Pershing Gold Corp. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-04-03: Reporting owner Honig Barry C; Form 4; Security Series E Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-04-03: Reporting owner Honig Barry C; Form 4; Security Series E Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-04-03: Reporting owner Honig Barry C; Form 4; Security Series E Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-04-03: Reporting owner Honig Barry C; Form 4; Security Series E Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-04-03 | Honig Barry C 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,495,606 0 owned after | no price filed | 2019-04-12 | |
| 2019-04-03 | Honig Barry C 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −301,950 0 owned after | no price filed | 2019-04-12 | |
| 2019-04-03 | Honig Barry C 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −731,892 0 owned after | no price filed | 2019-04-12 | |
| 2019-04-03 | Honig Barry C 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −205,425 0 owned after | no price filed | 2019-04-12 | |
| 2019-04-03 | Alfers Stephen D. Director, Officer (CEO and President) | 4 | Series E Convertible Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100 0 owned after | $2.80 exercise price | 2019-04-05 | |
| 2018-03-21 holding as of filing | Honig Barry C Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | 6,881 owned after | $2.80 exercise price | 2018-03-21 | |
| 2018-03-21 holding as of filing | Honig Barry C Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Direct · (m) | Holding | 854 owned after | $2.80 exercise price | 2018-03-21 | |
| 2014-09-24 | Honig Barry C Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +114 3,725 owned after | $915.00 | 2014-09-25 | |
| 2014-01-05 | Honig Barry C Director, 10% Owner | 4/A | Series E Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +505 4,230 owned after | $989.11 | 2015-02-03 | |
| 2014-01-05 | Honig Barry C Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +505 4,230 owned after | $989.11 | 2015-01-06 | |
| 2013-11-25 | Honig Barry C Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note | P Open market or private purchase of non-derivative or derivative security | +202 3,611 owned after | $990.00 | 2013-11-25 | |
| 2013-10-10 | Honig Barry C Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note | P Open market or private purchase of non-derivative or derivative security | +379 3,409 owned after | $990.49 | 2013-10-10 | |
| 2013-10-10 | Honig Barry C Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note | P Open market or private purchase of non-derivative or derivative security | +631 2,070 owned after | $989.45 | 2013-10-10 | |
| 2013-08-08 | Honig Barry C Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +652 652 owned after | $990.00 | 2013-08-12 | |
| 2013-08-08 | Honig Barry C Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +581 1,233 owned after | $990.00 | 2013-08-12 | |
| 2013-08-08 | Honig Barry C Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +3,030 4,263 owned after | $990.00 | 2013-08-12 | |
| 2013-08-08 | Honig Barry C Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,439 5,702 owned after | $990.00 | 2013-08-12 | |
| 2013-08-08 | Alfers Stephen D. Director, Officer (CEO and President) | 4 | Series E Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $0.33 exercise price | 2013-08-12 |