OPLINK COMMUNICATIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-23: Reporting owner CHRISTOFFERSEN TIM; Form 4; Security Stock Options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-12-23: Reporting owner Welles Stephen; Form 4; Security Stock Options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-12-23: Reporting owner Welles Stephen; Form 4; Security Stock Options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-12-23: Reporting owner Yin Shirley Yi; Form 4; Security Stock Options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-23 | CHRISTOFFERSEN TIM Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $16.46 exercise price | 2014-12-23 | |
| 2014-12-23 | Welles Stephen Officer (Sr VP, General Counsel & Sec.) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −48,529 0 owned after | $10.09 exercise price | 2014-12-23 | |
| 2014-12-23 | Welles Stephen Officer (Sr VP, General Counsel & Sec.) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $16.46 exercise price | 2014-12-23 | |
| 2014-12-23 | Yin Shirley Yi Officer (Executive VP, CFO) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,209 0 owned after | $13.12 exercise price | 2014-12-23 | |
| 2014-12-23 | Yin Shirley Yi Officer (Executive VP, CFO) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,669 0 owned after | $10.09 exercise price | 2014-12-23 | |
| 2014-12-23 | Yin Shirley Yi Officer (Executive VP, CFO) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $16.46 exercise price | 2014-12-23 | |
| 2014-12-23 | GONG RIVER XIAOJIANG Officer (Senior VP, Worldwide Sales) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,459 0 owned after | $13.12 exercise price | 2014-12-23 | |
| 2014-12-23 | GONG RIVER XIAOJIANG Officer (Senior VP, Worldwide Sales) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,876 0 owned after | $10.09 exercise price | 2014-12-23 | |
| 2014-12-23 | GONG RIVER XIAOJIANG Officer (Senior VP, Worldwide Sales) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $16.46 exercise price | 2014-12-23 | |
| 2014-12-23 | Lee Peter Officer (Chief Operating Officer) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $17.79 exercise price | 2014-12-23 | |
| 2014-12-23 | Lee Peter Officer (Chief Operating Officer) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,251 0 owned after | $10.09 exercise price | 2014-12-23 | |
| 2014-12-23 | Lee Peter Officer (Chief Operating Officer) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $16.46 exercise price | 2014-12-23 | |
| 2014-12-23 | LIU JOSEPH Y Director, Officer (Chairman and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −700,000 0 owned after | $20.25 exercise price | 2014-12-23 | |
| 2014-12-23 | LIU JOSEPH Y Director, Officer (Chairman and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $16.46 exercise price | 2014-12-23 | |
| 2014-12-23 | JACK JESSE W Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $16.46 exercise price | 2014-12-23 | |
| 2014-12-23 | Shih Robert Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,428 0 owned after | $16.59 exercise price | 2014-12-23 | |
| 2014-12-23 | Shih Robert Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $16.46 exercise price | 2014-12-23 | |
| 2014-12-23 | CHANG CHIEH Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,285 0 owned after | $12.92 exercise price | 2014-12-23 | |
| 2014-12-23 | CHANG CHIEH Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $16.46 exercise price | 2014-12-23 | |
| 2014-09-08 | Lee Peter Officer (Chief Operating Officer) | 4 | Option to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,796 0 owned after | $12.60 exercise price | 2014-09-10 |