NEWALLIANCE BANCSHARES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 73 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-17: Reporting owner Stanland David J.; Form 4; Security Stock Options; Transaction Holding.
- 2009-12-17: Reporting owner Stanland David J.; Form 4; Security Stock Options; Transaction Holding.
- 2009-12-17: Reporting owner Stanland David J.; Form 4; Security Stock Options; Transaction Holding.
- 2009-11-24: Reporting owner WISHNAFSKI DIANE L; Form 4; Security Stock Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-17 holding as of filing | Stanland David J. Officer (SVP & Chief Investment Officer) | 4 | Stock Options Derivative · Direct | Holding | 60,000 owned after | $14.39 exercise price | 2009-12-17 | |
| 2009-12-17 holding as of filing | Stanland David J. Officer (SVP & Chief Investment Officer) | 4 | Stock Options Derivative · Direct | Holding | 100,000 owned after | $14.71 exercise price | 2009-12-17 | |
| 2009-12-17 holding as of filing | Stanland David J. Officer (SVP & Chief Investment Officer) | 4 | Stock Options Derivative · Direct | Holding | 4,987 owned after | $12.94 exercise price | 2009-12-17 | |
| 2009-11-24 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 5,000 owned after | $13.89 exercise price | 2009-11-24 | |
| 2009-11-24 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 340,000 owned after | $14.39 exercise price | 2009-11-24 | |
| 2009-11-24 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 18,573 owned after | $12.94 exercise price | 2009-11-24 | |
| 2009-11-06 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 1,890,300 owned after | $14.39 exercise price | 2009-11-06 | |
| 2009-11-06 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 103,478 owned after | $12.94 exercise price | 2009-11-06 | |
| 2009-11-04 holding as of filing | Highsmith Carlton L Director | 4 | Stock Options Derivative · Direct | Holding | 6,105 owned after | $16.15 exercise price | 2009-11-04 | |
| 2009-11-04 holding as of filing | Highsmith Carlton L Director | 4 | Stock Options Derivative · Direct | Holding | 7,852 owned after | $12.63 exercise price | 2009-11-04 | |
| 2009-11-04 holding as of filing | Highsmith Carlton L Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $13.47 exercise price | 2009-11-04 | |
| 2009-11-02 | Highsmith Carlton L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,830 9,830 owned after | $11.01 | 2009-11-04 | |
| 2009-11-02 | MacInnes Glenn I Officer (EVP & CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $11.01 | 2009-11-04 | |
| 2009-09-15 holding as of filing | LYONS ROBERT J JR Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2009-09-15 | |
| 2009-09-11 holding as of filing | ROSENBERG GERALD B Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2009-09-11 | |
| 2009-08-13 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 5,000 owned after | $13.89 exercise price | 2009-08-13 | |
| 2009-08-13 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 340,000 owned after | $14.39 exercise price | 2009-08-13 | |
| 2009-08-13 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 18,573 owned after | $12.94 exercise price | 2009-08-13 | |
| 2009-08-13 holding as of filing | KIRBY C EUGENE Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 30,000 owned after | $13.70 exercise price | 2009-08-13 | |
| 2009-08-13 holding as of filing | KIRBY C EUGENE Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 23,496 owned after | $12.94 exercise price | 2009-08-13 | |
| 2009-08-05 holding as of filing | Stanland David Officer (SVP, Treasurer & CIO) | 3 | Stock Options Derivative · Direct | Holding | $14.39 exercise price | 2009-08-05 | ||
| 2009-08-05 holding as of filing | Stanland David Officer (SVP, Treasurer & CIO) | 3 | Stock Options Derivative · Direct | Holding | $14.71 exercise price | 2009-08-05 | ||
