Pike Corp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-10-06: Reporting owner Slater Anthony Kane; Form 4; Security Rstricted Stock Units; Transaction Holding.
- 2009-10-06: Reporting owner WALDMAN GARY D; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2009-10-06: Reporting owner Simmons Audie G; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2009-09-28: Reporting owner Pike J Eric; Form 4; Security Restricted Stock Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-10-06 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Rstricted Stock Units Derivative · Direct | Holding | 16,829 owned after | no price filed | 2009-10-06 | |
| 2009-10-06 holding as of filing | WALDMAN GARY D Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,075 owned after | no price filed | 2009-10-06 | |
| 2009-10-06 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 19,265 owned after | no price filed | 2009-10-06 | |
| 2009-09-28 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 55,818 owned after | no price filed | 2009-09-28 | |
| 2009-09-28 holding as of filing | Fox James R Officer (Gen. Counsel, Corp. Sec. & VP) | 4 | Restricted Stock Units Derivative · Direct | Holding | 12,880 owned after | no price filed | 2009-09-28 | |
| 2009-09-28 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 19,265 owned after | no price filed | 2009-09-28 | |
| 2009-09-28 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Rstricted Stock Units Derivative · Direct | Holding | 16,829 owned after | no price filed | 2009-09-28 | |
| 2009-09-03 holding as of filing | Hicks Jimmy R Officer (SVP Engineering/Construction) | 4 | Restricted Stock Units Derivative · Direct | Holding | 7,156 owned after | no price filed | 2009-09-03 | |
| 2009-09-03 holding as of filing | WALDMAN GARY D Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,075 owned after | no price filed | 2009-09-03 | |
| 2009-09-03 holding as of filing | Fox James R Officer (Gen. Counsel, Corp. Sec. & VP) | 4 | Restricted Stock Units Derivative · Direct | Holding | 12,880 owned after | no price filed | 2009-09-03 | |
| 2009-09-03 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 55,818 owned after | no price filed | 2009-09-03 | |
| 2009-09-03 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Rstricted Stock Units Derivative · Direct | Holding | 16,829 owned after | no price filed | 2009-09-03 | |
| 2009-09-03 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 19,265 owned after | no price filed | 2009-09-03 | |
| 2009-09-03 holding as of filing | Benfield James T Officer (SVP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 10,691 owned after | no price filed | 2009-09-03 | |
| 2009-08-19 | Benfield James T Officer (SVP of Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,691 10,691 owned after | $0.00 | 2009-10-06 | |
| 2009-08-19 | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,818 55,818 owned after | $0.00 | 2009-08-21 | |
| 2009-08-19 | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,265 19,265 owned after | $0.00 | 2009-08-21 | |
| 2009-08-19 | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −16,829 16,829 owned after | $0.00 | 2009-08-21 | |
| 2009-08-19 | Fox James R Officer (Gen. Counsel, Corp. Sec. & VP) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,880 12,880 owned after | $0.00 | 2009-08-21 | |
| 2009-08-19 | Benfield James T Officer (SVP of Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,691 10,691 owned after | $0.00 | 2009-08-21 | |
| 2009-08-19 | Hicks Jimmy R Officer (SVP Engineering/Construction) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,156 7,156 owned after | $0.00 | 2009-08-21 | |
| 2009-08-19 | WALDMAN GARY D Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,075 4,075 owned after | $0.00 | 2009-08-21 |