RED HAT INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 68 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-31: Reporting owner PETERS CHARLES E JR; Form 4; Security Employee Stock Option NQSO (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-29: Reporting owner FOX MARYE ANNE; Form 4; Security Employee Stock Option NQSO (Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-10-26: Reporting owner GUPTA NARENDRA; Form 4; Security Employee Stock Option NQSO (Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-10-21: Reporting owner PETERS CHARLES E JR; Form 4; Security Employee Stock Option NQSO (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-31 | PETERS CHARLES E JR Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,364 5,012 owned after | $12.26 exercise price | 2011-01-03 | |
| 2010-12-29 | FOX MARYE ANNE Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $8.41 exercise price | 2010-12-30 | |
| 2010-10-26 | GUPTA NARENDRA Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,600 0 owned after | $22.53 exercise price | 2010-10-27 | |
| 2010-10-21 | PETERS CHARLES E JR Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,624 27,376 owned after | $12.26 exercise price | 2010-10-22 | |
| 2010-10-21 | PETERS CHARLES E JR Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,688 0 owned after | $19.84 exercise price | 2010-10-22 | |
| 2010-10-18 | Pinchev Alex Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,688 0 owned after | $19.84 exercise price | 2010-10-20 | |
| 2010-10-18 | Cook Mark Officer (VP / Controller) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $19.84 exercise price | 2010-10-19 | |
| 2010-10-06 | GUPTA NARENDRA Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 20,600 owned after | $22.53 exercise price | 2010-10-07 | |
| 2010-10-01 | GUPTA NARENDRA Director | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,400 27,600 owned after | $22.53 exercise price | 2010-10-04 | |
| 2010-09-28 | KAISER WILLIAM S Director | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $5.27 exercise price | 2010-09-30 | |
| 2010-09-28 | KAISER WILLIAM S Director | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $3.50 exercise price | 2010-09-30 | |
| 2010-09-28 | SHELTON GENERAL HENRY HUGH Director | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,525 0 owned after | $6.15 exercise price | 2010-09-30 | |
| 2010-09-28 | SHELTON GENERAL HENRY HUGH Director | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $21.77 exercise price | 2010-09-30 | |
| 2010-09-28 | SHELTON GENERAL HENRY HUGH Director | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $13.23 exercise price | 2010-09-30 | |
| 2010-09-27 | PETERS CHARLES E JR Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 60,000 owned after | $12.26 exercise price | 2010-09-29 | |
| 2010-09-27 | PETERS CHARLES E JR Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,062 4,688 owned after | $19.84 exercise price | 2010-09-29 | |
| 2010-09-27 | Cunningham Michael Officer (EVP, General Counsel) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 3,125 owned after | $19.84 exercise price | 2010-09-28 | |
| 2010-09-27 | Cook Mark Officer (VP / Controller) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 1,875 owned after | $19.84 exercise price | 2010-09-28 | |
| 2010-07-23 | CORMIER PAUL J Officer (EVP, Engineering) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $6.76 exercise price | 2010-07-26 | |
| 2010-07-23 | CORMIER PAUL J Officer (EVP, Engineering) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,312 4,688 owned after | $19.84 exercise price | 2010-07-26 | |
| 2010-07-16 | Pinchev Alex Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,688 4,688 owned after | $19.84 exercise price | 2010-07-20 | |
| 2010-06-16 | Cunningham Michael Officer (EVP, General Counsel) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,350 0 owned after | $22.06 exercise price | 2010-06-17 | |
| 2010-06-16 | Cunningham Michael Officer (EVP, General Counsel) | 4 | Employee Incentive Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,032 0 owned after | $22.06 exercise price | 2010-06-17 | |
| 2010-06-16 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −180,000 0 owned after | $4.36 exercise price | 2010-06-17 | |
| 2010-06-15 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −739,735 180,000 owned after | $4.36 exercise price | 2010-06-17 | |
| 2010-04-23 | Cunningham Michael Officer (EVP, General Counsel) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 6,250 owned after | $19.84 exercise price | 2010-04-26 | |
| 2010-04-23 | Cook Mark Officer (VP / Controller) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 3,750 owned after | $19.84 exercise price | 2010-04-26 | |
| 2010-04-21 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 31,250 owned after | $19.84 exercise price | 2010-04-22 | |
| 2010-04-20 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 50,000 owned after | $19.84 exercise price | 2010-04-21 | |
| 2010-04-20 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −224,332 0 owned after | $0.50 exercise price | 2010-04-21 | |
| 2010-04-19 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,300 224,332 owned after | $0.50 exercise price | 2010-04-21 | |
