PRIVATEBANCORP, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-11-02: Reporting owner ROCHE COLLIN E; Form 4; Security Non-Voting Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-11-02: Reporting owner ROCHE COLLIN E; Form 4; Security Non-Voting Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-11-02: Reporting owner ROCHE COLLIN E; Form 4; Security Non-Voting Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-11-02: Reporting owner GTCR GOLDER RAUNER II LLC | GTCR CO INVEST III L P; Form 4; Security Non-Voting Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-11-02 | ROCHE COLLIN E Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Indirect · Held by Fund IX/A (as defined) | P Open market or private purchase of non-derivative or derivative security | +1,349,683 3,011,182 owned after | $0.00 | 2009-11-03 | |
| 2009-11-02 | ROCHE COLLIN E Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Indirect · Held by Fund IX/B (as defined) | P Open market or private purchase of non-derivative or derivative security | +225,037 502,071 owned after | $0.00 | 2009-11-03 | |
| 2009-11-02 | ROCHE COLLIN E Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Indirect · Held by CO INVEST (as defined) | P Open market or private purchase of non-derivative or derivative security | +10,159 22,663 owned after | $0.00 | 2009-11-03 | |
| 2009-11-02 | GTCR GOLDER RAUNER II LLC | GTCR CO INVEST III L P Director, 10% Owner | Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,159 22,663 owned after | $0.00 | 2009-11-03 | |
| 2009-11-02 | GTCR GOLDER RAUNER II LLC | GTCR FUND IX/B L P | GTCR Partners IX, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +225,037 502,071 owned after | $0.00 | 2009-11-03 | |
| 2009-11-02 | GTCR Partners IX, L.P. | GTCR GOLDER RAUNER II LLC | GTCR FUND IX/A L P Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,349,683 3,011,182 owned after | $0.00 | 2009-11-03 |