NEWALLIANCE BANCSHARES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 106 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-22: Reporting owner PATTERSON PEYTON R; Form 4; Security Stock Options; Transaction Holding.
- 2010-12-22: Reporting owner PATTERSON PEYTON R; Form 4; Security Stock Options; Transaction Holding.
- 2010-12-22: Reporting owner PATTERSON PEYTON R; Form 4; Security Stock Options; Transaction Holding.
- 2010-12-22: Reporting owner CHAFFEE DON T; Form 4; Security Stock Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-22 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 1,890,300 owned after | $14.39 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 103,478 owned after | $12.94 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 112,082 owned after | $11.77 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | CHAFFEE DON T Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | Holding | 275,000 owned after | $14.39 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | CHAFFEE DON T Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | Holding | 17,745 owned after | $12.94 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | CHAFFEE DON T Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | Holding | 19,221 owned after | $11.77 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | Gibson Mark Officer (EVP Chief Marketing Officer) | 4 | Stock Options Derivative · Direct | Holding | 20,000 owned after | $13.70 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | Gibson Mark Officer (EVP Chief Marketing Officer) | 4 | Stock Options Derivative · Direct | Holding | 16,744 owned after | $12.94 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | Gibson Mark Officer (EVP Chief Marketing Officer) | 4 | Stock Options Derivative · Direct | Holding | 18,136 owned after | $11.77 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | MCCRAVEN PAUL A Officer (Senior V.P.) | 4 | Stock Options Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | MCCRAVEN PAUL A Officer (Senior V.P.) | 4 | Stock Options Derivative · Direct | Holding | 4,976 owned after | $12.94 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | MCCRAVEN PAUL A Officer (Senior V.P.) | 4 | Stock Options Derivative · Direct | Holding | 5,391 owned after | $11.77 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | KIRBY C EUGENE Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 30,000 owned after | $13.70 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | KIRBY C EUGENE Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 23,496 owned after | $12.94 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | KIRBY C EUGENE Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 37,804 owned after | $11.77 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | MacInnes Glenn I Officer (EVP & CFO) | 4 | Stock Options Derivative · Direct | Holding | 30,000 owned after | $11.01 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | MacInnes Glenn I Officer (EVP & CFO) | 4 | Stock Options Derivative · Direct | Holding | 29,197 owned after | $11.77 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | CHAN K P Officer (EVP / Chief Risk Officer) | 4 | Stock Options Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | CHAN K P Officer (EVP / Chief Risk Officer) | 4 | Stock Options Derivative · Direct | Holding | 13,797 owned after | $12.94 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | CHAN K P Officer (EVP / Chief Risk Officer) | 4 | Stock Options Derivative · Direct | Holding | 1,250 owned after | $13.89 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | CHAN K P Officer (EVP / Chief Risk Officer) | 4 | Stock Options Derivative · Direct | Holding | 14,944 owned after | $11.77 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | BRATHWAITE GAIL E D Officer (Exec. V.P. & COO) | 4 | Stock Options Derivative · Direct | Holding | 720,000 owned after | $14.39 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | BRATHWAITE GAIL E D Officer (Exec. V.P. & COO) | 4 | Stock Options Derivative · Direct | Holding | 27,714 owned after | $12.94 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | BRATHWAITE GAIL E D Officer (Exec. V.P. & COO) | 4 | Stock Options Derivative · Direct | Holding | 30,018 owned after | $11.77 exercise price | 2010-12-22 | |
| 2010-11-05 holding as of filing | COADY ROXANNE J Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2010-11-05 | |
| 2010-06-09 holding as of filing | CHAFFEE DON T Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | Holding | 275,000 owned after | $14.39 exercise price | 2010-06-09 | |
| 2010-06-09 holding as of filing | CHAFFEE DON T Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | Holding | 17,745 owned after | $12.94 exercise price | 2010-06-09 | |
| 2010-06-09 holding as of filing | CHAFFEE DON T Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | Holding | 19,221 owned after | $11.77 exercise price | 2010-06-09 | |
