PRIVATEBANCORP, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-06-11: Reporting owner ROCHE COLLIN E; Form 4; Security Series A Junior Nonvoting Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-06-11: Reporting owner ROCHE COLLIN E; Form 4; Security Series A Junior Nonvoting Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-06-11: Reporting owner ROCHE COLLIN E; Form 4; Security Series A Junior Nonvoting Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-06-11: Reporting owner GTCR Partners IX, L.P. | GTCR GOLDER RAUNER II LLC | GTCR FUND IX/B L P; Form 4; Security Series A Junior Nonvoting Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-06-11 | ROCHE COLLIN E Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by Fund IX/A (as defined) | P Open market or private purchase of non-derivative or derivative security | +445 1,662 owned after | $32,640.00 | 2008-06-13 | |
| 2008-06-11 | ROCHE COLLIN E Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by Fund IX/B (as defined) | P Open market or private purchase of non-derivative or derivative security | +74 277 owned after | $32,640.00 | 2008-06-13 | |
| 2008-06-11 | ROCHE COLLIN E Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by CO INVEST (as defined) | P Open market or private purchase of non-derivative or derivative security | +3 13 owned after | $32,640.00 | 2008-06-13 | |
| 2008-06-11 | GTCR Partners IX, L.P. | GTCR GOLDER RAUNER II LLC | GTCR FUND IX/B L P Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +74 277 owned after | $32,640.00 | 2008-06-13 | |
| 2008-06-11 | GTCR CO INVEST III L P | GTCR GOLDER RAUNER II LLC Director, 10% Owner | Director, 10% Owner | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3 13 owned after | $32,640.00 | 2008-06-13 | |
| 2008-06-11 | GTCR GOLDER RAUNER II LLC | GTCR FUND IX/A L P | GTCR Partners IX, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +445 1,662 owned after | $32,640.00 | 2008-06-13 |