NEWALLIANCE BANCSHARES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-15: Reporting owner PATTERSON PEYTON R; Form 4; Security Stock Options; Transaction Holding.
- 2007-11-07: Reporting owner ANDERSON DOUGLAS K; Form 4; Security Stock Options; Transaction Holding.
- 2007-11-07: Reporting owner Highsmith Carlton L; Form 4; Security Stock Options; Transaction Holding.
- 2007-11-05: Reporting owner ANDERSON DOUGLAS K; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-15 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 1,890,300 owned after | $14.39 exercise price | 2007-11-15 | |
| 2007-11-07 holding as of filing | ANDERSON DOUGLAS K Director | 4 | Stock Options Derivative · Direct | Holding | 6,541 owned after | $14.25 exercise price | 2007-11-07 | |
| 2007-11-07 holding as of filing | Highsmith Carlton L Director | 4 | Stock Options Derivative · Direct | Holding | 6,105 owned after | $16.15 exercise price | 2007-11-07 | |
| 2007-11-05 | ANDERSON DOUGLAS K Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,852 7,852 owned after | $12.63 | 2007-11-07 | |
| 2007-11-05 | Highsmith Carlton L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,852 7,852 owned after | $12.63 | 2007-11-07 | |
| 2007-08-22 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 1,890,300 owned after | $14.39 exercise price | 2007-08-22 | |
| 2007-08-16 holding as of filing | LYONS ROBERT J JR Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2007-08-16 | |
| 2007-06-28 holding as of filing | WISHNAFSKI DIANE L Officer (Executive V.P.) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $13.89 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | WISHNAFSKI DIANE L Officer (Executive V.P.) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 340,000 owned after | $14.39 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | Arsenault Brian S Officer (EVP & Secretary) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 2,500 owned after | $13.89 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | Arsenault Brian S Officer (EVP & Secretary) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 220,000 owned after | $14.39 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | CHAN K P Officer (EVP & Chief Risk Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 1,250 owned after | $13.89 exercise price | 2007-06-28 | |
| 2007-06-28 holding as of filing | CHAN K P Officer (EVP & Chief Risk Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2007-06-28 | |
| 2007-05-10 holding as of filing | MARZIALI ERIC A Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2007-05-10 | |
| 2007-05-09 holding as of filing | ANDERSON DOUGLAS K Director | 4 | Stock Options Derivative · Direct | Holding | 6,541 owned after | $14.25 exercise price | 2007-05-09 | |
| 2007-05-04 holding as of filing | DIAMOND J EDWARD Officer (Exec. V.P.) | 4 | Stock Options Derivative · Direct | Holding | 208,000 owned after | $14.39 exercise price | 2007-05-04 | |
| 2007-05-02 holding as of filing | CROWEAK JOHN F Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2007-05-02 | |
| 2007-03-15 holding as of filing | SCOTT CORNELL Director | 4/A | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2007-03-15 | |
| 2007-03-14 holding as of filing | SCOTT CORNELL Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2007-03-14 | |
| 2007-03-13 holding as of filing | LYONS ROBERT J JR Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2007-03-13 | |
| 2007-03-07 holding as of filing | ROSENBERG GERALD B Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2007-03-07 | |
| 2007-03-01 holding as of filing | DOYLE MARK F Officer (SVP & Chief Acct. Officer) | 4 | Stock Options Derivative · Direct | Holding | 65,000 owned after | $14.39 exercise price | 2007-03-01 | |
| 2007-03-01 holding as of filing | DOYLE MARK F Officer (SVP & Chief Acct. Officer) | 4 | Stock Options Derivative · Direct | Holding | 165,000 owned after | $14.71 exercise price | 2007-03-01 | |
| 2007-02-14 holding as of filing | DIAMOND J EDWARD Officer (Exec. V.P.) | 5 | Stock Options Derivative · Direct | Holding | 208,000 owned after | $14.39 exercise price | 2007-02-14 | |
| 2007-02-07 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 1,890,300 owned after | $14.39 exercise price | 2007-02-07 | |
| 2007-02-06 holding as of filing | COADY ROXANNE J Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2007-02-06 | |
| 2007-01-23 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 1,890,300 owned after | $14.39 exercise price | 2007-01-23 | |
| 2007-01-03 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 1,890,300 owned after | $14.39 exercise price | 2007-01-03 | |
| 2007-01-03 holding as of filing | Arsenault Brian S Officer (EVP) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 2,500 owned after | $13.89 exercise price | 2007-01-03 | |
| 2007-01-03 holding as of filing | Arsenault Brian S Officer (EVP) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 220,000 owned after | $14.39 exercise price | 2007-01-03 | |
| 2007-01-03 holding as of filing | CHAN K P Officer (Senior V.P.) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 1,250 owned after | $13.89 exercise price | 2007-01-03 | |
| 2007-01-03 holding as of filing | CHAN K P Officer (Senior V.P.) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2007-01-03 | |
| 2007-01-03 holding as of filing | MCCRAVEN PAUL A Officer (Senior V.P.) | 4 | Stock Options Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2007-01-03 | |
| 2007-01-03 holding as of filing | DIAMOND J EDWARD Officer (Exec. V.P.) | 4 | Stock Options Derivative · Direct | Holding | 208,000 owned after | $14.39 exercise price | 2007-01-03 | |
| 2007-01-03 holding as of filing | BLANKSTEEN MERRILL B Officer (EVP, CFO, Treasurer) | 4 | Stock Options Derivative · Direct | Holding | 771,000 owned after | $14.39 exercise price | 2007-01-03 | |
| 2007-01-03 holding as of filing | BRATHWAITE GAIL E D Officer (Exec. V.P. & COO) | 4 | Stock Options Derivative · Direct | Holding | 720,000 owned after | $14.39 exercise price | 2007-01-03 | |
| 2007-01-03 holding as of filing | WISHNAFSKI DIANE L Officer (Executive V.P.) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 5,000 owned after | $13.89 exercise price | 2007-01-03 | |
| 2007-01-03 holding as of filing | WISHNAFSKI DIANE L Officer (Executive V.P.) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 340,000 owned after | $14.39 exercise price | 2007-01-03 |