MOCON INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-22: Reporting owner GALLAGHER ROBERT F; Form 4/A; Security Non-Statutory Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-22: Reporting owner THOMAS TOM C; Form 4; Security Non-Statutory Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-22: Reporting owner PROULX RICHARD A; Form 4; Security Non-Statutory Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-22: Reporting owner CHENOWETH DEAN B; Form 4; Security Non-Statutory Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-22 | GALLAGHER ROBERT F Director | 4/A | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $12.07 exercise price | 2006-12-27 | |
| 2006-12-22 | THOMAS TOM C Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $12.07 exercise price | 2006-12-27 | |
| 2006-12-22 | PROULX RICHARD A Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $12.07 exercise price | 2006-12-27 | |
| 2006-12-22 | CHENOWETH DEAN B Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $12.07 exercise price | 2006-12-27 | |
| 2006-12-22 | FRAME J LEONARD Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $12.07 exercise price | 2006-12-27 | |
| 2006-12-22 | GALLAGHER ROBERT F Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $12.07 exercise price | 2006-12-27 | |
| 2006-12-22 | DeMorett Donald Nicholas Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $12.07 exercise price | 2006-12-27 | |
| 2006-12-22 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,288 8,288 owned after | $12.07 exercise price | 2006-12-27 | |
| 2006-12-22 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,712 6,712 owned after | $12.07 exercise price | 2006-12-27 | |
| 2006-12-22 | MAYER DANIEL W Director, Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,288 8,288 owned after | $12.07 exercise price | 2006-12-27 | |
| 2006-12-22 | MAYER DANIEL W Director, Officer (Executive Vice President) | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,712 1,712 owned after | $12.07 exercise price | 2006-12-27 | |
| 2006-12-22 | MEYER RONALD A Director, Officer (Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $12.07 exercise price | 2006-12-27 | |
| 2006-12-22 | Lee Darrell B Officer (VP, CFO, Treasurer & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,288 8,288 owned after | $12.07 exercise price | 2006-12-27 | |
| 2006-12-22 | Lee Darrell B Officer (VP, CFO, Treasurer & Secretary) | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,712 1,712 owned after | $12.07 exercise price | 2006-12-27 | |
| 2006-12-22 | LINDEMANN DOUGLAS J Officer (Vice President and GM) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,288 8,288 owned after | $12.07 exercise price | 2006-12-27 | |
| 2006-12-22 | LINDEMANN DOUGLAS J Officer (Vice President and GM) | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,712 1,712 owned after | $12.07 exercise price | 2006-12-27 | |
| 2006-06-22 | MEYER RONALD A Director, Officer (Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $6.79 | 2006-06-26 | |
| 2006-05-05 | DEMOREST ROBERT L Director, Officer (Chairman, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $6.79 exercise price | 2006-05-09 | |
| 2006-01-24 holding as of filing | Lee Darrell B Officer (VP, CFO, Treasurer & Secretary) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.91 exercise price | 2006-01-24 | ||
| 2006-01-23 | Lee Darrell B Officer (VP, CFO, Treasurer & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $8.90 exercise price | 2006-01-24 |