MOCON INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-31: Reporting owner MAYER DANIEL W; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-12-31: Reporting owner MAYER DANIEL W; Form 4; Security NON-STATUTORY STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-12-31: Reporting owner LINDEMANN DOUGLAS J; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-12-31: Reporting owner LINDEMANN DOUGLAS J; Form 4; Security NON-STATUTORY STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-31 | MAYER DANIEL W Director, Officer (Executive Vice President) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,716 7,716 owned after | $12.96 exercise price | 2011-01-04 | |
| 2010-12-31 | MAYER DANIEL W Director, Officer (Executive Vice President) | 4 | NON-STATUTORY STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,284 2,284 owned after | $12.96 exercise price | 2011-01-04 | |
| 2010-12-31 | LINDEMANN DOUGLAS J Officer (Vice President and GM) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,716 7,716 owned after | $12.96 exercise price | 2011-01-04 | |
| 2010-12-31 | LINDEMANN DOUGLAS J Officer (Vice President and GM) | 4 | NON-STATUTORY STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,284 2,284 owned after | $12.96 exercise price | 2011-01-04 | |
| 2010-12-31 | Forsberg Robert E Officer (PRESIDENT, BASELINE-MOCON, INC) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,716 7,716 owned after | $12.96 exercise price | 2011-01-04 | |
| 2010-12-31 | Forsberg Robert E Officer (PRESIDENT, BASELINE-MOCON, INC) | 4 | NON-STATUTORY STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,284 2,284 owned after | $12.96 exercise price | 2011-01-04 | |
| 2010-12-31 | THOMAS TOM C Director | 4 | NON-STATUTORY STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $12.96 exercise price | 2011-01-04 | |
| 2010-12-31 | PROULX RICHARD A Director | 4 | NON-STATUTORY STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $12.96 exercise price | 2011-01-04 | |
| 2010-12-31 | GALLAGHER ROBERT F Director | 4 | NON-STATUTORY STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $12.96 exercise price | 2011-01-04 | |
| 2010-12-31 | FRAME J LEONARD Director | 4 | NON-STATUTORY STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $12.96 exercise price | 2011-01-04 | |
| 2010-12-31 | CHENOWETH DEAN B Director | 4 | NON-STATUTORY STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $12.96 exercise price | 2011-01-04 | |
| 2010-12-31 | DEMOREST ROBERT L Director, Officer (Chairman, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,716 7,716 owned after | $12.96 exercise price | 2011-01-04 | |
| 2010-12-31 | DEMOREST ROBERT L Director, Officer (Chairman, President & CEO) | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,284 5,284 owned after | $12.96 exercise price | 2011-01-04 | |
| 2010-12-31 | MEYER RONALD A Director, Officer (Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $12.96 exercise price | 2011-01-04 | |
| 2010-12-31 | Lee Darrell B Officer (VP, CFO, Treasurer & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,716 7,716 owned after | $12.96 exercise price | 2011-01-04 | |
| 2010-12-31 | Lee Darrell B Officer (VP, CFO, Treasurer & Secretary) | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,284 2,284 owned after | $12.96 exercise price | 2011-01-04 | |
| 2010-12-31 | DeMorett Donald Nicholas Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $12.96 exercise price | 2011-01-04 | |
| 2010-10-26 | Lee Darrell B Officer (VP, CFO, Treasurer & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 6,500 owned after | $8.58 | 2010-10-27 | |
| 2010-10-07 | MEYER RONALD A Director, Officer (Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $5.94 | 2010-10-12 | |
| 2010-10-04 | PROULX RICHARD A Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $6.16 | 2010-10-05 | |
| 2010-09-28 | MAYER DANIEL W Director, Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,590 0 owned after | $5.94 | 2010-09-30 | |
| 2010-09-22 | LINDEMANN DOUGLAS J Officer (VP and General Manager) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $5.94 | 2010-09-24 | |
| 2010-09-14 | DEMOREST ROBERT L Director, Officer (Chairman, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,270 0 owned after | $5.94 | 2010-09-15 | |
| 2010-09-14 | DEMOREST ROBERT L Director, Officer (Chairman, President & CEO) | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,730 0 owned after | $5.94 | 2010-09-15 | |
| 2010-09-14 | THOMAS TOM C Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $6.16 | 2010-09-15 | |
| 2010-09-14 | FRAME J LEONARD Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $6.16 | 2010-09-15 | |
| 2010-09-10 | CHENOWETH DEAN B Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $6.16 | 2010-09-14 | |
| 2010-04-26 | Lee Darrell B Officer (VP, CFO, Treasurer & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 0 owned after | $8.91 | 2010-04-26 | |
| 2010-01-27 | MEYER RONALD A Director, Officer (Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $5.63 | 2010-01-29 | |
| 2010-01-26 | Lee Darrell B Officer (VP, CFO, Treasurer & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $8.90 | 2010-01-27 | |
| 2010-01-14 | MAYER DANIEL W Director, Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $5.63 | 2010-01-19 | |
| 2010-01-14 | DEMOREST ROBERT L Director, Officer (Chairman, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $5.63 | 2010-01-19 |