MOCON INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-22: Reporting owner Lindsoe Elissa Jeanette; Form 4; Security Non-Statutory Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-22: Reporting owner Lindsoe Elissa Jeanette; Form 4; Security Incentive Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-22: Reporting owner GALLAGHER ROBERT F; Form 4; Security Non-Statutory Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-22: Reporting owner THOMAS TOM C; Form 4; Security Non-Statutory Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-22 | Lindsoe Elissa Jeanette Officer (Chief Financial Officer) | 4 | Non-Statutory Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,253 4,253 owned after | $17.40 exercise price | 2014-12-23 | |
| 2014-12-22 | Lindsoe Elissa Jeanette Officer (Chief Financial Officer) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,747 5,747 owned after | $17.40 exercise price | 2014-12-23 | |
| 2014-12-22 | GALLAGHER ROBERT F Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $17.40 exercise price | 2014-12-23 | |
| 2014-12-22 | THOMAS TOM C Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $17.40 exercise price | 2014-12-23 | |
| 2014-12-22 | ZELLER PAUL R Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $17.40 exercise price | 2014-12-23 | |
| 2014-12-22 | IVERSON KATHLEEN P Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $17.40 exercise price | 2014-12-23 | |
| 2014-12-22 | Ward David J Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $17.40 exercise price | 2014-12-23 | |
| 2014-12-22 | GOSKOWICZ BRADLEY D Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $17.40 exercise price | 2014-12-23 | |
| 2014-12-22 | MAYER DANIEL W Director, Officer (Executive Vice President) | 4 | Non-Statutory Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,253 4,253 owned after | $17.40 exercise price | 2014-12-23 | |
| 2014-12-22 | MAYER DANIEL W Director, Officer (Executive Vice President) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,747 5,747 owned after | $17.40 exercise price | 2014-12-23 | |
| 2014-12-22 | DeMorett Donald Nicholas Director, Officer (Chief Operating Officer) | 4 | Non-Statutory Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,253 4,253 owned after | $17.40 exercise price | 2014-12-23 | |
| 2014-12-22 | DeMorett Donald Nicholas Director, Officer (Chief Operating Officer) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,747 5,747 owned after | $17.40 exercise price | 2014-12-23 | |
| 2014-12-22 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Non-Statutory Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,253 9,253 owned after | $17.40 exercise price | 2014-12-23 | |
| 2014-12-22 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,747 5,747 owned after | $17.40 exercise price | 2014-12-23 | |
| 2014-12-04 | GALLAGHER ROBERT F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $10.95 | 2014-12-08 | |
| 2014-11-26 | DeMorett Donald Nicholas Director, Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $10.95 | 2014-12-01 | |
| 2014-11-25 | THOMAS TOM C Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $10.95 | 2014-11-26 | |
| 2014-11-25 | THOMAS TOM C Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $9.18 | 2014-11-26 | |
| 2014-11-14 | MAYER DANIEL W Director, Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $10.95 | 2014-11-18 | |
| 2014-11-14 | MAYER DANIEL W Director, Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $9.18 | 2014-11-18 | |
| 2014-11-13 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $10.95 | 2014-11-17 | |
| 2014-10-07 | Lindsoe Elissa Jeanette Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $14.95 exercise price | 2014-10-09 | |
| 2014-05-29 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $9.18 | 2014-06-02 | |
| 2014-01-02 | Ward David J Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $15.86 exercise price | 2014-01-06 | |
| 2014-01-02 | GOSKOWICZ BRADLEY D Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $15.86 exercise price | 2014-01-06 | |
| 2014-01-02 | THOMAS TOM C Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $15.86 exercise price | 2014-01-06 | |
| 2014-01-02 | PROULX RICHARD A Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $15.86 exercise price | 2014-01-06 | |
| 2014-01-02 | GALLAGHER ROBERT F Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $15.86 exercise price | 2014-01-06 | |
| 2014-01-02 | MAYER DANIEL W Director, Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,305 6,305 owned after | $15.86 exercise price | 2014-01-06 | |
| 2014-01-02 | MAYER DANIEL W Director, Officer (Executive Vice President) | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,695 3,695 owned after | $15.86 exercise price | 2014-01-06 | |
| 2014-01-02 | Lee Darrell B Officer (VP, CFO, Treasurer & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,305 6,305 owned after | $15.86 exercise price | 2014-01-06 | |
| 2014-01-02 | Lee Darrell B Officer (VP, CFO, Treasurer & Secretary) | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,695 3,695 owned after | $15.86 exercise price | 2014-01-06 | |
| 2014-01-02 | DeMorett Donald Nicholas Director, Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,305 6,305 owned after | $15.86 exercise price | 2014-01-06 | |
| 2014-01-02 | DeMorett Donald Nicholas Director, Officer (Chief Operating Officer) | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,695 3,695 owned after | $15.86 exercise price | 2014-01-06 | |
| 2014-01-02 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,305 6,305 owned after | $15.86 exercise price | 2014-01-06 | |
| 2014-01-02 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,695 13,695 owned after | $15.86 exercise price | 2014-01-06 |