MOCON INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-30: Reporting owner ZELLER PAUL R; Form 4; Security Non-Statutory Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-30: Reporting owner Ward David J; Form 4; Security Non-Statutory Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-30: Reporting owner THOMAS TOM C; Form 4; Security Non-Statutory Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-30: Reporting owner IVERSON KATHLEEN P; Form 4; Security Non-Statutory Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-30 | ZELLER PAUL R Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $14.38 exercise price | 2016-01-04 | |
| 2015-12-30 | Ward David J Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $14.38 exercise price | 2016-01-04 | |
| 2015-12-30 | THOMAS TOM C Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $14.38 exercise price | 2016-01-04 | |
| 2015-12-30 | IVERSON KATHLEEN P Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $14.38 exercise price | 2016-01-04 | |
| 2015-12-30 | GOSKOWICZ BRADLEY D Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $14.38 exercise price | 2016-01-04 | |
| 2015-12-30 | GALLAGHER ROBERT F Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $14.38 exercise price | 2016-01-04 | |
| 2015-12-30 | DeMorett Donald Nicholas Director, Officer (Chief Operating Officer) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,343 2,343 owned after | $14.38 exercise price | 2016-01-04 | |
| 2015-12-30 | DeMorett Donald Nicholas Director, Officer (Chief Operating Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,657 17,657 owned after | $14.38 exercise price | 2016-01-04 | |
| 2015-12-30 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,343 2,343 owned after | $14.38 exercise price | 2016-01-04 | |
| 2015-12-30 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,657 67,657 owned after | $14.38 exercise price | 2016-01-04 | |
| 2015-12-30 | Lindsoe Elissa Jeanette Officer (Chief Financial Officer) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,343 2,343 owned after | $14.38 exercise price | 2016-01-04 | |
| 2015-12-30 | Lindsoe Elissa Jeanette Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,657 17,657 owned after | $14.38 exercise price | 2016-01-04 | |
| 2015-12-22 | THOMAS TOM C Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $8.91 | 2015-12-22 | |
| 2015-12-22 | THOMAS TOM C Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $8.58 | 2015-12-22 | |
| 2015-12-22 | GALLAGHER ROBERT F Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $8.91 | 2015-12-22 | |
| 2015-12-22 | GALLAGHER ROBERT F Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $8.58 | 2015-12-22 | |
| 2015-12-18 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $8.91 | 2015-12-18 | |
| 2015-12-18 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $8.58 | 2015-12-18 | |
| 2015-11-19 | DeMorett Donald Nicholas Director, Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $8.58 | 2015-11-20 | |
| 2015-10-19 | MAYER DANIEL W Director, Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $8.91 | 2015-11-05 | |
| 2015-10-19 | MAYER DANIEL W Director, Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $8.58 | 2015-11-05 | |
| 2015-08-18 | Lindsoe Elissa Jeanette Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $13.26 exercise price | 2015-08-20 | |
| 2015-08-18 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $13.26 exercise price | 2015-08-19 | |
| 2015-08-18 | DeMorett Donald Nicholas Director, Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $13.26 exercise price | 2015-08-19 |