RENTECH, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows, 48 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-04-01: Reporting owner Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc; Form 4; Security Series E Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2016-04-01: Reporting owner Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc; Form 4; Security Series E Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2016-04-01: Reporting owner Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc; Form 4; Security Series E Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2016-04-01: Reporting owner Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc; Form 4; Security Series E Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −9,885 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −3,840 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −3,843 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −12,991 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −6,667 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −16,122 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −28,751 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | Blackstone Holdings II L.P. | GSO Advisor Holdings L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings I L.P. | Blackstone Group Management L.L.C. | GSO Holdings I LLC | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −17,900 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −9,885 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −3,840 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −3,843 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −12,991 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −6,667 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −16,122 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −28,751 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | Goodman Bennett J | GSO CAPITAL PARTNERS LP | Smith J Albert III 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −17,900 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −9,885 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −3,840 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −3,843 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −12,991 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −6,667 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −16,122 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −28,751 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2016-04-01 | GSO Palmetto Opportunistic Investment Partners LP | GSO Credit-A Associates LLC | GSO Coastline Credit Partners LP | GSO Aiguille des Grands Montets Fund II LP | GSO Palmetto Opportunistic Associates LLC | GSO Cactus Credit Opportunities Fund LP | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Credit-A Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −17,900 0 owned after | $22.20 exercise price | 2016-04-05 | |
| 2014-04-21 holding as of filing | Ostrover Douglas I Director, 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | Ostrover Douglas I Director, 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | Ostrover Douglas I Director, 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | Ostrover Douglas I Director, 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | Ostrover Douglas I Director, 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | Ostrover Douglas I Director, 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | Ostrover Douglas I Director, 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | Ostrover Douglas I Director, 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | GSO CAPITAL PARTNERS LP | Goodman Bennett J | Blackstone Holdings I/II GP Inc | SCHWARZMAN STEPHEN A | Blackstone Group L.P. | Smith J Albert III | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | GSO CAPITAL PARTNERS LP | Goodman Bennett J | Blackstone Holdings I/II GP Inc | SCHWARZMAN STEPHEN A | Blackstone Group L.P. | Smith J Albert III | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | GSO CAPITAL PARTNERS LP | Goodman Bennett J | Blackstone Holdings I/II GP Inc | SCHWARZMAN STEPHEN A | Blackstone Group L.P. | Smith J Albert III | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | GSO CAPITAL PARTNERS LP | Goodman Bennett J | Blackstone Holdings I/II GP Inc | SCHWARZMAN STEPHEN A | Blackstone Group L.P. | Smith J Albert III | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | GSO CAPITAL PARTNERS LP | Goodman Bennett J | Blackstone Holdings I/II GP Inc | SCHWARZMAN STEPHEN A | Blackstone Group L.P. | Smith J Albert III | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | GSO CAPITAL PARTNERS LP | Goodman Bennett J | Blackstone Holdings I/II GP Inc | SCHWARZMAN STEPHEN A | Blackstone Group L.P. | Smith J Albert III | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | GSO CAPITAL PARTNERS LP | Goodman Bennett J | Blackstone Holdings I/II GP Inc | SCHWARZMAN STEPHEN A | Blackstone Group L.P. | Smith J Albert III | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | GSO CAPITAL PARTNERS LP | Goodman Bennett J | Blackstone Holdings I/II GP Inc | SCHWARZMAN STEPHEN A | Blackstone Group L.P. | Smith J Albert III | Blackstone Group Management L.L.C. | Blackstone Holdings I L.P. | GSO Holdings I LLC | GSO Advisor Holdings L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | GSO Aiguille des Grands Montets Fund II LP | GSO Cactus Credit Opportunities Fund LP | GSO Palmetto Opportunistic Investment Partners LP | GSO Coastline Credit Partners LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Associates LLC | GSO Credit-A Partners LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | GSO Aiguille des Grands Montets Fund II LP | GSO Cactus Credit Opportunities Fund LP | GSO Palmetto Opportunistic Investment Partners LP | GSO Coastline Credit Partners LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Associates LLC | GSO Credit-A Partners LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | GSO Aiguille des Grands Montets Fund II LP | GSO Cactus Credit Opportunities Fund LP | GSO Palmetto Opportunistic Investment Partners LP | GSO Coastline Credit Partners LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Associates LLC | GSO Credit-A Partners LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | GSO Aiguille des Grands Montets Fund II LP | GSO Cactus Credit Opportunities Fund LP | GSO Palmetto Opportunistic Investment Partners LP | GSO Coastline Credit Partners LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Associates LLC | GSO Credit-A Partners LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | GSO Aiguille des Grands Montets Fund II LP | GSO Cactus Credit Opportunities Fund LP | GSO Palmetto Opportunistic Investment Partners LP | GSO Coastline Credit Partners LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Associates LLC | GSO Credit-A Partners LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | GSO Aiguille des Grands Montets Fund II LP | GSO Cactus Credit Opportunities Fund LP | GSO Palmetto Opportunistic Investment Partners LP | GSO Coastline Credit Partners LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Associates LLC | GSO Credit-A Partners LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | GSO Aiguille des Grands Montets Fund II LP | GSO Cactus Credit Opportunities Fund LP | GSO Palmetto Opportunistic Investment Partners LP | GSO Coastline Credit Partners LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Associates LLC | GSO Credit-A Partners LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 | ||
| 2014-04-21 holding as of filing | GSO Aiguille des Grands Montets Fund II LP | GSO Cactus Credit Opportunities Fund LP | GSO Palmetto Opportunistic Investment Partners LP | GSO Coastline Credit Partners LP | GSO Palmetto Opportunistic Associates LLC | GSO Credit-A Associates LLC | GSO Credit-A Partners LP | GSO Special Situations Overseas Master Fund Ltd. | GSO Special Situations Fund LP | Steamboat Credit Opportunities Master Fund LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | $2.22 exercise price | 2014-04-21 |