Pike Corp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 79 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-20: Reporting owner SULLIVAN DANIEL J; Form 4; Security Deferred Stock Units; Transaction Holding.
- 2012-12-20: Reporting owner SULLIVAN DANIEL J; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2012-12-20: Reporting owner Helvey James Relerford III; Form 4; Security Deferred Stock Units; Transaction Holding.
- 2012-12-20: Reporting owner Helvey James Relerford III; Form 4; Security Restricted Stock Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-20 holding as of filing | SULLIVAN DANIEL J Director | 4 | Deferred Stock Units Derivative · Direct | Holding | 9,358 owned after | no price filed | 2012-12-20 | |
| 2012-12-20 holding as of filing | SULLIVAN DANIEL J Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 7,675 owned after | no price filed | 2012-12-20 | |
| 2012-12-20 holding as of filing | Helvey James Relerford III Director | 4 | Deferred Stock Units Derivative · Direct | Holding | 9,358 owned after | no price filed | 2012-12-20 | |
| 2012-12-20 holding as of filing | Helvey James Relerford III Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 7,675 owned after | no price filed | 2012-12-20 | |
| 2012-12-14 | SULLIVAN DANIEL J Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,008 1,008 owned after | $9.28 | 2012-12-20 | |
| 2012-12-14 | Helvey James Relerford III Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,008 1,008 owned after | $9.28 | 2012-12-20 | |
| 2012-12-04 holding as of filing | Harshbarger Timothy G. Officer (Senior VP of Human Resources) | 4 | Restricted Stock Units Derivative · Direct | Holding | 6,792 owned after | no price filed | 2012-12-04 | |
| 2012-12-04 holding as of filing | Harshbarger Timothy G. Officer (Senior VP of Human Resources) | 4 | Restricted Stock Units Derivative · Direct | Holding | 10,867 owned after | no price filed | 2012-12-04 | |
| 2012-11-02 | SULLIVAN DANIEL J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,675 7,675 owned after | $0.00 | 2012-11-05 | |
| 2012-11-02 | BAYLESS CHARLES E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,675 7,675 owned after | $0.00 | 2012-11-05 | |
| 2012-11-02 | Helvey James Relerford III Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,675 7,675 owned after | $0.00 | 2012-11-05 | |
| 2012-11-02 | PACE PETER Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,675 7,675 owned after | $0.00 | 2012-11-05 | |
| 2012-11-02 | TURNER JAMES L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,675 7,675 owned after | $0.00 | 2012-11-05 | |
| 2012-11-01 | SULLIVAN DANIEL J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,358 0 owned after | no price filed | 2012-11-05 | |
| 2012-11-01 | SULLIVAN DANIEL J Director | 4 | Deferred Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,358 9,358 owned after | no price filed | 2012-11-05 | |
| 2012-11-01 | BAYLESS CHARLES E Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,358 0 owned after | $0.00 | 2012-11-05 | |
| 2012-11-01 | Helvey James Relerford III Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,358 0 owned after | no price filed | 2012-11-05 | |
| 2012-11-01 | Helvey James Relerford III Director | 4 | Deferred Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,358 9,358 owned after | no price filed | 2012-11-05 | |
| 2012-11-01 | PACE PETER Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,358 0 owned after | $0.00 | 2012-11-05 | |
| 2012-11-01 | TURNER JAMES L Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,098 0 owned after | $0.00 | 2012-11-05 | |
| 2012-09-13 | TURNER JAMES L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,098 1,098 owned after | $0.00 | 2012-09-17 | |
| 2012-09-13 holding as of filing | Harshbarger Timothy G. Officer (Senior VP of Human Resources) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2012-09-13 | ||
| 2012-09-13 holding as of filing | Harshbarger Timothy G. Officer (Senior VP of Human Resources) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2012-09-13 | ||
| 2012-08-21 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 12,479 owned after | no price filed | 2012-08-21 | |
| 2012-08-21 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 19,965 owned after | no price filed | 2012-08-21 | |
| 2012-08-21 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 14,286 owned after | no price filed | 2012-08-21 | |
| 2012-08-21 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 22,855 owned after | no price filed | 2012-08-21 | |
| 2012-08-21 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 39,089 owned after | no price filed | 2012-08-21 | |
| 2012-08-21 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 62,539 owned after | no price filed | 2012-08-21 | |
| 2012-08-21 holding as of filing | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | Holding | 7,928 owned after | no price filed | 2012-08-21 | |
| 2012-08-21 holding as of filing | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | Holding | 12,683 owned after | no price filed | 2012-08-21 | |
| 2012-08-19 | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,610 0 owned after | $0.00 | 2012-08-21 | |
| 2012-08-19 | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,422 0 owned after | $0.00 | 2012-08-21 | |
| 2012-08-19 | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,606 0 owned after | $0.00 | 2012-08-21 | |
