RED HAT INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-10-14: Reporting owner Whitehurst James M; Form 4; Security Employee Stock Option NQSO (Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-10-07: Reporting owner CORMIER PAUL J; Form 4; Security Employee Stock Option NQSO (Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-05: Reporting owner FOX MARYE ANNE; Form 4; Security Employee Stock Option NQSO (Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-04-04: Reporting owner GUPTA NARENDRA; Form 4; Security Employee Stock Option NQSO (Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-10-14 | Whitehurst James M Director, Officer (CEO & President) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 400,000 owned after | $19.95 exercise price | 2011-10-18 | |
| 2011-10-07 | CORMIER PAUL J Officer (EVP, Engineering) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,688 0 owned after | $19.84 exercise price | 2011-10-11 | |
| 2011-05-05 | FOX MARYE ANNE Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $6.32 exercise price | 2011-05-06 | |
| 2011-04-04 | GUPTA NARENDRA Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $22.92 exercise price | 2011-04-06 | |
| 2011-03-30 | KAISER WILLIAM S Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $22.92 exercise price | 2011-03-31 | |
| 2011-03-29 | SHELTON GENERAL HENRY HUGH Director | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $13.23 exercise price | 2011-03-30 | |
| 2011-02-02 | Cunningham Michael Officer (EVP, General Counsel) | 4 | Employee Stock Option NQSO (Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 0 owned after | $19.84 exercise price | 2011-02-03 | |
| 2011-01-03 | PETERS CHARLES E JR Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option NQSO (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,012 0 owned after | $12.26 exercise price | 2011-01-04 |