| 2010-06-02 holding as of filing | ANDERSON DOUGLAS K Director | 4 | Stock Options Derivative · Direct | Holding | 6,541 owned after | $14.25 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | ANDERSON DOUGLAS K Director | 4 | Stock Options Derivative · Direct | Holding | 7,852 owned after | $12.63 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | ANDERSON DOUGLAS K Director | 4 | Stock Options Derivative · Direct | Holding | 8,212 owned after | $12.90 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | ANDERSON DOUGLAS K Director | 4 | Stock Options Derivative · Direct | Holding | 7,149 owned after | $12.58 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | COADY ROXANNE J Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | FLANAGAN SHEILA B Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | Highsmith Carlton L Director | 4 | Stock Options Derivative · Direct | Holding | 6,105 owned after | $16.15 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | Highsmith Carlton L Director | 4 | Stock Options Derivative · Direct | Holding | 7,852 owned after | $12.63 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | Highsmith Carlton L Director | 4 | Stock Options Derivative · Direct | Holding | 7,194 owned after | $13.47 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | Highsmith Carlton L Director | 4 | Stock Options Derivative · Direct | Holding | 9,830 owned after | $11.01 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | LYONS ROBERT J JR Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | MARZIALI ERIC A Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | MCNAMARA JULIA M Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | ROSENBERG GERALD B Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | ROSSI JOSEPH H Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | WOODSON NATHANIEL D Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | ZACCAGNINO JOSEPH A Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | MCCRAVEN PAUL A Officer (Senior V.P.) | 4 | Stock Options Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | MCCRAVEN PAUL A Officer (Senior V.P.) | 4 | Stock Options Derivative · Direct | Holding | 4,976 owned after | $12.94 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | MacInnes Glenn I Officer (EVP & CFO) | 4 | Stock Options Derivative · Direct | Holding | 30,000 owned after | $11.01 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | CHAFFEE DON T Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | Holding | 275,000 owned after | $14.39 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | CHAFFEE DON T Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | Holding | 17,745 owned after | $12.94 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | CHAN K P Officer (EVP / Chief Risk Officer) | 4 | Stock Options Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | CHAN K P Officer (EVP / Chief Risk Officer) | 4 | Stock Options Derivative · Direct | Holding | 13,797 owned after | $12.94 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | CHAN K P Officer (EVP / Chief Risk Officer) | 4 | Stock Options Derivative · Direct | Holding | 1,250 owned after | $13.89 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | KIRBY C EUGENE Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 30,000 owned after | $13.70 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | KIRBY C EUGENE Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 23,496 owned after | $12.94 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | BRATHWAITE GAIL E D Officer (Exec. V.P. & COO) | 4 | Stock Options Derivative · Direct | Holding | 720,000 owned after | $14.39 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | BRATHWAITE GAIL E D Officer (Exec. V.P. & COO) | 4 | Stock Options Derivative · Direct | Holding | 27,714 owned after | $12.94 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | Stanland David J. Officer (SVP & Chief Investment Officer) | 4 | Stock Options Derivative · Direct | Holding | 60,000 owned after | $14.39 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | Stanland David J. Officer (SVP & Chief Investment Officer) | 4 | Stock Options Derivative · Direct | Holding | 100,000 owned after | $14.71 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | Stanland David J. Officer (SVP & Chief Investment Officer) | 4 | Stock Options Derivative · Direct | Holding | 4,987 owned after | $12.94 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | DOYLE MARK F Officer (SVP & Chief Acct. Officer) | 4 | Stock Options Derivative · Direct | Holding | 65,000 owned after | $14.39 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | DOYLE MARK F Officer (SVP & Chief Acct. Officer) | 4 | Stock Options Derivative · Direct | Holding | 100,000 owned after | $14.71 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | DOYLE MARK F Officer (SVP & Chief Acct. Officer) | 4 | Stock Options Derivative · Direct | Holding | 4,987 owned after | $12.94 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | Gibson Mark Officer (EVP Chief Marketing Officer) | 4 | Stock Options Derivative · Direct | Holding | 20,000 owned after | $13.70 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | Gibson Mark Officer (EVP Chief Marketing Officer) | 4 | Stock Options Derivative · Direct | Holding | 16,744 owned after | $12.94 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 1,890,300 owned after | $14.39 exercise price | 2010-06-02 | |
| 2010-06-02 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 103,478 owned after | $12.94 exercise price | 2010-06-02 | |