| 2012-08-19 | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,564 0 owned after | $0.00 | 2012-08-21 | |
| 2012-04-30 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 5,610 owned after | no price filed | 2012-04-30 | |
| 2012-04-30 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 12,479 owned after | no price filed | 2012-04-30 | |
| 2012-04-30 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 19,965 owned after | no price filed | 2012-04-30 | |
| 2012-03-05 holding as of filing | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 5,000 owned after | no price filed | 2012-03-05 | |
| 2012-03-05 holding as of filing | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 2,929 owned after | no price filed | 2012-03-05 | |
| 2012-03-05 holding as of filing | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,686 owned after | no price filed | 2012-03-05 | |
| 2012-03-05 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 5,610 owned after | no price filed | 2012-03-05 | |
| 2012-03-05 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 12,479 owned after | no price filed | 2012-03-05 | |
| 2012-03-05 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 19,965 owned after | no price filed | 2012-03-05 | |
| 2012-03-05 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 6,422 owned after | no price filed | 2012-03-05 | |
| 2012-03-05 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 14,286 owned after | no price filed | 2012-03-05 | |
| 2012-03-05 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 22,855 owned after | no price filed | 2012-03-05 | |
| 2012-03-05 holding as of filing | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | Holding | 3,564 owned after | no price filed | 2012-03-05 | |
| 2012-03-05 holding as of filing | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | Holding | 7,928 owned after | no price filed | 2012-03-05 | |
| 2012-03-05 holding as of filing | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | Holding | 12,683 owned after | no price filed | 2012-03-05 | |
| 2012-03-05 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 18,606 owned after | no price filed | 2012-03-05 | |
| 2012-03-05 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 39,089 owned after | no price filed | 2012-03-05 | |
| 2012-03-05 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 62,539 owned after | no price filed | 2012-03-05 | |
| 2012-02-14 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 18,606 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 39,089 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 62,539 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | Holding | 3,564 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | Holding | 7,928 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | Holding | 12,683 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 6,422 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 14,286 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 22,855 owned after | no price filed | 2012-02-14 | |
| 2012-02-03 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 6,422 owned after | no price filed | 2012-02-03 | |
| 2012-02-03 holding as of filing | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 5,000 owned after | no price filed | 2012-02-03 | |
| 2012-02-03 holding as of filing | Benfield James T Officer (SVP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 3,564 owned after | no price filed | 2012-02-03 | |
| 2012-02-03 holding as of filing | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 5,610 owned after | no price filed | 2012-02-03 | |
| 2012-02-03 holding as of filing | Fox James R Officer (Gen. Counsel, Corp. Sec. & VP) | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,293 owned after | no price filed | 2012-02-03 | |
| 2012-02-03 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 18,606 owned after | no price filed | 2012-02-03 | |
| 2012-02-02 | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,142 14,286 owned after | no price filed | 2012-02-03 | |
| 2012-02-02 | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,464 2,929 owned after | $0.00 | 2012-02-03 | |
| 2012-02-02 | Benfield James T Officer (SVP of Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,963 7,928 owned after | $0.00 | 2012-02-03 | |
| 2012-02-02 | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,239 12,479 owned after | $0.00 | 2012-02-03 | |
| 2012-02-02 | Fox James R Officer (Gen. Counsel, Corp. Sec. & VP) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,775 9,551 owned after | $0.00 | 2012-02-03 | |
| 2012-02-02 | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,544 39,089 owned after | no price filed | 2012-02-03 | |
| 2012-02-01 | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,855 22,855 owned after | $0.00 | 2012-02-03 | |
| 2012-02-01 | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,686 4,686 owned after | $0.00 | 2012-02-03 | |
| 2012-02-01 | Benfield James T Officer (SVP of Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,683 12,683 owned after | $0.00 | 2012-02-03 | |
| 2012-02-01 | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,965 19,965 owned after | $0.00 | 2012-02-03 | |
| 2012-02-01 | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,539 62,539 owned after | $0.00 | 2012-02-03 |