OCLARO, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-20: Reporting owner Paul Lisa; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2014-07-31: Reporting owner Carter Adam; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2014-05-15: Reporting owner Craig Richard Randall; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2014-01-10: Reporting owner TEICHMANN DAVID; Form 3; Security No securities are beneficially owned; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-20 holding as of filing | Paul Lisa Officer (EVP of Human Resources) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2014-11-20 | |
| 2014-07-31 holding as of filing | Carter Adam Officer (Chief Commercial Officer) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2014-07-31 | |
| 2014-05-15 holding as of filing | Craig Richard Randall Officer (Pres. Integrated Photonics Div) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2014-05-15 | |
| 2014-01-10 holding as of filing | TEICHMANN DAVID Officer (EVP, GC, & Corp. Sec.) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2014-01-10 | |
| 2014-01-10 holding as of filing | Fernicola Michael H Officer (Principal Accounting Officer) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2014-01-10 | |
| 2011-08-05 holding as of filing | PETERSON MARISSA T Director | 3 | No securities are benefically owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2011-08-05 | |
| 2011-08-05 holding as of filing | PETERSON MARISSA T Director | 3 | No derivative securities are owned Derivative · Direct | Holding | no price filed | 2011-08-05 |