OCLARO, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2011-11-07: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-10-21; Total offering amount $2,758,328.
- 2010-01-04: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2009-12-17; Total offering amount $40,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2011-11-07 | Rule 506 | Equity | 2011-10-21 | $2,758,328 | $2,758,328 | $0 | 13 |
| 2010-01-04 | Rule 506 | Equity | 2009-12-17 | $40,000,000 | $26,000,000 | $14,000,000 | 7 |