| 2012-03-19 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 1,982,500 owned after | $1.82 exercise price | 2012-03-19 | |
| 2012-03-19 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 787,500 owned after | $1.82 exercise price | 2012-03-19 | |
| 2012-01-30 holding as of filing | Ray Michael F Director | 4/A | Common Stock Warrants Derivative · Direct | Holding | 62,248 owned after | $2.00 exercise price | 2012-01-30 | |
| 2011-12-31 | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | G Bona fide gift | −20,000 373,750 owned after | $1.82 exercise price | 2012-08-17 | |
| 2011-12-22 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 1,982,500 owned after | $1.82 exercise price | 2011-12-22 | |
| 2011-12-22 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 787,500 owned after | $1.82 exercise price | 2011-12-22 | |
| 2011-12-15 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 1,982,500 owned after | $1.82 exercise price | 2011-12-15 | |
| 2011-12-15 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 787,500 owned after | $1.82 exercise price | 2011-12-15 | |
| 2011-11-21 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 1,982,500 owned after | $1.82 exercise price | 2011-11-21 | |
| 2011-11-21 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 787,500 owned after | $1.82 exercise price | 2011-11-21 | |
| 2011-11-14 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 5 | Warrants (right to buy) Derivative · Direct | Holding | 787,500 owned after | $1.82 exercise price | 2011-11-14 | |
| 2011-10-06 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 2,082,500 owned after | $1.82 exercise price | 2011-10-06 | |
| 2011-10-06 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 787,500 owned after | $1.82 exercise price | 2011-10-06 | |
| 2011-05-13 holding as of filing | Ray Michael F Director | 4 | Common Stock Warrants Derivative · Direct | Holding | 62,248 owned after | $2.00 exercise price | 2011-05-13 | |
| 2011-04-05 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 2,082,500 owned after | $1.82 exercise price | 2011-04-05 | |
| 2011-04-05 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 787,500 owned after | $1.82 exercise price | 2011-04-05 | |
| 2010-11-19 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 2,082,500 owned after | $1.82 exercise price | 2010-11-19 | |
| 2010-11-19 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 787,500 owned after | $1.82 exercise price | 2010-11-19 | |
| 2010-11-04 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 5 | Warrants (right to buy) Derivative · Direct | Holding | 2,082,500 owned after | $1.82 exercise price | 2010-11-04 | |
| 2010-11-04 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 5 | Warrants (right to buy) Derivative · Direct | Holding | 787,500 owned after | $1.82 exercise price | 2010-11-04 | |
| 2010-10-06 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 2,082,500 owned after | $1.82 exercise price | 2010-10-06 | |
| 2010-10-06 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 787,500 owned after | $1.82 exercise price | 2010-10-06 | |
| 2010-05-13 holding as of filing | Ray Michael F Director | 4 | Common Stock Warrants Derivative · Direct | Holding | 62,248 owned after | $2.00 exercise price | 2010-05-13 | |
| 2010-04-07 | Ray Michael F Director | 5 | Common Stock Warrants Derivative · Direct | E Expiration of short derivative position | −62,248 0 owned after | $2.00 exercise price | 2010-11-04 | |
| 2010-04-05 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 2,082,500 owned after | $1.82 exercise price | 2010-04-05 | |
| 2010-04-05 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 787,500 owned after | $1.82 exercise price | 2010-04-05 | |
| 2010-02-08 | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 5 | Warrants (right to buy) Derivative · Direct | G Bona fide gift | −100,000 1,982,500 owned after | $1.82 exercise price | 2011-11-14 | |
| 2009-12-14 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 2,082,500 owned after | $1.82 exercise price | 2009-12-14 | |
| 2009-12-14 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 787,500 owned after | $1.82 exercise price | 2009-12-14 | |
| 2009-11-19 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 2,082,500 owned after | $1.82 exercise price | 2009-11-19 | |
| 2009-11-19 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 787,500 owned after | $1.82 exercise price | 2009-11-19 | |
