RED HAT INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-05: Reporting owner Whitehurst James M; Form 4; Security Employee Stock Option NQSO (Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-09-28: Reporting owner Whitehurst James M; Form 4; Security Employee Stock Option NQSO (Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-06-29: Reporting owner FOX MARYE ANNE; Form 4; Security Employee Stock Option NQSO (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-06-25: Reporting owner Whitehurst James M; Form 4; Security Employee Stock Option NQSO (Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-05 | Whitehurst James M Director, Officer (CEO & President) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $19.95 exercise price | 2012-11-07 | |
| 2012-09-28 | Whitehurst James M Director, Officer (CEO & President) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 100,000 owned after | $19.95 exercise price | 2012-10-01 | |
| 2012-06-29 | FOX MARYE ANNE Director | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.05 exercise price | 2012-07-03 | |
| 2012-06-25 | Whitehurst James M Director, Officer (CEO & President) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 200,000 owned after | $19.95 exercise price | 2012-06-26 | |
| 2012-04-02 | KAISER WILLIAM S Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $21.77 exercise price | 2012-04-04 | |
| 2012-04-02 | Whitehurst James M Director, Officer (CEO & President) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 300,000 owned after | $19.95 exercise price | 2012-04-04 | |
| 2012-02-07 | FOX MARYE ANNE Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $21.77 exercise price | 2012-02-09 |