| 2009-08-05 holding as of filing | Stanland David Officer (SVP, Treasurer & CIO) | 3 | Stock Options Derivative · Direct | Holding | $12.94 exercise price | 2009-08-05 | ||
| 2009-08-05 holding as of filing | ANDERSON DOUGLAS K Director | 4 | Stock Options Derivative · Direct | Holding | 6,541 owned after | $14.25 exercise price | 2009-08-05 | |
| 2009-08-05 holding as of filing | ANDERSON DOUGLAS K Director | 4 | Stock Options Derivative · Direct | Holding | 7,852 owned after | $12.63 exercise price | 2009-08-05 | |
| 2009-08-05 holding as of filing | ANDERSON DOUGLAS K Director | 4 | Stock Options Derivative · Direct | Holding | 8,212 owned after | $12.90 exercise price | 2009-08-05 | |
| 2009-08-03 | ANDERSON DOUGLAS K Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,149 7,149 owned after | $12.58 | 2009-08-05 | |
| 2009-08-03 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 5,000 owned after | $13.89 exercise price | 2009-08-03 | |
| 2009-08-03 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 340,000 owned after | $14.39 exercise price | 2009-08-03 | |
| 2009-08-03 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 18,573 owned after | $12.94 exercise price | 2009-08-03 | |
| 2009-06-30 holding as of filing | CHAN K P Officer (EVP / Chief Risk Officer) | 4 | Stock Options Derivative · Direct | Holding | 1,250 owned after | $13.89 exercise price | 2009-06-30 | |
| 2009-06-30 holding as of filing | CHAN K P Officer (EVP / Chief Risk Officer) | 4 | Stock Options Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2009-06-30 | |
| 2009-06-30 holding as of filing | CHAN K P Officer (EVP / Chief Risk Officer) | 4 | Stock Options Derivative · Direct | Holding | 13,797 owned after | $12.94 exercise price | 2009-06-30 | |
| 2009-06-30 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 5,000 owned after | $13.89 exercise price | 2009-06-30 | |
| 2009-06-30 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 340,000 owned after | $14.39 exercise price | 2009-06-30 | |
| 2009-06-30 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 18,573 owned after | $12.94 exercise price | 2009-06-30 | |
| 2009-06-12 holding as of filing | COADY ROXANNE J Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2009-06-12 | |
| 2009-06-02 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 1,890,300 owned after | $14.39 exercise price | 2009-06-02 | |
| 2009-06-02 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 5,000 owned after | $13.89 exercise price | 2009-06-02 | |
| 2009-06-02 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 340,000 owned after | $14.39 exercise price | 2009-06-02 | |
| 2009-06-02 holding as of filing | MCCRAVEN PAUL A Officer (Senior V.P.) | 4 | Stock Options Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2009-06-02 | |
| 2009-06-02 holding as of filing | KIRBY C EUGENE Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 30,000 owned after | $13.70 exercise price | 2009-06-02 | |
| 2009-06-02 holding as of filing | Gibson Mark Officer (EVP Chief Marketing Officer) | 4 | Stock Options Derivative · Direct | Holding | 20,000 owned after | $13.70 exercise price | 2009-06-02 | |
| 2009-06-02 holding as of filing | DOYLE MARK F Officer (SVP & Chief Acct. Officer) | 4 | Stock Options Derivative · Direct | Holding | 65,000 owned after | $14.39 exercise price | 2009-06-02 | |
| 2009-06-02 holding as of filing | DOYLE MARK F Officer (SVP & Chief Acct. Officer) | 4 | Stock Options Derivative · Direct | Holding | 165,000 owned after | $14.71 exercise price | 2009-06-02 | |
| 2009-06-02 holding as of filing | CHAFFEE DON T Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | Holding | 275,000 owned after | $14.39 exercise price | 2009-06-02 | |
| 2009-06-02 holding as of filing | CHAN K P | 4 | Stock Options Derivative · Direct | Holding | 1,250 owned after | $13.89 exercise price | 2009-06-02 | |
