OCLARO, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 68 rows, 68 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-10: Reporting owner Cocchi Craig; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-12-10: Reporting owner Cocchi Craig; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-12-10: Reporting owner Cocchi Craig; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-12-10: Reporting owner Jankovic Walter; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-10 | Cocchi Craig Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −81,250 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Cocchi Craig Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Cocchi Craig Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,000 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Jankovic Walter Officer (Pres., Optical Connectivity) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,500 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Jankovic Walter Officer (Pres., Optical Connectivity) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Jankovic Walter Officer (Pres., Optical Connectivity) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −67,500 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Jankovic Walter Officer (Pres., Optical Connectivity) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,000 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Mason Thomas Gordon Beck Officer (President, IPB) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,469 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Mason Thomas Gordon Beck Officer (President, IPB) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,468 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Mason Thomas Gordon Beck Officer (President, IPB) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,875 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Mason Thomas Gordon Beck Officer (President, IPB) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Mason Thomas Gordon Beck Officer (President, IPB) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,500 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Mason Thomas Gordon Beck Officer (President, IPB) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,875 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Mason Thomas Gordon Beck Officer (President, IPB) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,407 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Mason Thomas Gordon Beck Officer (President, IPB) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,407 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Mason Thomas Gordon Beck Officer (President, IPB) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,625 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Mason Thomas Gordon Beck Officer (President, IPB) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Mason Thomas Gordon Beck Officer (President, IPB) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −67,500 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Mason Thomas Gordon Beck Officer (President, IPB) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,625 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Le Maitre Yves Officer (Pres., Optical Connect. Bus.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,844 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Le Maitre Yves Officer (Pres., Optical Connect. Bus.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,843 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Le Maitre Yves Officer (Pres., Optical Connect. Bus.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,750 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Le Maitre Yves Officer (Pres., Optical Connect. Bus.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Le Maitre Yves Officer (Pres., Optical Connect. Bus.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,500 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Le Maitre Yves Officer (Pres., Optical Connect. Bus.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,532 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Le Maitre Yves Officer (Pres., Optical Connect. Bus.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,532 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Le Maitre Yves Officer (Pres., Optical Connect. Bus.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −41,250 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Le Maitre Yves Officer (Pres., Optical Connect. Bus.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −90,000 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Le Maitre Yves Officer (Pres., Optical Connect. Bus.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −67,500 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | TEICHMANN DAVID Officer (EVP, GC, & Corp. Sec.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,625 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | TEICHMANN DAVID Officer (EVP, GC, & Corp. Sec.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,625 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | TEICHMANN DAVID Officer (EVP, GC, & Corp. Sec.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −41,250 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | TEICHMANN DAVID Officer (EVP, GC, & Corp. Sec.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −90,000 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | TEICHMANN DAVID Officer (EVP, GC, & Corp. Sec.) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Carter Adam Officer (Chief Commercial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,625 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Carter Adam Officer (Chief Commercial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,625 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Carter Adam Officer (Chief Commercial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,500 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Carter Adam Officer (Chief Commercial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Carter Adam Officer (Chief Commercial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Mangan Pete J Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,375 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Mangan Pete J Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,375 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Mangan Pete J Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −61,875 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Mangan Pete J Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −135,000 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Mangan Pete J Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Paul Lisa Officer (EVP of Human Resources) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,875 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Paul Lisa Officer (EVP of Human Resources) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,875 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Paul Lisa Officer (EVP of Human Resources) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,500 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Paul Lisa Officer (EVP of Human Resources) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Paul Lisa Officer (EVP of Human Resources) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Fernicola Michael H Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,938 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Fernicola Michael H Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,938 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Fernicola Michael H Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,188 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Fernicola Michael H Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Fernicola Michael H Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,750 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Dougherty Greg Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −82,032 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Dougherty Greg Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −82,032 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Dougherty Greg Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −127,188 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Dougherty Greg Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −277,500 0 owned after | no price filed | 2018-12-10 | |
| 2018-12-10 | Dougherty Greg Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | no price filed | 2018-12-10 | |
| 2010-08-18 | PARKER SCOTT Officer (Exec. V Pres. Sales & Marcom) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,193 0 owned after | $0.00 | 2010-08-23 | |
| 2009-05-26 holding as of filing | PARKER SCOTT Officer (Exec. V Pres. Sales & Marcom) | 3 | Restricted Stock Units Derivative · Direct | Holding | $0.01 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | PARKER SCOTT Officer (Exec. V Pres. Sales & Marcom) | 3 | Restricted Stock Units Derivative · Direct | Holding | $0.01 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Smart Richard Officer (Executive V President R&OR) | 3 | Restricted Stock Units Derivative · Direct | Holding | $0.01 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Smart Richard Officer (Executive V President R&OR) | 3 | Restricted Stock Units Derivative · Direct | Holding | $0.01 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Smart Richard Officer (Executive V President R&OR) | 3 | Restricted Stock Units Derivative · Direct | Holding | $0.01 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Smart Richard Officer (Executive V President R&OR) | 3 | Restricted Stock Units Derivative · Direct | Holding | $0.01 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Smart Richard Officer (Executive V President R&OR) | 3 | Restricted Stock Units Derivative · Direct | Holding | $0.01 exercise price | 2009-05-26 | ||
| 2009-05-26 holding as of filing | Smart Richard Officer (Executive V President R&OR) | 3 | Restricted Stock Units Derivative · Direct | Holding | $0.01 exercise price | 2009-05-26 |