Pike Corp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 55 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-12: Reporting owner PACE PETER; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2013-11-01: Reporting owner SULLIVAN DANIEL J; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-11-01: Reporting owner Helvey James Relerford III; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-11-01: Reporting owner TURNER JAMES L; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-12 holding as of filing | PACE PETER Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 6,398 owned after | no price filed | 2013-11-12 | |
| 2013-11-01 | SULLIVAN DANIEL J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,398 6,398 owned after | $0.00 | 2013-11-04 | |
| 2013-11-01 | Helvey James Relerford III Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,398 6,398 owned after | $0.00 | 2013-11-04 | |
| 2013-11-01 | TURNER JAMES L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,398 6,398 owned after | $0.00 | 2013-11-04 | |
| 2013-11-01 | BAYLESS CHARLES E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,398 6,398 owned after | $0.00 | 2013-11-04 | |
| 2013-11-01 | PACE PETER Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,398 6,398 owned after | $0.00 | 2013-11-04 | |
| 2013-10-31 | SULLIVAN DANIEL J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,675 0 owned after | no price filed | 2013-11-04 | |
| 2013-10-31 | SULLIVAN DANIEL J Director | 4 | Deferred Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,675 18,041 owned after | no price filed | 2013-11-04 | |
| 2013-10-31 | Helvey James Relerford III Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,675 0 owned after | no price filed | 2013-11-04 | |
| 2013-10-31 | Helvey James Relerford III Director | 4 | Deferred Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,675 18,041 owned after | no price filed | 2013-11-04 | |
| 2013-10-31 | TURNER JAMES L Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,675 0 owned after | $0.00 | 2013-11-04 | |
| 2013-10-31 | BAYLESS CHARLES E Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,675 0 owned after | $0.00 | 2013-11-04 | |
| 2013-10-31 | PACE PETER Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,675 0 owned after | $0.00 | 2013-11-04 | |
| 2013-05-22 holding as of filing | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 5,000 owned after | no price filed | 2013-05-22 | |
| 2013-05-22 holding as of filing | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 1,465 owned after | no price filed | 2013-05-22 | |
| 2013-05-22 holding as of filing | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 3,124 owned after | no price filed | 2013-05-22 | |
| 2013-05-22 holding as of filing | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 8,173 owned after | no price filed | 2013-05-22 | |
| 2013-02-05 holding as of filing | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 5,000 owned after | no price filed | 2013-02-05 | |
| 2013-02-05 holding as of filing | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 8,173 owned after | no price filed | 2013-02-05 | |
| 2013-02-05 holding as of filing | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | Holding | 21,423 owned after | no price filed | 2013-02-05 | |
| 2013-02-05 holding as of filing | Harshbarger Timothy G. Officer (Senior VP of Human Resources) | 4 | Restricted Stock Units Derivative · Direct | Holding | 18,480 owned after | no price filed | 2013-02-05 | |
| 2013-02-05 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 33,556 owned after | no price filed | 2013-02-05 | |
| 2013-02-05 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 38,342 owned after | no price filed | 2013-02-05 | |
| 2013-02-05 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 103,518 owned after | no price filed | 2013-02-05 | |
| 2013-02-02 | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,464 1,465 owned after | $0.00 | 2013-02-05 | |
| 2013-02-02 | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,964 3,964 owned after | $0.00 | 2013-02-05 | |
| 2013-02-02 | Harshbarger Timothy G. Officer (Senior VP of Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,396 3,396 owned after | $0.00 | 2013-02-05 | |
| 2013-02-02 | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,239 6,240 owned after | $0.00 | 2013-02-05 | |
| 2013-02-02 | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,143 7,143 owned after | no price filed | 2013-02-05 | |
| 2013-02-02 | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,544 19,545 owned after | no price filed | 2013-02-05 | |
| 2013-02-01 | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,562 3,124 owned after | $0.00 | 2013-02-05 | |
| 2013-02-01 | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,227 8,456 owned after | $0.00 | 2013-02-05 | |
| 2013-02-01 | Harshbarger Timothy G. Officer (Senior VP of Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,622 7,245 owned after | $0.00 | 2013-02-05 | |
| 2013-02-01 | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,655 13,310 owned after | $0.00 | 2013-02-05 | |
| 2013-02-01 | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,618 15,237 owned after | no price filed | 2013-02-05 | |
| 2013-02-01 | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,846 41,693 owned after | no price filed | 2013-02-05 | |
| 2013-02-01 holding as of filing | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | Holding | 7,928 owned after | no price filed | 2013-02-01 | |
| 2013-02-01 holding as of filing | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | Holding | 12,683 owned after | no price filed | 2013-02-01 | |
| 2013-02-01 holding as of filing | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 5,000 owned after | no price filed | 2013-02-01 | |
| 2013-02-01 holding as of filing | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,929 owned after | no price filed | 2013-02-01 | |
| 2013-02-01 holding as of filing | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,686 owned after | no price filed | 2013-02-01 | |
| 2013-02-01 holding as of filing | Harshbarger Timothy G. Officer (Senior VP of Human Resources) | 4 | Restricted Stock Units Derivative · Direct | Holding | 6,792 owned after | no price filed | 2013-02-01 | |
| 2013-02-01 holding as of filing | Harshbarger Timothy G. Officer (Senior VP of Human Resources) | 4 | Restricted Stock Units Derivative · Direct | Holding | 10,867 owned after | no price filed | 2013-02-01 | |
| 2013-02-01 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 12,479 owned after | no price filed | 2013-02-01 | |
| 2013-02-01 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 19,965 owned after | no price filed | 2013-02-01 | |
| 2013-02-01 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 14,286 owned after | no price filed | 2013-02-01 | |
| 2013-02-01 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 22,855 owned after | no price filed | 2013-02-01 | |
| 2013-02-01 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 39,089 owned after | no price filed | 2013-02-01 | |
| 2013-02-01 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 62,539 owned after | no price filed | 2013-02-01 | |
| 2013-01-30 | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,423 21,423 owned after | $0.00 | 2013-02-01 | |
| 2013-01-30 | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,173 8,173 owned after | $0.00 | 2013-02-01 | |
| 2013-01-30 | Harshbarger Timothy G. Officer (Senior VP of Human Resources) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,480 18,480 owned after | $0.00 | 2013-02-01 | |
| 2013-01-30 | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,556 33,556 owned after | $0.00 | 2013-02-01 | |
| 2013-01-30 | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,342 38,342 owned after | $0.00 | 2013-02-01 | |
| 2013-01-30 | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +103,518 103,518 owned after | $0.00 | 2013-02-01 |