| 2009-06-02 holding as of filing | CHAN K P | 4 | Stock Options Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2009-06-02 | |
| 2009-06-02 holding as of filing | BRATHWAITE GAIL E D Officer (Exec. V.P. & COO) | 4 | Stock Options Derivative · Direct | Holding | 720,000 owned after | $14.39 exercise price | 2009-06-02 | |
| 2009-05-29 | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +103,478 103,478 owned after | $12.94 | 2009-06-02 | |
| 2009-05-29 | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,573 18,573 owned after | $12.94 | 2009-06-02 | |
| 2009-05-29 | MCCRAVEN PAUL A Officer (Senior V.P.) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,976 4,976 owned after | $12.94 | 2009-06-02 | |
| 2009-05-29 | KIRBY C EUGENE Officer (EVP) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,496 23,496 owned after | $12.94 | 2009-06-02 | |
| 2009-05-29 | Gibson Mark Officer (EVP Chief Marketing Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,744 16,744 owned after | $12.94 | 2009-06-02 | |
| 2009-05-29 | DOYLE MARK F Officer (SVP & Chief Acct. Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,987 4,987 owned after | $12.94 | 2009-06-02 | |
| 2009-05-29 | CHAFFEE DON T Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,745 17,745 owned after | $12.94 | 2009-06-02 | |
| 2009-05-29 | CHAN K P | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,797 13,797 owned after | $12.94 | 2009-06-02 | |
| 2009-05-29 | BRATHWAITE GAIL E D Officer (Exec. V.P. & COO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,714 27,714 owned after | $12.94 | 2009-06-02 | |
| 2009-05-04 | Gibson Mark Officer (EVP Chief Marketing Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $13.70 | 2009-05-06 | |
| 2009-05-04 | KIRBY C EUGENE Officer (EVP) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $13.70 | 2009-05-06 | |
| 2009-03-05 holding as of filing | ROSENBERG GERALD B Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2009-03-05 | |
| 2009-03-04 holding as of filing | CROWEAK JOHN F Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2009-03-04 | |
| 2009-03-02 holding as of filing | DOYLE MARK F Officer (SVP & Chief Acct. Officer) | 4 | Stock Options Derivative · Direct | Holding | 65,000 owned after | $14.39 exercise price | 2009-03-02 | |
| 2009-03-02 holding as of filing | DOYLE MARK F Officer (SVP & Chief Acct. Officer) | 4 | Stock Options Derivative · Direct | Holding | 165,000 owned after | $14.71 exercise price | 2009-03-02 | |
| 2009-01-06 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 5,000 owned after | $13.89 exercise price | 2009-01-06 | |
| 2009-01-06 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 340,000 owned after | $14.39 exercise price | 2009-01-06 | |
| 2009-01-06 holding as of filing | BLANKSTEEN MERRILL B Officer (EVP, CFO, Treasurer) | 4 | Stock Options Derivative · Direct | Holding | 771,000 owned after | $14.39 exercise price | 2009-01-06 | |
| 2009-01-06 holding as of filing | BRATHWAITE GAIL E D Officer (Exec. V.P. & COO) | 4 | Stock Options Derivative · Direct | Holding | 720,000 owned after | $14.39 exercise price | 2009-01-06 | |
| 2009-01-06 holding as of filing | MCCRAVEN PAUL A Officer (Senior V.P.) | 4 | Stock Options Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2009-01-06 | |
| 2009-01-06 holding as of filing | CHAFFEE DON T Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | Holding | 275,000 owned after | $14.39 exercise price | 2009-01-06 | |
| 2009-01-06 holding as of filing | CHAN K P | 4 | Stock Options Derivative · Direct | Holding | 1,250 owned after | $13.89 exercise price | 2009-01-06 | |
| 2009-01-06 holding as of filing | CHAN K P | 4 | Stock Options Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2009-01-06 | |
| 2009-01-06 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 1,890,300 owned after | $14.39 exercise price | 2009-01-06 |