Pike Corp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 47 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-22: Reporting owner Pike J Eric; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-12-22: Reporting owner Pike J Eric; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-12-22: Reporting owner Simmons Audie G; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-12-22: Reporting owner Simmons Audie G; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-22 | Pike J Eric Director, Officer (Chairman, CEO and President), 10% Owner | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,847 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-22 | Pike J Eric Director, Officer (Chairman, CEO and President), 10% Owner | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −69,012 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-22 | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,619 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-22 | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,562 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-22 | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,655 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-22 | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,371 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-22 | Harshbarger Timothy G. Officer (Senior VP of Human Resources) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,623 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-22 | Harshbarger Timothy G. Officer (Senior VP of Human Resources) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,320 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-22 | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-22 | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,562 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-22 | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,449 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-22 | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,228 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-22 | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,282 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-22 | Helvey James Relerford III Director | 4 | Deferred Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,439 0 owned after | no price filed | 2014-12-23 | |
| 2014-12-22 | SULLIVAN DANIEL J Director | 4 | Deferred Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,439 0 owned after | no price filed | 2014-12-23 | |
| 2014-11-01 | SULLIVAN DANIEL J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,398 0 owned after | no price filed | 2014-11-04 | |
| 2014-11-01 | SULLIVAN DANIEL J Director | 4 | Deferred Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,398 24,439 owned after | no price filed | 2014-11-04 | |
| 2014-11-01 | Helvey James Relerford III Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,398 0 owned after | no price filed | 2014-11-04 | |
| 2014-11-01 | Helvey James Relerford III Director | 4 | Deferred Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,398 24,439 owned after | no price filed | 2014-11-04 | |
| 2014-11-01 | BAYLESS CHARLES E Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,398 0 owned after | $0.00 | 2014-11-04 | |
| 2014-11-01 | PACE PETER Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,398 0 owned after | $0.00 | 2014-11-04 | |
| 2014-11-01 | TURNER JAMES L Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,398 0 owned after | $0.00 | 2014-11-04 | |
| 2014-09-16 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 20,847 owned after | no price filed | 2014-09-16 | |
| 2014-09-16 holding as of filing | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | Holding | 69,012 owned after | no price filed | 2014-09-16 | |
| 2014-09-16 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 7,619 owned after | no price filed | 2014-09-16 | |
| 2014-09-16 holding as of filing | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | Holding | 25,562 owned after | no price filed | 2014-09-16 | |
| 2014-09-16 holding as of filing | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,228 owned after | no price filed | 2014-09-16 | |
| 2014-09-16 holding as of filing | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | Holding | 14,282 owned after | no price filed | 2014-09-16 | |
| 2014-02-03 holding as of filing | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 5,000 owned after | no price filed | 2014-02-03 | |
| 2014-02-02 | Harshbarger Timothy G. Officer (Senior VP of Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,396 0 owned after | $0.00 | 2014-02-03 | |
| 2014-02-02 | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,465 0 owned after | $0.00 | 2014-02-03 | |
| 2014-02-02 | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,240 0 owned after | $0.00 | 2014-02-03 | |
| 2014-02-02 | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,143 0 owned after | no price filed | 2014-02-03 | |
| 2014-02-02 | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,545 0 owned after | no price filed | 2014-02-03 | |
| 2014-02-02 | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,964 0 owned after | $0.00 | 2014-02-03 | |
| 2014-02-01 | Harshbarger Timothy G. Officer (Senior VP of Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,622 3,623 owned after | $0.00 | 2014-02-03 | |
| 2014-02-01 | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,562 1,562 owned after | $0.00 | 2014-02-03 | |
| 2014-02-01 | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,655 6,655 owned after | $0.00 | 2014-02-03 | |
| 2014-02-01 | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,618 7,619 owned after | no price filed | 2014-02-03 | |
| 2014-02-01 | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,846 20,847 owned after | no price filed | 2014-02-03 | |
| 2014-02-01 | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,228 4,228 owned after | $0.00 | 2014-02-03 | |
| 2014-01-30 | Harshbarger Timothy G. Officer (Senior VP of Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,160 12,320 owned after | $0.00 | 2014-02-03 | |
| 2014-01-30 | Calhoun Jeffrey S Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,724 5,449 owned after | $0.00 | 2014-02-03 | |
| 2014-01-30 | Slater Anthony Kane Officer (Executive VP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,185 22,371 owned after | $0.00 | 2014-02-03 | |
| 2014-01-30 | Simmons Audie G Officer (Executive VP of Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,780 25,562 owned after | no price filed | 2014-02-03 | |
| 2014-01-30 | Pike J Eric Director, Officer (Chairman, CEO and President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,506 69,012 owned after | no price filed | 2014-02-03 | |
| 2014-01-30 | Benfield James T Officer (President of Pike Subsidiary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,141 14,282 owned after | $0.00 | 2014-02-03 |