Pershing Gold Corp. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows, 21 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-04-03: Reporting owner Honig Barry C; Form 4; Security Warrants; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-03-21: Reporting owner Honig Barry C; Form 4; Security Warrants; Transaction Holding.
- 2017-12-19: Reporting owner Honig Barry C; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-05-10: Reporting owner DONALD SMITH & CO., INC.; Form 3/A; Security Pershing Gold Corp Warrants (Strike $4.35); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-04-03 | Honig Barry C 10% Owner | 4 | Warrants Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −396,039 0 owned after | no price filed | 2019-04-12 | |
| 2018-03-21 holding as of filing | Honig Barry C Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | Holding | 396,039 owned after | $3.40 exercise price | 2018-03-21 | |
| 2017-12-19 | Honig Barry C Director, 10% Owner | 4 | Warrant Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +396,039 396,039 owned after | $3.40 | 2017-12-21 | |
| 2016-05-10 holding as of filing | DONALD SMITH & CO., INC. 10% Owner | 3/A | Pershing Gold Corp Warrants (Strike $4.35) Derivative · Indirect · Owned by an affiliate - Donald Smith Value Fund, L.P. | Holding | $4.35 exercise price | 2016-05-10 | ||
| 2016-05-09 holding as of filing | DONALD SMITH & CO., INC. 10% Owner | 3 | Pershing Gold Corp Warrants (Strike $4.35) Derivative · Indirect · Owned by an affiliate - Donald Smith Value Fund | Holding | $4.35 exercise price | 2016-05-09 | ||
| 2015-06-11 holding as of filing | Branham Alan David Director | 3 | Warrants Derivative · Direct | Holding | $0.45 exercise price | 2015-06-11 | ||
| 2015-06-11 holding as of filing | Karr Edward M Director | 3 | Warrants Derivative · Direct | Holding | $0.45 exercise price | 2015-06-11 | ||
| 2015-04-10 | Honig Barry C Director, 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +3,076,922 3,076,922 owned after | $0.44 exercise price | 2015-04-16 | |
| 2014-07-30 | Frost Gamma Investments Trust 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +176,470 176,470 owned after | $0.45 exercise price | 2014-07-31 | |
| 2014-07-30 | Honig Barry C Director, 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +411,764 411,764 owned after | $0.45 exercise price | 2014-07-31 | |
| 2014-07-02 | Honig Barry C Director, 10% Owner | 4 | Warrant Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +1,470,588 17,303,225 owned after | $0.45 exercise price | 2014-07-10 | |
| 2014-07-02 | Honig Barry C Director, 10% Owner | 4 | Warrant Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +294,118 8,230,918 owned after | $0.45 exercise price | 2014-07-10 | |
| 2014-01-05 | Honig Barry C Director, 10% Owner | 4/A | Warrants Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +606,000 4,242,000 owned after | $0.40 exercise price | 2015-02-03 | |
| 2014-01-05 | Honig Barry C Director, 10% Owner | 4 | Warrants Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +606,000 4,242,000 owned after | $0.40 exercise price | 2015-01-06 | |
| 2013-08-08 | Honig Barry C Director, 10% Owner | 4 | Warrant Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +782,400 782,400 owned after | $990.00 | 2013-08-12 | |
| 2013-08-08 | Honig Barry C Director, 10% Owner | 4 | Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +697,200 1,479,600 owned after | $990.00 | 2013-08-12 | |
| 2013-08-08 | Honig Barry C Director, 10% Owner | 4 | Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +3,636,000 5,115,600 owned after | $990.00 | 2013-08-12 | |
| 2013-08-08 | Honig Barry C Director, 10% Owner | 4 | Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,726,800 6,842,400 owned after | $990.00 | 2013-08-12 | |
| 2013-08-08 | Alfers Stephen D. Director, Officer (CEO and President) | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +120,000 120,000 owned after | $0.40 exercise price | 2013-08-12 | |
| 2012-12-03 | Honig Barry C Director | 4/A | Warrants to purchase Common Stock Derivative · Indirect · See Note | P Open market or private purchase of non-derivative or derivative security | +1,363,637 1,363,637 owned after | $0.50 exercise price | 2012-12-04 | |
| 2012-10-03 | Honig Barry C Director | 4 | Warrants to purchase Common Stock Derivative · Indirect · See Note | P Open market or private purchase of non-derivative or derivative security | +1,363,636 1,363,636 owned after | $0.50 exercise price | 2012-12-04 |