RED HAT INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-09-25: Reporting owner Cook Mark; Form 3; Security Employee Stock Option NQSO (Right to Buy); Transaction Holding.
- 2007-09-25: Reporting owner Cook Mark; Form 3; Security Employee Stock Option NQSO (Right to Buy); Transaction Holding.
- 2007-09-25: Reporting owner Cook Mark; Form 3; Security Employee Stock Option NQSO (Right to Buy); Transaction Holding.
- 2007-09-25: Reporting owner Cook Mark; Form 3; Security Employee Stock Option NQSO (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-09-25 holding as of filing | Cook Mark Officer (VP/Controller) | 3 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | Holding | $19.84 exercise price | 2007-09-25 | ||
| 2007-09-25 holding as of filing | Cook Mark Officer (VP/Controller) | 3 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | Holding | $26.08 exercise price | 2007-09-25 | ||
| 2007-09-25 holding as of filing | Cook Mark Officer (VP/Controller) | 3 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | Holding | $15.34 exercise price | 2007-09-25 | ||
| 2007-09-25 holding as of filing | Cook Mark Officer (VP/Controller) | 3 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | Holding | $13.16 exercise price | 2007-09-25 | ||
| 2007-08-13 | KAISER WILLIAM S Director | 4 | Non-Employee Director Non Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $21.77 exercise price | 2007-08-28 | |
| 2007-08-13 | SHELTON GENERAL HENRY HUGH Director | 4 | Non-Employee Director Non Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $21.77 exercise price | 2007-08-14 | |
| 2007-08-13 | FOX MARYE ANNE Director | 4 | Non-Employee Director Non Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $21.77 exercise price | 2007-08-14 | |
| 2007-06-01 | Pinchev Alex Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 43,750 owned after | $13.16 exercise price | 2007-06-04 | |
| 2007-06-01 | Pinchev Alex Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,875 0 owned after | $6.15 exercise price | 2007-06-04 | |
| 2007-06-01 | CORMIER PAUL J Officer (EVP, Engineering) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 115,000 owned after | $13.16 exercise price | 2007-06-04 | |
| 2007-06-01 | CORMIER PAUL J Officer (EVP, Engineering) | 4 | Employee Stock Option ISO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,199 0 owned after | $6.76 exercise price | 2007-06-04 | |
| 2007-06-01 | CORMIER PAUL J Officer (EVP, Engineering) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,635 6,250 owned after | $6.76 exercise price | 2007-06-04 | |
| 2007-05-31 | CORMIER PAUL J Officer (EVP, Engineering) | 4 | Employee Stock Option ISO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,666 0 owned after | $6.00 exercise price | 2007-06-01 | |
| 2007-05-31 | CORMIER PAUL J Officer (EVP, Engineering) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,472 0 owned after | $6.05 exercise price | 2007-06-01 | |
| 2007-05-31 | CORMIER PAUL J Officer (EVP, Engineering) | 4 | Employee Stock Option ISO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,778 0 owned after | $6.05 exercise price | 2007-06-01 | |
| 2007-02-13 | Pinchev Alex Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,615 21,875 owned after | $6.15 exercise price | 2007-02-14 | |
| 2007-02-13 | Pinchev Alex Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option ISO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,260 0 owned after | $6.15 exercise price | 2007-02-14 | |
| 2007-02-13 | SZULIK MATTHEW Officer (Chariman/CEO/President) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 900,000 owned after | $0.50 exercise price | 2007-02-14 | |
| 2007-02-07 | Pinchev Alex Officer (EVP, Worldwide Sales) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,875 87,500 owned after | $13.53 exercise price | 2007-02-08 |