Pershing Gold Corp. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows, 22 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-04-03: Reporting owner Honig Barry C; Form 4; Security Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-04-03: Reporting owner Honig Barry C; Form 4; Security Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-04-03: Reporting owner Honig Barry C; Form 4; Security Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-03-21: Reporting owner Honig Barry C; Form 4; Security Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-04-03 | Honig Barry C 10% Owner | 4 | Options Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,223 0 owned after | no price filed | 2019-04-12 | |
| 2019-04-03 | Honig Barry C 10% Owner | 4 | Options Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −666,667 0 owned after | no price filed | 2019-04-12 | |
| 2019-04-03 | Honig Barry C 10% Owner | 4 | Options Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −55,556 0 owned after | no price filed | 2019-04-12 | |
| 2018-03-21 holding as of filing | Honig Barry C Director, 10% Owner | 4 | Options Derivative · Direct · (m) | Holding | 22,223 owned after | $10.80 exercise price | 2018-03-21 | |
| 2018-03-21 holding as of filing | Honig Barry C Director, 10% Owner | 4 | Options Derivative · Direct · (m) | Holding | 666,667 owned after | $6.30 exercise price | 2018-03-21 | |
| 2018-03-21 holding as of filing | Honig Barry C Director, 10% Owner | 4 | Options Derivative · Direct · (m) | Holding | 55,556 owned after | $6.12 exercise price | 2018-03-21 | |
| 2018-01-29 | JANKE TIMOTHY MARK Officer (Chief Operating Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.80 exercise price | 2018-01-31 | |
| 2018-01-29 | Alfers Stephen D. Director, Officer (CEO and President) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.80 exercise price | 2018-01-31 | |
| 2018-01-29 | Alexander Eric Officer (VP Finance and Controller) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,000 59,000 owned after | $2.80 exercise price | 2018-01-31 | |
| 2018-01-29 | STRUHSACKER DEBRA W Officer (Senior Vice President) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +63,000 63,000 owned after | $2.80 exercise price | 2018-01-31 | |
| 2013-09-27 holding as of filing | STRUHSACKER DEBRA W Officer (Corporate Vice President) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $0.45 exercise price | 2013-09-27 | ||
| 2013-09-27 holding as of filing | STRUHSACKER DEBRA W Officer (Corporate Vice President) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $0.34 exercise price | 2013-09-27 | ||
| 2013-09-27 holding as of filing | STRUHSACKER DEBRA W Officer (Corporate Vice President) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $0.34 exercise price | 2013-09-27 | ||
| 2012-06-18 | Alfers Stephen D. Director, Officer (CEO and President) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 15,000,000 owned after | $0.34 | 2012-06-22 | |
| 2012-06-18 | RECTOR DAVID Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.34 | 2012-06-22 | |
| 2012-06-18 | Honig Barry C Director | 4/A | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 13,266,667 owned after | $0.34 | 2012-06-22 | |
| 2012-06-18 | Honig Barry C Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 13,133,334 owned after | $0.34 | 2012-06-21 | |
| 2012-06-06 holding as of filing | Honig Barry C Director | 4 | Options Derivative · Direct | Holding | 400,000 owned after | $0.60 exercise price | 2012-06-06 | |
| 2012-06-06 holding as of filing | Honig Barry C Director | 4 | Options Derivative · Direct | Holding | 12,000,000 owned after | $0.35 exercise price | 2012-06-06 | |
| 2012-05-16 holding as of filing | Honig Barry C Director | 3 | Options Derivative · Direct | Holding | $0.60 exercise price | 2012-05-16 | ||
| 2012-05-16 holding as of filing | Honig Barry C Director | 3 | Options Derivative · Direct | Holding | $0.35 exercise price | 2012-05-16 | ||
| 2012-05-16 holding as of filing | Alfers Stephen D. Director, Officer (CEO and President) | 3 | Options Derivative · Direct | Holding | $0.49 exercise price | 2012-05-16 |