OPLINK COMMUNICATIONS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows, 43 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-23: Reporting owner CHRISTOFFERSEN TIM; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-12-23: Reporting owner Welles Stephen; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-12-23: Reporting owner Yin Shirley Yi; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-12-23: Reporting owner GONG RIVER XIAOJIANG; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-23 | CHRISTOFFERSEN TIM Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-23 | Welles Stephen Officer (Sr VP, General Counsel & Sec.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,750 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-23 | Yin Shirley Yi Officer (Executive VP, CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,750 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-23 | GONG RIVER XIAOJIANG Officer (Senior VP, Worldwide Sales) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,000 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-23 | Lee Peter Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,500 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-23 | LIU JOSEPH Y Director, Officer (Chairman and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-23 | JACK JESSE W Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-23 | Shih Robert Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $0.00 | 2014-12-23 | |
| 2014-12-23 | CHANG CHIEH Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $0.00 | 2014-12-23 | |
| 2014-08-13 | Lee Hua Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2014-08-14 | |
| 2014-08-13 | JACK JESSE W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2014-08-14 | |
| 2014-08-13 | GONG RIVER XIAOJIANG Officer (EVP Worldwide Sales) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $0.00 | 2014-08-14 | |
| 2014-08-13 | CHRISTOFFERSEN TIM Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2014-08-14 | |
| 2014-08-13 | CHANG CHIEH Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2014-08-14 | |
| 2014-08-13 | Welles Stephen Officer (Sr. VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $0.00 | 2014-08-14 | |
| 2014-08-13 | Yin Shirley Yi Officer (EVP, CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $0.00 | 2014-08-14 | |
| 2014-08-13 | Lee Peter Officer (President & COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2014-08-14 | |
| 2014-08-13 | LIU JOSEPH Y Director, Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2014-08-14 | |
| 2013-08-14 | Lee Peter Officer (President & COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2013-08-15 | |
| 2013-08-14 | Welles Stephen Officer (Sr. VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.00 | 2013-08-15 | |
| 2013-08-14 | GONG RIVER XIAOJIANG Officer (EVP Worldwide Sales) | 4 | Restricted Stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2013-08-15 | |
| 2013-08-14 | Yin Shirley Yi Officer (EVP, CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.00 | 2013-08-15 | |
| 2013-08-14 | LIU JOSEPH Y Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2013-08-15 | |
| 2013-08-12 | Lee Peter Officer (President & COO) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2013-08-15 | |
| 2013-08-12 | Welles Stephen Officer (Sr. VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 0 owned after | $0.00 | 2013-08-15 | |
| 2013-08-12 | GONG RIVER XIAOJIANG Officer (EVP Worldwide Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $0.00 | 2013-08-15 | |
| 2013-08-12 | Yin Shirley Yi Officer (EVP, CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 0 owned after | $0.00 | 2013-08-15 | |
| 2013-08-12 | LIU JOSEPH Y Officer (Chairman & CEO) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.00 | 2013-08-15 | |
| 2012-08-13 | Welles Stephen Officer (VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $0.00 | 2012-08-16 | |
| 2012-08-13 | LIU JOSEPH Y Officer (Chairman & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,000 owned after | $0.00 | 2012-08-16 | |
| 2012-08-13 | Lee Peter Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $0.00 | 2012-08-16 | |
| 2012-08-13 | GONG RIVER XIAOJIANG Officer (Sr. VP Worldwide Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $0.00 | 2012-08-16 | |
| 2012-08-13 | Yin Shirley Yi Officer (EVP, CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $0.00 | 2012-08-16 | |
| 2011-08-12 | Yin Shirley Yi Officer (EVP, CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | $0.00 | 2011-08-16 | |
| 2011-08-12 | Welles Stephen Officer (VP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $0.00 | 2011-08-16 | |
| 2011-08-12 | LIU JOSEPH Y Officer (President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | $0.00 | 2011-08-16 | |
| 2011-08-12 | Lee Peter Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 15,000 owned after | $0.00 | 2011-08-16 | |
| 2011-08-12 | GONG RIVER XIAOJIANG Officer (Sr. VP Worldwide Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $0.00 | 2011-08-16 | |
| 2009-08-12 | Welles Stephen Officer (VP and General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2009-08-13 | |
| 2009-08-12 | GONG RIVER XIAOJIANG Officer (SVP Worldwide Sales) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2009-08-13 | |
| 2009-08-12 | Lee Peter Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2009-08-13 | |
| 2009-08-12 | Yin Shirley Yi Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2009-08-13 | |
| 2009-08-12 | LIU JOSEPH Y Director, Officer (CEO and President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2009-08-13 |