NEWALLIANCE BANCSHARES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-12: Reporting owner PATTERSON PEYTON R; Form 4; Security Stock Options; Transaction Holding.
- 2008-12-09: Reporting owner COADY ROXANNE J; Form 4; Security Stock Options; Transaction Holding.
- 2008-11-07: Reporting owner Highsmith Carlton L; Form 4; Security Stock Options; Transaction Holding.
- 2008-11-07: Reporting owner Highsmith Carlton L; Form 4; Security Stock Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-12 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 1,890,300 owned after | $14.39 exercise price | 2008-12-12 | |
| 2008-12-09 holding as of filing | COADY ROXANNE J Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2008-12-09 | |
| 2008-11-07 holding as of filing | Highsmith Carlton L Director | 4 | Stock Options Derivative · Direct | Holding | 6,105 owned after | $16.15 exercise price | 2008-11-07 | |
| 2008-11-07 holding as of filing | Highsmith Carlton L Director | 4 | Stock Options Derivative · Direct | Holding | 7,852 owned after | $12.63 exercise price | 2008-11-07 | |
| 2008-11-03 | Highsmith Carlton L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,194 7,194 owned after | $13.47 | 2008-11-07 | |
| 2008-09-08 holding as of filing | MCCRAVEN PAUL A Officer (Senior V.P.) | 4 | Stock Options Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2008-09-08 | |
| 2008-09-05 holding as of filing | BRATHWAITE GAIL E D Officer (Exec. V.P. & COO) | 4 | Stock Options Derivative · Direct | Holding | 720,000 owned after | $14.39 exercise price | 2008-09-05 | |
| 2008-09-03 holding as of filing | Highsmith Carlton L Director | 4 | Stock Options Derivative · Direct | Holding | 6,105 owned after | $16.15 exercise price | 2008-09-03 | |
| 2008-09-03 holding as of filing | Highsmith Carlton L Director | 4 | Stock Options Derivative · Direct | Holding | 7,852 owned after | $12.63 exercise price | 2008-09-03 | |
| 2008-08-15 holding as of filing | CROWEAK JOHN F Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2008-08-15 | |
| 2008-08-15 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 1,890,300 owned after | $14.39 exercise price | 2008-08-15 | |
| 2008-08-15 holding as of filing | LYONS ROBERT J JR Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2008-08-15 | |
| 2008-08-06 holding as of filing | ANDERSON DOUGLAS K Director | 4 | Stock Options Derivative · Direct | Holding | 6,541 owned after | $14.25 exercise price | 2008-08-06 | |
| 2008-08-06 holding as of filing | ANDERSON DOUGLAS K Director | 4 | Stock Options Derivative · Direct | Holding | 7,852 owned after | $12.63 exercise price | 2008-08-06 | |
| 2008-08-04 | ANDERSON DOUGLAS K Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,212 8,212 owned after | $12.90 | 2008-08-06 | |
| 2008-07-01 holding as of filing | CHAN K P | 4 | Stock Options Derivative · Direct | Holding | 1,250 owned after | $13.89 exercise price | 2008-07-01 | |
| 2008-07-01 holding as of filing | CHAN K P | 4 | Stock Options Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2008-07-01 | |
| 2008-07-01 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 5,000 owned after | $13.89 exercise price | 2008-07-01 | |
| 2008-07-01 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 340,000 owned after | $14.39 exercise price | 2008-07-01 | |
| 2008-06-26 holding as of filing | ROSSI JOSEPH H Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2008-06-26 | |
| 2008-06-02 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 1,890,300 owned after | $14.39 exercise price | 2008-06-02 | |
| 2008-05-13 holding as of filing | FLANAGAN SHEILA B Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2008-05-13 | |
| 2008-05-13 holding as of filing | COADY ROXANNE J Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2008-05-13 | |
| 2008-05-08 holding as of filing | CHAFFEE DON T Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | Holding | 275,000 owned after | $14.39 exercise price | 2008-05-08 | |
| 2008-05-08 holding as of filing | CHAFFEE DON T Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | Holding | 275,000 owned after | $14.39 exercise price | 2008-05-08 | |
| 2008-05-02 holding as of filing | Arsenault Brian S Officer (EVP & Secretary) | 4 | Stock Options Derivative · Direct | Holding | 833 owned after | $13.89 exercise price | 2008-05-02 | |
| 2008-05-02 holding as of filing | Arsenault Brian S Officer (EVP & Secretary) | 4 | Stock Options Derivative · Direct | Holding | 176,000 owned after | $14.39 exercise price | 2008-05-02 | |
| 2008-03-14 holding as of filing | LYONS ROBERT J JR Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2008-03-14 | |
| 2008-03-07 holding as of filing | DOYLE MARK F Officer (SVP & Chief Acct. Officer) | 4 | Stock Options Derivative · Direct | Holding | 65,000 owned after | $14.39 exercise price | 2008-03-07 | |
| 2008-03-07 holding as of filing | DOYLE MARK F Officer (SVP & Chief Acct. Officer) | 4 | Stock Options Derivative · Direct | Holding | 165,000 owned after | $14.71 exercise price | 2008-03-07 | |
| 2008-03-06 holding as of filing | ROSENBERG GERALD B Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2008-03-06 | |
| 2008-02-20 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 1,890,300 owned after | $14.39 exercise price | 2008-02-20 | |
| 2008-02-04 holding as of filing | COADY ROXANNE J Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2008-02-04 | |
| 2008-01-04 holding as of filing | WISHNAFSKI DIANE L Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | Holding | 5,000 owned after | $13.89 exercise price | 2008-01-04 | |
| 2008-01-04 holding as of filing | WISHNAFSKI DIANE L Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | Holding | 340,000 owned after | $14.39 exercise price | 2008-01-04 | |
| 2008-01-04 holding as of filing | CHAN K P Officer (EVP & Chief Risk Officer) | 4 | Stock Options Derivative · Direct | Holding | 1,250 owned after | $13.89 exercise price | 2008-01-04 | |
| 2008-01-04 holding as of filing | CHAN K P Officer (EVP & Chief Risk Officer) | 4 | Stock Options Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2008-01-04 | |
| 2008-01-04 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 1,890,300 owned after | $14.39 exercise price | 2008-01-04 | |
| 2008-01-04 holding as of filing | MCCRAVEN PAUL A Officer (Senior V.P.) | 4 | Stock Options Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2008-01-04 | |
| 2008-01-04 holding as of filing | DIAMOND J EDWARD Officer (Exec. V.P.) | 4 | Stock Options Derivative · Direct | Holding | 208,000 owned after | $14.39 exercise price | 2008-01-04 | |
| 2008-01-04 holding as of filing | BRATHWAITE GAIL E D Officer (Exec. V.P. & COO) | 4 | Stock Options Derivative · Direct | Holding | 720,000 owned after | $14.39 exercise price | 2008-01-04 | |
| 2008-01-04 holding as of filing | BLANKSTEEN MERRILL B Officer (EVP, CFO, Treasurer) | 4 | Stock Options Derivative · Direct | Holding | 771,000 owned after | $14.39 exercise price | 2008-01-04 | |
| 2008-01-04 holding as of filing | Arsenault Brian S Officer (EVP & Secretary) | 4 | Stock Options Derivative · Direct | Holding | 2,500 owned after | $13.89 exercise price | 2008-01-04 | |
| 2008-01-04 holding as of filing | Arsenault Brian S Officer (EVP & Secretary) | 4 | Stock Options Derivative · Direct | Holding | 220,000 owned after | $14.39 exercise price | 2008-01-04 |