| 2010-04-16 | Pinchev Alex Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,687 9,376 owned after | $19.84 exercise price | 2010-04-19 | |
| 2010-04-16 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,352 242,632 owned after | $0.50 exercise price | 2010-04-19 | |
| 2010-04-15 | Cunningham Michael Officer (EVP, General Counsel) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,650 35,350 owned after | $22.06 exercise price | 2010-04-19 | |
| 2010-04-15 | Cunningham Michael Officer (EVP, General Counsel) | 4 | Employee Incentive Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 18,032 owned after | $22.06 exercise price | 2010-04-19 | |
| 2010-04-15 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,335 322,984 owned after | $0.50 exercise price | 2010-04-16 | |
| 2010-04-14 | Cunningham Michael Officer (EVP, General Counsel) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,868 50,000 owned after | $22.06 exercise price | 2010-04-15 | |
| 2010-04-14 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −355,681 344,319 owned after | $0.50 exercise price | 2010-04-15 | |
| 2010-04-13 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 700,000 owned after | $0.50 exercise price | 2010-04-15 | |
| 2010-04-07 | Cunningham Michael Officer (EVP, General Counsel) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 9,375 owned after | $19.84 exercise price | 2010-04-08 | |
| 2010-04-05 | SHELTON GENERAL HENRY HUGH Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $14.58 exercise price | 2010-04-06 | |
| 2010-04-05 | SHELTON GENERAL HENRY HUGH Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $22.92 exercise price | 2010-04-06 | |
| 2010-04-05 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −333,278 0 owned after | $27.31 exercise price | 2010-04-06 | |
| 2010-04-05 | Cook Mark Officer (VP / Controller) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 5,625 owned after | $19.84 exercise price | 2010-04-06 | |
| 2010-04-01 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 333,278 owned after | $27.31 | 2010-04-05 | |
| 2010-03-31 | FOX MARYE ANNE Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $14.58 exercise price | 2010-04-01 | |
| 2010-03-31 | FOX MARYE ANNE Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | $8.41 exercise price | 2010-04-01 | |
| 2010-03-11 | PETERS CHARLES E JR Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,400 140,000 owned after | $12.26 exercise price | 2010-03-12 | |
| 2010-03-09 | PETERS CHARLES E JR Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,600 188,400 owned after | $12.26 exercise price | 2010-03-10 | |
| 2010-03-08 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 0 owned after | $15.34 exercise price | 2010-03-09 | |
| 2010-03-05 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 250,000 owned after | $15.34 exercise price | 2010-03-09 | |
| 2010-03-04 | Pinchev Alex Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,687 14,063 owned after | $19.84 exercise price | 2010-03-05 | |
| 2010-02-03 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,100 333,478 owned after | $27.31 exercise price | 2010-02-05 | |
| 2010-02-02 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −265,363 388,578 owned after | $27.31 exercise price | 2010-02-03 | |
| 2010-02-01 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 653,941 owned after | $27.31 exercise price | 2010-02-03 | |
| 2010-02-01 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $17.64 exercise price | 2010-02-03 | |
| 2010-02-01 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86,600 0 owned after | $19.18 exercise price | 2010-02-03 | |
| 2010-01-27 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,400 86,600 owned after | $19.18 | 2010-01-29 | |
| 2010-01-21 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,426 753,941 owned after | $27.31 exercise price | 2010-01-25 | |
| 2010-01-19 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67,283 795,367 owned after | $27.31 exercise price | 2010-01-20 | |
| 2010-01-14 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67,350 862,650 owned after | $27.31 exercise price | 2010-01-15 | |
| 2010-01-13 | SZULIK MATTHEW Director | 4 | Incentive Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,931 0 owned after | $27.31 exercise price | 2010-01-15 | |
| 2010-01-13 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67,069 930,000 owned after | $27.31 exercise price | 2010-01-15 | |
| 2010-01-08 | KAISER WILLIAM S Director | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $14.58 exercise price | 2010-01-11 | |
| 2010-01-08 | KAISER WILLIAM S Director | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $18.00 exercise price | 2010-01-11 | |
| 2010-01-08 | KAISER WILLIAM S Director | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $20.06 exercise price | 2010-01-11 | |
| 2010-01-05 | CORMIER PAUL J Officer (EVP, Engineering) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,087 0 owned after | $15.34 exercise price | 2010-01-07 | |
| 2010-01-04 | Pinchev Alex Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,250 18,750 owned after | $19.84 exercise price | 2010-01-05 |