OPLINK COMMUNICATIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-02-28: Reporting owner LIU JOSEPH Y; Form 4; Security Option to Purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-02-28: Reporting owner Lee Hua; Form 4; Security Option to Purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-02-25: Reporting owner JACK JESSE W; Form 4; Security Option to Purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-02-25: Reporting owner JACK JESSE W; Form 4; Security Option to Purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-02-28 | LIU JOSEPH Y Officer (President & CEO) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,165 174,216 owned after | $5.46 exercise price | 2011-03-03 | |
| 2011-02-28 | Lee Hua Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,285 0 owned after | $8.75 exercise price | 2011-03-01 | |
| 2011-02-25 | JACK JESSE W Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,142 0 owned after | $6.93 exercise price | 2011-03-01 | |
| 2011-02-25 | JACK JESSE W Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $4.20 exercise price | 2011-03-01 | |
| 2011-02-25 | JACK JESSE W Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,285 0 owned after | $20.09 exercise price | 2011-03-01 | |
| 2011-02-18 | LIU JOSEPH Y Officer (President & CEO) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 202,381 owned after | $5.46 exercise price | 2011-02-23 | |
| 2011-02-18 | Lee Peter Officer (Chief Operating Officer) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,087 0 owned after | $12.60 exercise price | 2011-02-22 | |
| 2011-02-18 | Lee Peter Officer (Chief Operating Officer) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,131 6,251 owned after | $10.09 exercise price | 2011-02-22 | |
| 2011-02-10 | LIU JOSEPH Y Officer (President & CEO) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 277,381 owned after | $5.46 exercise price | 2011-02-14 | |
| 2011-02-10 | Lee Peter Officer (Chief Operating Officer) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 0 owned after | $18.38 exercise price | 2011-02-14 | |
| 2011-02-10 | Lee Peter Officer (Chief Operating Officer) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $19.70 exercise price | 2011-02-14 | |
| 2011-02-08 | Welles Stephen Officer (VP & General Counsel) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,471 18,169 owned after | $10.09 exercise price | 2011-02-10 | |
| 2011-02-08 | Welles Stephen Officer (VP & General Counsel) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,360 owned after | $10.09 exercise price | 2011-02-10 | |
| 2011-02-03 | CHANG CHIEH Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,285 0 owned after | $18.38 exercise price | 2011-02-04 | |
| 2011-02-02 | Yin Shirley Yi Officer (EVP, CFO) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −759 0 owned after | $13.12 exercise price | 2011-02-03 | |
| 2011-02-02 | Yin Shirley Yi Officer (EVP, CFO) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,047 11,066 owned after | $10.09 exercise price | 2011-02-03 | |
| 2011-02-02 | Yin Shirley Yi Officer (EVP, CFO) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,367 5,209 owned after | $13.12 exercise price | 2011-02-03 | |
| 2011-02-02 | Yin Shirley Yi Officer (EVP, CFO) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35 5,603 owned after | $10.09 exercise price | 2011-02-03 | |
| 2011-02-01 | GONG RIVER XIAOJIANG Officer (Sr. VP Worldwide Sales) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,513 0 owned after | $13.30 exercise price | 2011-02-03 | |
| 2011-02-01 | GONG RIVER XIAOJIANG Officer (Sr. VP Worldwide Sales) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11 0 owned after | $18.37 exercise price | 2011-02-03 | |
| 2011-02-01 | GONG RIVER XIAOJIANG Officer (Sr. VP Worldwide Sales) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,645 0 owned after | $13.12 exercise price | 2011-02-03 | |
| 2011-02-01 | GONG RIVER XIAOJIANG Officer (Sr. VP Worldwide Sales) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,840 208 owned after | $10.09 exercise price | 2011-02-03 | |
| 2011-02-01 | GONG RIVER XIAOJIANG Officer (Sr. VP Worldwide Sales) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,731 0 owned after | $14.50 exercise price | 2011-02-03 | |
| 2011-02-01 | GONG RIVER XIAOJIANG Officer (Sr. VP Worldwide Sales) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,861 0 owned after | $13.30 exercise price | 2011-02-03 | |
| 2011-02-01 | GONG RIVER XIAOJIANG Officer (Sr. VP Worldwide Sales) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,284 6,668 owned after | $10.09 exercise price | 2011-02-03 | |
| 2011-02-01 | GONG RIVER XIAOJIANG Officer (Sr. VP Worldwide Sales) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,846 0 owned after | $18.38 exercise price | 2011-02-03 | |
| 2011-02-01 | GONG RIVER XIAOJIANG Officer (Sr. VP Worldwide Sales) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,269 0 owned after | $14.50 exercise price | 2011-02-03 | |
| 2011-02-01 | GONG RIVER XIAOJIANG Officer (Sr. VP Worldwide Sales) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,896 1,459 owned after | $13.12 exercise price | 2011-02-03 | |
| 2011-01-18 | Welles Stephen Officer (VP & General Counsel) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 40,360 owned after | $10.09 exercise price | 2011-01-19 | |
| 2011-01-06 | Yin Shirley Yi Officer (EVP, CFO) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,422 0 owned after | $19.70 exercise price | 2011-01-07 | |
| 2011-01-06 | Yin Shirley Yi Officer (EVP, CFO) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,798 759 owned after | $13.12 exercise price | 2011-01-07 | |
| 2011-01-06 | Yin Shirley Yi Officer (EVP, CFO) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,249 13,113 owned after | $10.09 exercise price | 2011-01-07 | |
| 2011-01-06 | Yin Shirley Yi Officer (EVP, CFO) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,727 0 owned after | $12.60 exercise price | 2011-01-07 | |
| 2011-01-06 | Yin Shirley Yi Officer (EVP, CFO) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,867 7,576 owned after | $13.12 exercise price | 2011-01-07 | |
| 2011-01-06 | Yin Shirley Yi Officer (EVP, CFO) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,578 0 owned after | $19.70 exercise price | 2011-01-07 | |
| 2011-01-06 | Yin Shirley Yi Officer (EVP, CFO) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,812 0 owned after | $10.01 exercise price | 2011-01-07 | |
| 2011-01-05 | Yin Shirley Yi Officer (EVP, CFO) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,367 0 owned after | $12.60 exercise price | 2011-01-07 |