| 2010-05-28 | MCCRAVEN PAUL A Officer (Senior V.P.) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,391 5,391 owned after | $11.77 | 2010-06-02 | |
| 2010-05-28 | MacInnes Glenn I Officer (EVP & CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,197 29,197 owned after | $11.77 | 2010-06-02 | |
| 2010-05-28 | CHAFFEE DON T Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,221 19,221 owned after | $11.77 | 2010-06-02 | |
| 2010-05-28 | CHAN K P Officer (EVP / Chief Risk Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,944 14,944 owned after | $11.77 | 2010-06-02 | |
| 2010-05-28 | KIRBY C EUGENE Officer (EVP) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,804 37,804 owned after | $11.77 | 2010-06-02 | |
| 2010-05-28 | BRATHWAITE GAIL E D Officer (Exec. V.P. & COO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,018 30,018 owned after | $11.77 | 2010-06-02 | |
| 2010-05-28 | Stanland David J. Officer (SVP & Chief Investment Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,003 6,003 owned after | $11.77 | 2010-06-02 | |
| 2010-05-28 | DOYLE MARK F Officer (SVP & Chief Acct. Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,003 6,003 owned after | $11.77 | 2010-06-02 | |
| 2010-05-28 | Gibson Mark Officer (EVP Chief Marketing Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,136 18,136 owned after | $11.77 | 2010-06-02 | |
| 2010-05-28 | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,082 112,082 owned after | $11.77 | 2010-06-02 | |
| 2010-03-17 holding as of filing | LYONS ROBERT J JR Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2010-03-17 | |
| 2010-03-12 holding as of filing | COADY ROXANNE J Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2010-03-12 | |
| 2010-03-02 holding as of filing | Stanland David J. Officer (SVP & Chief Investment Officer) | 4 | Stock Options Derivative · Direct | Holding | 60,000 owned after | $14.39 exercise price | 2010-03-02 | |
| 2010-03-02 holding as of filing | Stanland David J. Officer (SVP & Chief Investment Officer) | 4 | Stock Options Derivative · Direct | Holding | 100,000 owned after | $14.71 exercise price | 2010-03-02 | |
| 2010-03-02 holding as of filing | Stanland David J. Officer (SVP & Chief Investment Officer) | 4 | Stock Options Derivative · Direct | Holding | 4,987 owned after | $12.94 exercise price | 2010-03-02 | |
| 2010-03-02 holding as of filing | DOYLE MARK F Officer (SVP & Chief Acct. Officer) | 4 | Stock Options Derivative · Direct | Holding | 65,000 owned after | $14.39 exercise price | 2010-03-02 | |
| 2010-03-02 holding as of filing | DOYLE MARK F Officer (SVP & Chief Acct. Officer) | 4 | Stock Options Derivative · Direct | Holding | 100,000 owned after | $14.71 exercise price | 2010-03-02 | |
| 2010-03-02 holding as of filing | DOYLE MARK F Officer (SVP & Chief Acct. Officer) | 4 | Stock Options Derivative · Direct | Holding | 4,987 owned after | $12.94 exercise price | 2010-03-02 | |
| 2010-02-26 holding as of filing | CHAFFEE DON T Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | Holding | 275,000 owned after | $14.39 exercise price | 2010-02-26 | |
| 2010-02-26 holding as of filing | CHAFFEE DON T Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | Holding | 17,745 owned after | $12.94 exercise price | 2010-02-26 | |
| 2010-02-17 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 1,890,300 owned after | $14.39 exercise price | 2010-02-17 | |
| 2010-02-17 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 103,478 owned after | $12.94 exercise price | 2010-02-17 | |
| 2010-01-07 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4/A | Stock Options Derivative · Direct | Holding | 340,000 owned after | $14.39 exercise price | 2010-01-07 | |
| 2010-01-07 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4/A | Stock Options Derivative · Direct | Holding | 18,573 owned after | $12.94 exercise price | 2010-01-07 | |
| 2010-01-07 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4/A | Stock Options Derivative · Direct | Holding | 5,000 owned after | $13.89 exercise price | 2010-01-07 | |
| 2010-01-06 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 340,000 owned after | $14.39 exercise price | 2010-01-06 | |
| 2010-01-06 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 18,573 owned after | $12.94 exercise price | 2010-01-06 | |
| 2010-01-06 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 5,000 owned after | $13.89 exercise price | 2010-01-06 | |
| 2010-01-06 holding as of filing | CHAN K P Officer (EVP / Chief Risk Officer) | 4 | Stock Options Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2010-01-06 | |
| 2010-01-06 holding as of filing | CHAN K P Officer (EVP / Chief Risk Officer) | 4 | Stock Options Derivative · Direct | Holding | 13,797 owned after | $12.94 exercise price | 2010-01-06 | |
| 2010-01-06 holding as of filing | CHAN K P Officer (EVP / Chief Risk Officer) | 4 | Stock Options Derivative · Direct | Holding | 1,250 owned after | $13.89 exercise price | 2010-01-06 | |
| 2010-01-06 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 1,890,300 owned after | $14.39 exercise price | 2010-01-06 | |
| 2010-01-06 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 103,478 owned after | $12.94 exercise price | 2010-01-06 |