OPLINK COMMUNICATIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-08-30: Reporting owner Keegan Thomas P; Form 3; Security Option to Buy; Transaction Holding.
- 2007-08-23: Reporting owner Yin Shirley Yi; Form 4; Security Option to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-08-23: Reporting owner Shih Robert; Form 4; Security Option to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-08-23: Reporting owner Cheng Chi-Min; Form 4; Security Option to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-08-30 holding as of filing | Keegan Thomas P Officer (General Counsel, VP of BD) | 3 | Option to Buy Derivative · Direct | Holding | $13.12 exercise price | 2007-08-30 | ||
| 2007-08-23 | Yin Shirley Yi Officer (VP Finance,Acting CFO) | 4 | Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $13.12 | 2007-08-27 | |
| 2007-08-23 | Shih Robert Officer (VP, Business Development) | 4 | Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $13.12 | 2007-08-27 | |
| 2007-08-23 | Cheng Chi-Min Officer (Macau/China Country Manager) | 4 | Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $13.12 | 2007-08-27 | |
| 2007-08-23 | GONG RIVER XIAOJIANG Officer (Vice President of Sales) | 4 | Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $13.12 | 2007-08-27 | |
| 2007-07-05 holding as of filing | Yin Shirley Yi Officer (VP Finance,Acting CFO) | 3 | Option (right to buy) Derivative · Direct | Holding | $19.70 exercise price | 2007-07-05 | ||
| 2007-07-05 holding as of filing | Yin Shirley Yi Officer (VP Finance,Acting CFO) | 3 | Option (right to buy) Derivative · Direct | Holding | $10.01 exercise price | 2007-07-05 | ||
| 2007-07-05 holding as of filing | Yin Shirley Yi Officer (VP Finance,Acting CFO) | 3 | Option (right to buy) Derivative · Direct | Holding | $12.60 exercise price | 2007-07-05 | ||
| 2007-07-05 holding as of filing | Yin Shirley Yi Officer (VP Finance,Acting CFO) | 3 | Option (right to buy) Derivative · Direct | Holding | $35.00 exercise price | 2007-07-05 | ||
| 2007-05-09 | YANG YANFENG Officer (Corporate VP of Operations) | 4 | Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $17.79 | 2007-05-15 | |
| 2007-01-16 | YANG YANFENG Officer (Corporate VP of Operations) | 4 | Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,000 4,546 owned after | $4.62 exercise price | 2007-01-22 |