Pershing Gold Corp. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-11-14: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-10-20; Total offering amount $150,000.
- 2012-06-28: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2012-06-19; Total offering amount $4,000,000.
- 2012-04-13: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2012-04-02; Total offering amount $1,505,000.
- 2011-05-13: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-05-06; Total offering amount $500,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-11-14 | Rule 506(b) | Equity | 2014-10-20 | $150,000 | $150,000 | $0 | 1 |
| 2012-06-28 | Rule 506 | Equity | 2012-06-19 | $4,000,000 | $4,000,000 | $0 | 2 |
| 2012-04-13 | Rule 506 | Equity | 2012-04-02 | $1,505,000 | $1,505,000 | $0 | 10 |
| 2011-05-13 | Rule 506 | Equity | 2011-05-06 | $500,000 | $246,000 | $254,000 | 6 |
| 2010-10-27 | Rule 506 | Equity | 2010-09-29 | Indefinite | $0 | Indefinite | 15 |