OCLARO, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-10: Reporting owner COLLINS EDWARD B; Form 4; Security Stock Options (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-12-10: Reporting owner COLLINS EDWARD B; Form 4; Security Stock Options (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-12-10: Reporting owner SMITH JOEL A III; Form 4; Security Stock Options (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-12-10: Reporting owner SMITH JOEL A III; Form 4; Security Stock Options (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-10 | COLLINS EDWARD B Director | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $3.54 exercise price | 2018-12-10 | |
| 2018-12-10 | COLLINS EDWARD B Director | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,881 0 owned after | $5.80 exercise price | 2018-12-10 | |
| 2018-12-10 | SMITH JOEL A III Director | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $5.80 exercise price | 2018-12-10 | |
| 2018-12-10 | SMITH JOEL A III Director | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,881 0 owned after | $3.54 exercise price | 2018-12-10 | |
| 2018-12-10 | SMITH JOEL A III Director | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,334 0 owned after | $3.10 exercise price | 2018-12-10 | |
| 2018-12-10 | PETERSON MARISSA T Director | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,165 0 owned after | $4.33 exercise price | 2018-12-10 | |
| 2018-12-10 | PETERSON MARISSA T Director | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,881 0 owned after | $3.54 exercise price | 2018-12-10 | |
| 2018-12-10 | TEICHMANN DAVID Officer (EVP, GC, & Corp. Sec.) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.78 exercise price | 2018-12-10 | |
| 2018-12-10 | TEICHMANN DAVID Officer (EVP, GC, & Corp. Sec.) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $2.53 exercise price | 2018-12-10 | |
| 2018-12-10 | Carter Adam Officer (Chief Commercial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $1.69 exercise price | 2018-12-10 | |
| 2018-12-10 | Mangan Pete J Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $2.55 exercise price | 2018-12-10 | |
| 2018-12-10 | Paul Lisa Officer (EVP of Human Resources) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $1.96 exercise price | 2018-12-10 | |
| 2018-12-10 | Dougherty Greg Officer (Chief Executive Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,334 0 owned after | $3.10 exercise price | 2018-12-10 | |
| 2018-12-10 | Dougherty Greg Officer (Chief Executive Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $5.80 exercise price | 2018-12-10 | |
| 2018-12-10 | Dougherty Greg Officer (Chief Executive Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,881 0 owned after | $3.54 exercise price | 2018-12-10 | |
| 2018-11-09 | SMITH JOEL A III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,447 0 owned after | $1.50 exercise price | 2018-11-13 | |
| 2018-11-09 | Dougherty Greg Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,447 0 owned after | $1.50 exercise price | 2018-11-13 | |
| 2018-10-10 | COLLINS EDWARD B Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $3.65 exercise price | 2018-10-12 | |
| 2018-08-15 | Le Maitre Yves Officer (Pres., Optical Connect. Bus.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $8.90 exercise price | 2018-08-17 | |
| 2018-03-09 | Le Maitre Yves Officer (Pres., Optical Connect. Bus.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,875 0 owned after | $6.15 exercise price | 2018-03-13 |