Pike Corp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 65 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-29: Reporting owner Simmons Audie G; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2011-11-29: Reporting owner Simmons Audie G; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2011-11-04: Reporting owner Terhar Louis F; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-04: Reporting owner SULLIVAN DANIEL J; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-29 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 6,422 owned after | no price filed | 2011-11-29 | |
| 2011-11-29 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 21,428 owned after | no price filed | 2011-11-29 | |
| 2011-11-04 | Terhar Louis F Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,358 9,358 owned after | $0.00 | 2011-11-08 | |
| 2011-11-04 | SULLIVAN DANIEL J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,358 9,358 owned after | $0.00 | 2011-11-08 | |
| 2011-11-04 | PACE PETER Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,358 9,358 owned after | $0.00 | 2011-11-08 | |
| 2011-11-04 | Helvey James Relerford III Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,358 9,358 owned after | $0.00 | 2011-11-08 | |
| 2011-11-04 | BAYLESS CHARLES E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,358 9,358 owned after | $0.00 | 2011-11-08 | |
| 2011-10-17 holding as of filing | Benfield James T Officer (SVP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 3,564 owned after | no price filed | 2011-10-17 | |
| 2011-10-17 holding as of filing | Benfield James T Officer (SVP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 11,891 owned after | no price filed | 2011-10-17 | |
| 2011-10-11 holding as of filing | Fox James R Officer (Gen. Counsel, Corp. Sec. & VP) | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,293 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Fox James R Officer (Gen. Counsel, Corp. Sec. & VP) | 4 | Restricted Stock Units Derivative · Direct | Holding | 14,326 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 5,610 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 18,718 owned after | no price filed | 2011-10-11 | |
| 2011-09-27 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 6,422 owned after | no price filed | 2011-09-27 | |
| 2011-09-27 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 21,428 owned after | no price filed | 2011-09-27 | |
| 2011-09-27 holding as of filing | Fox James R Officer (Gen. Counsel, Corp. Sec. & VP) | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,293 owned after | no price filed | 2011-09-27 | |
| 2011-09-27 holding as of filing | Fox James R Officer (Gen. Counsel, Corp. Sec. & VP) | 4 | Restricted Stock Units Derivative · Direct | Holding | 14,326 owned after | no price filed | 2011-09-27 | |
| 2011-09-27 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 5,610 owned after | no price filed | 2011-09-27 | |
| 2011-09-27 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 18,718 owned after | no price filed | 2011-09-27 | |
| 2011-09-27 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 18,606 owned after | no price filed | 2011-09-27 | |
| 2011-09-27 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 58,633 owned after | no price filed | 2011-09-27 | |
| 2011-08-23 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 18,718 owned after | no price filed | 2011-08-23 | |
| 2011-08-23 holding as of filing | Benfield James T Officer (SVP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 11,891 owned after | no price filed | 2011-08-23 | |
| 2011-08-23 holding as of filing | Hicks Jimmy R Officer (SVP Engineering/Construction) | 4 | Restricted Stock Units Derivative · Direct | Holding | 8,844 owned after | no price filed | 2011-08-23 | |
| 2011-08-23 holding as of filing | Fox James R Officer (Gen. Counsel, Corp. Sec. & VP) | 4 | Restricted Stock Units Derivative · Direct | Holding | 14,326 owned after | no price filed | 2011-08-23 | |
| 2011-08-23 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 21,428 owned after | no price filed | 2011-08-23 | |
| 2011-08-23 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 58,633 owned after | no price filed | 2011-08-23 | |
| 2011-08-19 | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,610 5,610 owned after | $0.00 | 2011-08-23 | |
| 2011-08-19 | Benfield James T Officer (SVP of Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,564 3,564 owned after | $0.00 | 2011-08-23 | |
| 2011-08-19 | Hicks Jimmy R Officer (SVP Engineering/Construction) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,385 2,386 owned after | $0.00 | 2011-08-23 | |
| 2011-08-19 | Fox James R Officer (Gen. Counsel, Corp. Sec. & VP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,293 4,294 owned after | $0.00 | 2011-08-23 | |
