OPLINK COMMUNICATIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-02: Reporting owner CHANG CHIEH; Form 4/A; Security Option to Purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-02: Reporting owner CHANG CHIEH; Form 4/A; Security Option to purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-02: Reporting owner CHANG CHIEH; Form 4; Security Option to purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-09-21: Reporting owner LIU JOSEPH Y; Form 4; Security Option to Purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-02 | CHANG CHIEH Director | 4/A | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 0 owned after | $4.20 exercise price | 2012-10-03 | |
| 2012-10-02 | CHANG CHIEH Director | 4/A | Option to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,285 0 owned after | $6.16 exercise price | 2012-10-03 | |
| 2012-10-02 | CHANG CHIEH Director | 4 | Option to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,285 0 owned after | $6.16 exercise price | 2012-10-03 | |
| 2012-09-21 | LIU JOSEPH Y Officer (Chairman & CEO) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +174,216 0 owned after | $5.46 exercise price | 2012-09-24 | |
| 2012-08-29 | GONG RIVER XIAOJIANG Officer (Sr. VP Worldwide Sales) | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $16.46 exercise price | 2012-08-31 | |
| 2012-08-29 | LIU JOSEPH Y Officer (Chairman & CEO) | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $16.46 exercise price | 2012-08-31 | |
| 2012-08-29 | Welles Stephen Officer (VP & General Counsel) | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $16.46 exercise price | 2012-08-31 | |
| 2012-08-29 | Lee Peter Officer (Chief Operating Officer) | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $16.46 exercise price | 2012-08-31 | |
| 2012-08-29 | Yin Shirley Yi Officer (EVP, CFO) | 4 | Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $16.46 exercise price | 2012-08-31 | |
| 2012-08-29 | JACK JESSE W Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $16.46 exercise price | 2012-08-31 | |
| 2012-08-29 | Lee Hua Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $16.46 exercise price | 2012-08-31 | |
| 2012-08-29 | CHRISTOFFERSEN TIM Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $16.46 exercise price | 2012-08-31 | |
| 2012-08-29 | CHANG CHIEH Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $16.46 exercise price | 2012-08-31 | |
| 2012-05-31 | LIU JOSEPH Y Officer (Chairman & CEO) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +386,904 0 owned after | $4.64 exercise price | 2012-06-04 |