QAD Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-08-31: Reporting owner Chilton Anton; Form 4; Security Stock Appreciation Right (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-31: Reporting owner Chilton Anton; Form 4; Security Stock Appreciation Right (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-31: Reporting owner Chilton Anton; Form 4; Security Stock Appreciation Right (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-31: Reporting owner Chilton Anton; Form 4; Security Stock Appreciation Right (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-08-31 | Chilton Anton Officer (EVP, Global Services) | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $5.04 exercise price | 2015-09-01 | |
| 2015-08-31 | Chilton Anton Officer (EVP, Global Services) | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $9.80 exercise price | 2015-09-01 | |
| 2015-08-31 | Chilton Anton Officer (EVP, Global Services) | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $5.04 exercise price | 2015-09-01 | |
| 2015-08-31 | Chilton Anton Officer (EVP, Global Services) | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 0 owned after | $9.80 exercise price | 2015-09-01 | |
| 2015-06-11 holding as of filing | Chilton Anton Officer (EVP, Global Services) | 3 | Stock Appreciation Right (Right to Buy) Derivative · Direct | Holding | $5.04 exercise price | 2015-06-11 | ||
| 2015-06-11 holding as of filing | Chilton Anton Officer (EVP, Global Services) | 3 | Stock Appreciation Right (Right to Buy) Derivative · Direct | Holding | $9.80 exercise price | 2015-06-11 | ||
| 2015-06-11 holding as of filing | Chilton Anton Officer (EVP, Global Services) | 3 | Stock Appreciation Right (Right to Buy) Derivative · Direct | Holding | $9.95 exercise price | 2015-06-11 | ||
| 2015-06-11 holding as of filing | Chilton Anton Officer (EVP, Global Services) | 3 | Stock Appreciation Right (Right to Buy) Derivative · Direct | Holding | $12.85 exercise price | 2015-06-11 | ||
| 2015-06-11 holding as of filing | Chilton Anton Officer (EVP, Global Services) | 3 | Stock Appreciation Right (Right to Buy) Derivative · Direct | Holding | $11.81 exercise price | 2015-06-11 | ||
| 2015-06-11 holding as of filing | Chilton Anton Officer (EVP, Global Services) | 3 | Stock Appreciation Right (Right to Buy) Derivative · Direct | Holding | $5.04 exercise price | 2015-06-11 | ||
| 2015-06-11 holding as of filing | Chilton Anton Officer (EVP, Global Services) | 3 | Stock Appreciation Right (Right to Buy) Derivative · Direct | Holding | $9.80 exercise price | 2015-06-11 | ||
| 2015-06-09 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 160,000 owned after | $26.11 exercise price | 2015-06-10 | |
| 2015-06-09 | LOPKER PAMELA M Director, Officer (President), 10% Owner | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $21.25 exercise price | 2015-06-10 | |
| 2015-06-09 | LOPKER KARL F Director, Officer (CEO), 10% Owner | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 160,000 owned after | $26.11 exercise price | 2015-06-10 | |
| 2015-06-09 | LOPKER KARL F Director, Officer (CEO), 10% Owner | 4 | Stock Appreciation Right (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $21.25 exercise price | 2015-06-10 |