OCLARO, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-02-10: Reporting owner Mangan Pete J; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-02-10: Reporting owner Mangan Pete J; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-02-10: Reporting owner Le Maitre Yves; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-02-10: Reporting owner Le Maitre Yves; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-02-10 | Mangan Pete J Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 15,000 owned after | $2.55 exercise price | 2017-02-14 | |
| 2017-02-10 | Mangan Pete J Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $2.56 exercise price | 2017-02-14 | |
| 2017-02-10 | Le Maitre Yves Officer (Pres., Optical Connect. Bus.) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $4.33 exercise price | 2017-02-14 | |
| 2017-02-10 | Le Maitre Yves Officer (Pres., Optical Connect. Bus.) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,876 0 owned after | $3.50 exercise price | 2017-02-14 | |
| 2017-02-10 | Le Maitre Yves Officer (Pres., Optical Connect. Bus.) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,876 0 owned after | $3.10 exercise price | 2017-02-14 |