RED HAT INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-29: Reporting owner Cunningham Michael; Form 4; Security Employee Stock Option NQSO (Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-29: Reporting owner Cook Mark; Form 4; Security Employee Stock Option NQSO (Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-28: Reporting owner Cook Mark; Form 4; Security Employee Stock Option NQSO (Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-23: Reporting owner PETERS CHARLES E JR; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-29 | Cunningham Michael Officer (EVP, General Counsel) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 12,500 owned after | $19.84 exercise price | 2009-12-30 | |
| 2009-12-29 | Cook Mark Officer (VP / Controller) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,555 0 owned after | $26.08 exercise price | 2009-12-30 | |
| 2009-12-28 | Cook Mark Officer (VP / Controller) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,445 9,555 owned after | $26.08 exercise price | 2009-12-30 | |
| 2009-12-23 | PETERS CHARLES E JR Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 240,000 owned after | $12.26 exercise price | 2009-12-28 | |
| 2009-12-21 | PETERS CHARLES E JR Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,584 18,750 owned after | $19.84 exercise price | 2009-12-23 | |
| 2009-11-13 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −257,279 0 owned after | $13.16 exercise price | 2009-11-16 | |
| 2009-11-12 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −242,421 257,279 owned after | $13.16 exercise price | 2009-11-16 | |
| 2009-11-11 | SZULIK MATTHEW Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 499,700 owned after | $13.16 exercise price | 2009-11-12 | |
| 2009-10-26 | PETERS CHARLES E JR Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,666 72,334 owned after | $19.84 exercise price | 2009-10-27 | |
| 2009-10-15 | PETERS CHARLES E JR Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $10.70 exercise price | 2009-10-19 | |
| 2009-10-14 | Cook Mark Officer (VP / Controller) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 15,000 owned after | $19.84 exercise price | 2009-10-15 | |
| 2009-10-13 | Cook Mark Officer (VP / Controller) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 22,500 owned after | $19.84 exercise price | 2009-10-14 | |
| 2009-10-12 | PETERS CHARLES E JR Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 20,000 owned after | $10.70 exercise price | 2009-10-13 | |
| 2009-10-09 | Pinchev Alex Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −65,625 0 owned after | $15.34 exercise price | 2009-10-13 | |
| 2009-09-28 | Cunningham Michael Officer (EVP, General Counsel) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,200 0 owned after | $15.34 exercise price | 2009-09-29 | |
| 2009-09-28 | Cook Mark Officer (VP / Controller) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 0 owned after | $15.34 exercise price | 2009-09-29 | |
| 2009-09-28 | SHELTON GENERAL HENRY HUGH Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 4,525 owned after | $6.15 exercise price | 2009-09-29 | |
| 2009-09-10 | CORMIER PAUL J Officer (EVP, Engineering) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $13.16 exercise price | 2009-09-14 | |
| 2009-09-09 | Pinchev Alex Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $13.16 exercise price | 2009-09-10 | |
| 2009-09-09 | CORMIER PAUL J Officer (EVP, Engineering) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 75,000 owned after | $13.16 exercise price | 2009-09-10 | |
| 2009-05-15 | KAISER WILLIAM S Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $7.00 exercise price | 2009-05-18 | |
| 2009-04-07 | PETERS CHARLES E JR Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 80,000 owned after | $10.70 exercise price | 2009-04-08 | |
| 2009-03-31 | Cook Mark Officer (VP / Controller) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $13.16 exercise price | 2009-04-01 | |
| 2009-01-06 | CORMIER PAUL J Officer (EVP, Engineering) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −89,913 60,087 owned after | $15.34 exercise price | 2010-01-07 |