RENTECH, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-30: Reporting owner FORMAN KEITH B; Form 4; Security Option for Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-04-15: Reporting owner Sega Ronald M; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-04-11: Reporting owner Washburn Halbert S; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-04-09: Reporting owner MOORE PATRICK J; Form 4; Security Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-30 | FORMAN KEITH B Director, Officer (President, CEO) | 4 | Option for Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,102,491 1,102,491 owned after | $1.24 exercise price | 2014-12-31 | |
| 2014-04-15 | Sega Ronald M Director | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,126 0 owned after | $1.30 exercise price | 2014-04-15 | |
| 2014-04-11 | Washburn Halbert S Director | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,126 0 owned after | $1.30 exercise price | 2014-04-15 | |
| 2014-04-09 | MOORE PATRICK J Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.81 exercise price | 2014-04-11 | |
| 2014-03-31 | Burke Michael S Director | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,126 0 owned after | $1.30 exercise price | 2014-04-02 | |
| 2014-03-03 | WILLIAMS JOHN A Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,501 0 owned after | $1.24 exercise price | 2014-03-05 |