NEWALLIANCE BANCSHARES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-06: Reporting owner ROSENBERG GERALD B; Form 4; Security Stock Options; Transaction Holding.
- 2006-12-01: Reporting owner ROSENBERG GERALD B; Form 4; Security Stock Options; Transaction Holding.
- 2006-11-28: Reporting owner Highsmith Carlton L; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-07-25: Reporting owner ANDERSON DOUGLAS K; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-06 holding as of filing | ROSENBERG GERALD B Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2006-12-06 | |
| 2006-12-01 holding as of filing | ROSENBERG GERALD B Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2006-12-01 | |
| 2006-11-28 | Highsmith Carlton L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,105 6,105 owned after | $16.15 | 2006-11-29 | |
| 2006-07-25 | ANDERSON DOUGLAS K Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,541 0 owned after | $14.25 | 2006-07-27 | |
| 2006-06-28 holding as of filing | Arsenault Brian S Officer (EVP) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 220,000 owned after | $14.39 exercise price | 2006-06-28 | |
| 2006-06-28 holding as of filing | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 340,000 owned after | $14.39 exercise price | 2006-06-28 | |
| 2006-06-28 holding as of filing | CHAN K P Officer (EVP) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2006-06-28 | |
| 2006-06-26 | Arsenault Brian S Officer (EVP) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $13.89 exercise price | 2006-06-28 | |
| 2006-06-26 | WISHNAFSKI DIANE L Officer (EVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $13.89 exercise price | 2006-06-28 | |
| 2006-06-26 | CHAN K P Officer (EVP) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $13.89 exercise price | 2006-06-28 | |
| 2006-06-12 holding as of filing | CROWEAK JOHN F Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2006-06-12 | |
| 2006-03-17 holding as of filing | SCOTT CORNELL Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2006-03-17 | |
| 2006-03-17 holding as of filing | MCNAMARA JULIA M Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2006-03-17 | |
| 2006-03-15 holding as of filing | ROSSI JOSEPH H Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2006-03-15 | |
| 2006-03-14 holding as of filing | ROSSI JOSEPH H Director | 4 | Stock Options Derivative · Direct | Holding | 214,000 owned after | $14.39 exercise price | 2006-03-14 | |
| 2006-01-05 holding as of filing | WISHNAFSKI DIANE L Officer (Executive V.P.) | 4 | Stock Options Derivative · Direct | Holding | 340,000 owned after | $14.39 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | MCCRAVEN PAUL A Officer (Senior V.P.) | 4 | Stock Options Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | BLANKSTEEN MERRILL B Officer (EVP, CFO, Treasurer) | 4 | Stock Options Derivative · Direct | Holding | 771,000 owned after | $14.39 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | Arsenault Brian S Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 220,000 owned after | $14.39 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | PURCELL DAVID H Officer (EVP) | 4 | Stock Options Derivative · Direct | Holding | 340,000 owned after | $14.39 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | PATTERSON PEYTON R Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | Holding | 1,890,300 owned after | $14.39 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | DIAMOND J EDWARD Officer (Exec. V.P.) | 4 | Stock Options Derivative · Direct | Holding | 208,000 owned after | $14.39 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | CHAN K P Officer (Senior V.P.) | 4 | Stock Options Derivative · Direct | Holding | 130,000 owned after | $14.39 exercise price | 2006-01-05 | |
| 2006-01-05 holding as of filing | BRATHWAITE GAIL E D Officer (Exec. V.P. & COO) | 4 | Stock Options Derivative · Direct | Holding | 720,000 owned after | $14.39 exercise price | 2006-01-05 |