| 2009-11-13 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 5 | Warrants (right to buy) Derivative · Direct | Holding | 2,082,500 owned after | $1.82 exercise price | 2009-11-13 | |
| 2009-11-13 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 5 | Warrants (right to buy) Derivative · Direct | Holding | 787,500 owned after | $1.82 exercise price | 2009-11-13 | |
| 2009-11-05 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 2,082,500 owned after | $1.82 exercise price | 2009-11-05 | |
| 2009-11-05 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 787,500 owned after | $1.82 exercise price | 2009-11-05 | |
| 2009-06-01 holding as of filing | Ray Michael F Director | 4 | Common Stock Warrants Derivative · Direct | Holding | 62,248 owned after | $2.00 exercise price | 2009-06-01 | |
| 2009-04-03 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 2,082,500 owned after | $1.82 exercise price | 2009-04-03 | |
| 2009-04-03 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | Holding | 787,500 owned after | $1.82 exercise price | 2009-04-03 | |
| 2009-01-28 | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrant (right to buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −2,870,000 0 owned after | $1.82 exercise price | 2009-01-30 | |
| 2009-01-28 | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,082,500 2,082,500 owned after | $1.82 exercise price | 2009-01-30 | |
| 2009-01-28 | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +787,500 787,500 owned after | $1.82 exercise price | 2009-01-30 | |
| 2008-12-17 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrant (right to buy) Derivative · Direct | Holding | 2,870,000 owned after | $1.82 exercise price | 2008-12-17 | |
| 2008-07-22 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrant (right to buy) Derivative · Direct | Holding | 2,870,000 owned after | $1.82 exercise price | 2008-07-22 | |
| 2008-04-21 holding as of filing | Ray Michael F Director | 4 | Common Stock Warrants Derivative · Direct | Holding | 62,248 owned after | $2.00 exercise price | 2008-04-21 | |
| 2008-04-08 | Ray Michael F Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −62,248 62,248 owned after | $1.61 exercise price | 2008-04-11 | |
| 2008-04-08 | Ray Michael F Director | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,248 62,248 owned after | $2.00 exercise price | 2008-04-11 | |
| 2007-12-18 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrant (right to buy) Derivative · Direct | Holding | 2,870,000 owned after | $1.82 exercise price | 2007-12-18 | |
| 2007-04-30 | Ray Michael F Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,000 62,248 owned after | $1.61 exercise price | 2007-05-02 | |
| 2007-03-26 holding as of filing | Ray Michael F Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 72,248 owned after | $1.61 exercise price | 2007-03-26 | |
| 2007-01-25 | Ray Michael F Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,000 72,248 owned after | $1.61 exercise price | 2007-01-26 | |
| 2006-12-19 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrant (right to buy) Derivative · Direct | Holding | 2,870,000 owned after | $1.82 exercise price | 2006-12-19 | |
| 2006-10-19 holding as of filing | Ray Michael F Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 82,248 owned after | $1.61 exercise price | 2006-10-19 | |
| 2006-07-18 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrant (right to buy) Derivative · Direct | Holding | 3,500,000 owned after | $1.82 exercise price | 2006-07-18 | |
| 2006-04-18 holding as of filing | Ray Michael F Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 82,248 owned after | $1.61 exercise price | 2006-04-18 | |
| 2006-02-24 | Sheppard Richard Oden Officer (Sr. VP, Project Development) | 4/A | Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −25,000 0 owned after | $0.94 | 2006-02-28 | |
| 2006-02-24 | Sheppard Richard Oden Officer (Sr. VP, Project Development) | 4 | Stock Purchase Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −25,000 0 owned after | $0.94 | 2006-02-27 | |
| 2006-01-24 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Warrant (right to buy) Derivative · Direct | Holding | 3,500,000 owned after | $1.82 exercise price | 2006-01-24 | |
| 2006-01-24 holding as of filing | ZIMEL DAVID P Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 575,733 owned after | $1.61 exercise price | 2006-01-24 | |
| 2006-01-24 holding as of filing | ZIMEL DAVID P Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | 65,853 owned after | $1.61 exercise price | 2006-01-24 |