| 2011-08-19 | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,422 6,422 owned after | $0.00 | 2011-08-23 | |
| 2011-08-19 | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,606 18,606 owned after | $0.00 | 2011-08-23 | |
| 2011-08-03 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 11,220 owned after | no price filed | 2011-08-03 | |
| 2011-08-03 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 18,718 owned after | no price filed | 2011-08-03 | |
| 2011-05-03 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 11,220 owned after | no price filed | 2011-05-03 | |
| 2011-05-03 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 18,718 owned after | no price filed | 2011-05-03 | |
| 2011-03-03 holding as of filing | Benfield James T Officer (SVP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 7,128 owned after | no price filed | 2011-03-03 | |
| 2011-03-03 holding as of filing | Benfield James T Officer (SVP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 11,891 owned after | no price filed | 2011-03-03 | |
| 2011-03-03 holding as of filing | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 5,000 owned after | no price filed | 2011-03-03 | |
| 2011-03-03 holding as of filing | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,393 owned after | no price filed | 2011-03-03 | |
| 2011-03-03 holding as of filing | Hicks Jimmy R Officer (SVP Engineering/Construction) | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,771 owned after | no price filed | 2011-03-03 | |
| 2011-03-03 holding as of filing | Hicks Jimmy R Officer (SVP Engineering/Construction) | 4 | Restricted Stock Units Derivative · Direct | Holding | 8,844 owned after | no price filed | 2011-03-03 | |
| 2011-03-03 holding as of filing | Fox James R Officer (Gen. Counsel, Corp. Sec. & VP) | 4 | Restricted Stock Units Derivative · Direct | Holding | 8,587 owned after | no price filed | 2011-03-03 | |
| 2011-03-03 holding as of filing | Fox James R Officer (Gen. Counsel, Corp. Sec. & VP) | 4 | Restricted Stock Units Derivative · Direct | Holding | 14,326 owned after | no price filed | 2011-03-03 | |
| 2011-03-03 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 11,220 owned after | no price filed | 2011-03-03 | |
| 2011-03-03 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 18,718 owned after | no price filed | 2011-03-03 | |
| 2011-03-03 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 37,212 owned after | no price filed | 2011-03-03 | |
| 2011-03-03 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 58,633 owned after | no price filed | 2011-03-03 | |
| 2011-03-03 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 12,844 owned after | no price filed | 2011-03-03 | |
| 2011-03-03 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 21,428 owned after | no price filed | 2011-03-03 | |
| 2011-02-04 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 37,212 owned after | no price filed | 2011-02-04 | |
| 2011-02-04 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 12,844 owned after | no price filed | 2011-02-04 | |
| 2011-02-04 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 11,220 owned after | no price filed | 2011-02-04 | |
| 2011-02-04 holding as of filing | Fox James R Officer (Gen. Counsel, Corp. Sec. & VP) | 4 | Restricted Stock Units Derivative · Direct | Holding | 8,587 owned after | no price filed | 2011-02-04 | |
| 2011-02-04 holding as of filing | Benfield James T Officer (SVP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 7,128 owned after | no price filed | 2011-02-04 | |
| 2011-02-04 holding as of filing | Hicks Jimmy R Officer (SVP Engineering/Construction) | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,771 owned after | no price filed | 2011-02-04 | |
| 2011-02-04 holding as of filing | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 5,000 owned after | no price filed | 2011-02-04 | |
| 2011-02-02 | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,633 58,633 owned after | $0.00 | 2011-02-04 | |
| 2011-02-02 | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,428 21,428 owned after | $0.00 | 2011-02-04 | |
| 2011-02-02 | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,718 18,718 owned after | $0.00 | 2011-02-04 | |
| 2011-02-02 | Fox James R Officer (Gen. Counsel, Corp. Sec. & VP) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,326 14,326 owned after | $0.00 | 2011-02-04 | |
| 2011-02-02 | Benfield James T Officer (SVP of Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,891 11,891 owned after | $0.00 | 2011-02-04 | |
| 2011-02-02 | Hicks Jimmy R Officer (SVP Engineering/Construction) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,844 8,844 owned after | $0.00 | 2011-02-04 | |
| 2011-02-02 | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,393 4,393 owned after | $0.00 | 2011-02-04 |