Pershing Gold Corp. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 78 rows, 78 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-04-03: Reporting owner SAXTON PAMELA L; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-04-03: Reporting owner SAXTON PAMELA L; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-04-03: Reporting owner Alexander Eric; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-04-03: Reporting owner Alexander Eric; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-04-03 | SAXTON PAMELA L Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,621 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | SAXTON PAMELA L Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Alexander Eric Officer (VP Finance and Controller) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,750 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Alexander Eric Officer (VP Finance and Controller) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,653 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Clevenger Jeffrey G Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,377 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | JANKE TIMOTHY MARK Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,250 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | JANKE TIMOTHY MARK Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,002 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,556 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,595 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,690 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,042 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,523 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,610 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,316 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,797 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,797 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,021 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,513 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,509 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Alfers Stephen D. Director, Officer (CEO and President) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Alfers Stephen D. Director, Officer (CEO and President) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400,000 0 owned after | no price filed | 2019-04-05 | |
| 2019-04-03 | Alfers Stephen D. Director, Officer (CEO and President) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | no price filed | 2019-04-05 | |
| 2018-09-12 | Honig Barry C 10% Owner | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,661 0 owned after | no price filed | 2018-09-14 | |
| 2018-06-29 | Honig Barry C Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,962 28,082 owned after | $1.83 | 2018-07-02 | |
| 2018-06-29 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,509 30,616 owned after | $1.83 | 2018-07-02 | |
| 2018-04-29 | Clevenger Jeffrey G Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,377 12,377 owned after | $2.02 | 2018-05-01 | |
| 2018-04-26 | Honig Barry C Director, 10% Owner | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,513 4,513 owned after | $2.05 | 2018-04-30 | |
| 2018-04-26 | Honig Barry C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,513 24,120 owned after | $2.05 | 2018-04-30 | |
| 2018-04-26 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,513 26,107 owned after | $2.05 | 2018-04-27 | |
| 2018-03-21 holding as of filing | Honig Barry C Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct · (m) | Holding | 9,579 owned after | no price filed | 2018-03-21 | |
| 2018-03-21 holding as of filing | Honig Barry C Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct · (m) | Holding | 10,000 owned after | no price filed | 2018-03-21 | |
| 2018-03-21 holding as of filing | Honig Barry C Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct · (m) | Holding | 11,228 owned after | no price filed | 2018-03-21 | |
| 2018-03-21 holding as of filing | Honig Barry C Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct · (m) | Holding | 3,316 owned after | no price filed | 2018-03-21 | |
| 2018-03-21 holding as of filing | Honig Barry C Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct · (m) | Holding | 2,458 owned after | no price filed | 2018-03-21 | |
| 2018-03-21 holding as of filing | Honig Barry C Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct · (m) | Holding | 2,605 owned after | no price filed | 2018-03-21 | |
| 2018-01-29 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.00 | 2018-01-31 | |
| 2018-01-29 | Morrison Alex G Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2018-01-31 | |
| 2018-01-29 | SAXTON PAMELA L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2018-01-31 | |
| 2017-12-29 | Honig Barry C Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,605 19,607 owned after | $2.40 | 2018-01-03 | |
| 2017-12-29 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,021 21,594 owned after | $2.40 | 2018-01-03 | |
| 2017-10-30 | SAXTON PAMELA L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,621 8,621 owned after | $0.00 | 2017-11-01 | |
| 2017-09-29 | Honig Barry C Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,458 17,002 owned after | $2.95 | 2017-10-03 | |
| 2017-09-29 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,797 18,573 owned after | $2.95 | 2017-10-03 | |
| 2017-06-30 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,316 15,776 owned after | $2.79 | 2017-07-05 | |
| 2017-06-30 | Honig Barry C Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,316 14,544 owned after | $2.79 | 2017-07-05 | |
| 2017-04-28 | Honig Barry C Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,342 2,342 owned after | $3.95 | 2017-05-02 | |
| 2017-04-28 | Honig Barry C Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,457 3,799 owned after | $4.29 | 2017-05-02 | |
| 2017-04-28 | Honig Barry C Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,601 5,400 owned after | $4.53 | 2017-05-02 | |
| 2017-04-28 | Honig Barry C Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,218 7,618 owned after | $3.27 | 2017-05-02 | |
| 2017-04-28 | Honig Barry C Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,610 11,228 owned after | $2.84 | 2017-05-02 | |
| 2017-04-28 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,595 2,595 owned after | $3.95 | 2017-05-02 | |
| 2017-04-28 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,690 4,285 owned after | $4.29 | 2017-05-02 | |
| 2017-04-28 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,042 6,327 owned after | $4.53 | 2017-05-02 | |
| 2017-04-28 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,523 8,850 owned after | $3.27 | 2017-05-02 | |
| 2017-04-28 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,610 12,460 owned after | $2.84 | 2017-05-02 | |
| 2017-03-21 | Alfers Stephen D. Director, Officer (CEO and President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2017-03-23 | |
| 2017-02-03 | Honig Barry C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2017-02-07 | |
| 2017-02-03 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2017-02-07 | |
| 2017-02-03 | Barr Douglass Scott Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2017-02-07 | |
| 2017-02-03 | JANKE TIMOTHY MARK Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,002 16,002 owned after | $0.00 | 2017-02-07 | |
| 2017-02-03 | STRUHSACKER DEBRA W Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,900 21,900 owned after | $0.00 | 2017-02-07 | |
| 2017-02-03 | Alexander Eric Officer (VP Finance and Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,653 16,653 owned after | $0.00 | 2017-02-07 | |
| 2017-02-03 | Morrison Alex G Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2017-02-07 | |
| 2016-06-24 | Barr Douglass Scott Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,995 5,995 owned after | $0.00 | 2016-06-28 | |
| 2015-12-23 | STRUHSACKER DEBRA W Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $0.00 | 2016-01-08 | |
| 2015-12-23 | JANKE TIMOTHY MARK Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,250 9,250 owned after | $0.00 | 2016-01-08 | |
| 2015-12-23 | Alexander Eric Officer (VP Finance and Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,750 6,750 owned after | $0.00 | 2016-01-08 | |
| 2015-12-09 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.00 | 2015-12-11 | |
| 2015-06-28 | Alfers Stephen D. Director, Officer (CEO and President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.00 | 2015-06-29 | |
| 2015-06-28 | Alfers Stephen D. Director, Officer (CEO and President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.00 | 2015-06-29 | |
| 2015-06-09 | Branham Alan David Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2015-06-11 | |
| 2015-06-09 | Karr Edward M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2015-06-11 | |
| 2015-06-08 | Morrison Alex G Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.00 | 2015-06-10 | |
| 2014-12-11 | Morrison Alex G Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +172,414 172,414 owned after | $0.00 | 2014-12-15 | |
| 2014-12-11 | Honig Barry C Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +172,414 172,414 owned after | $0.00 | 2014-12-15 |