MOCON INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 61 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-06-22: Reporting owner Ward David J; Form 4; Security Non-Statutory Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-06-22: Reporting owner Ward David J; Form 4; Security Non-Statutory Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-06-22: Reporting owner Ward David J; Form 4; Security Non-Statutory Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-06-22: Reporting owner Ward David J; Form 4; Security Non-Statutory Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-06-22 | Ward David J Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $15.60 | 2017-06-26 | |
| 2017-06-22 | Ward David J Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $14.14 | 2017-06-26 | |
| 2017-06-22 | Ward David J Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $12.60 | 2017-06-26 | |
| 2017-06-22 | Ward David J Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $15.62 | 2017-06-26 | |
| 2017-06-22 | Ward David J Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $11.00 | 2017-06-26 | |
| 2017-06-22 | GOSKOWICZ BRADLEY D Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $15.60 | 2017-06-26 | |
| 2017-06-22 | GOSKOWICZ BRADLEY D Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $14.14 | 2017-06-26 | |
| 2017-06-22 | GOSKOWICZ BRADLEY D Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $12.60 | 2017-06-26 | |
| 2017-06-22 | GOSKOWICZ BRADLEY D Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $15.62 | 2017-06-26 | |
| 2017-06-22 | GOSKOWICZ BRADLEY D Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $11.00 | 2017-06-26 | |
| 2017-06-22 | ZELLER PAUL R Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $12.60 | 2017-06-26 | |
| 2017-06-22 | ZELLER PAUL R Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $15.62 | 2017-06-26 | |
| 2017-06-22 | ZELLER PAUL R Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $11.00 | 2017-06-26 | |
| 2017-06-22 | IVERSON KATHLEEN P Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $12.60 | 2017-06-26 | |
| 2017-06-22 | IVERSON KATHLEEN P Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $15.62 | 2017-06-26 | |
| 2017-06-22 | IVERSON KATHLEEN P Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $11.00 | 2017-06-26 | |
| 2017-06-22 | GALLAGHER ROBERT F Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $17.04 | 2017-06-26 | |
| 2017-06-22 | GALLAGHER ROBERT F Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $14.00 | 2017-06-26 | |
| 2017-06-22 | GALLAGHER ROBERT F Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $15.60 | 2017-06-26 | |
| 2017-06-22 | GALLAGHER ROBERT F Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $14.14 | 2017-06-26 | |
| 2017-06-22 | GALLAGHER ROBERT F Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $12.60 | 2017-06-26 | |
| 2017-06-22 | GALLAGHER ROBERT F Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $15.62 | 2017-06-26 | |
| 2017-06-22 | GALLAGHER ROBERT F Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $11.00 | 2017-06-26 | |
| 2017-06-22 | THOMAS TOM C Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $17.04 | 2017-06-26 | |
| 2017-06-22 | THOMAS TOM C Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $14.00 | 2017-06-26 | |
| 2017-06-22 | THOMAS TOM C Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $15.60 | 2017-06-26 | |
| 2017-06-22 | THOMAS TOM C Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $14.14 | 2017-06-26 | |
| 2017-06-22 | THOMAS TOM C Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $12.60 | 2017-06-26 | |
| 2017-06-22 | THOMAS TOM C Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $15.62 | 2017-06-26 | |
| 2017-06-22 | THOMAS TOM C Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $11.00 | 2017-06-26 | |
| 2017-06-22 | Barto Michael Officer (Sr VP Global Mfg and Eng) | 4 | Non-Qualified Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,046 0 owned after | $15.62 | 2017-06-26 | |
| 2017-06-22 | Barto Michael Officer (Sr VP Global Mfg and Eng) | 4 | Non-Qualified Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,737 0 owned after | $11.00 | 2017-06-26 | |
| 2017-06-22 | Barto Michael Officer (Sr VP Global Mfg and Eng) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,263 0 owned after | $11.00 | 2017-06-26 | |
| 2017-06-22 | Lindsoe Elissa Jeanette Officer (Chief Financial Officer) | 4 | Non-Qualified Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,253 0 owned after | $12.60 | 2017-06-26 | |
| 2017-06-22 | Lindsoe Elissa Jeanette Officer (Chief Financial Officer) | 4 | Non-Qualified Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,657 0 owned after | $15.62 | 2017-06-26 | |
| 2017-06-22 | Lindsoe Elissa Jeanette Officer (Chief Financial Officer) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,263 0 owned after | $11.00 | 2017-06-26 | |
| 2017-06-22 | Lindsoe Elissa Jeanette Officer (Chief Financial Officer) | 4 | Non-Qualified Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,737 0 owned after | $11.00 | 2017-06-26 | |
| 2017-06-22 | Janssen Maurice Hubertus Petrus Officer (Sr VP Global Sales & Marketing) | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,652 0 owned after | $11.30 | 2017-06-26 | |
| 2017-06-22 | Janssen Maurice Hubertus Petrus Officer (Sr VP Global Sales & Marketing) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,348 0 owned after | $11.30 | 2017-06-26 | |
| 2017-06-22 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Non-Qualified Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,284 0 owned after | $17.04 | 2017-06-26 | |
| 2017-06-22 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Non-Qualified Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,750 0 owned after | $14.00 | 2017-06-26 | |
| 2017-06-22 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Non-Qualified Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,056 0 owned after | $15.60 | 2017-06-26 | |
| 2017-06-22 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Non-Qualified Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,695 0 owned after | $14.14 | 2017-06-26 | |
| 2017-06-22 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,253 0 owned after | $12.60 | 2017-06-26 | |
| 2017-06-22 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Non-Qualified Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −67,657 0 owned after | $15.62 | 2017-06-26 | |
| 2017-06-22 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Non-Qualified Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −44,737 0 owned after | $11.00 | 2017-06-26 | |
| 2017-06-22 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,263 0 owned after | $11.00 | 2017-06-26 | |
| 2017-06-07 | Lindsoe Elissa Jeanette Officer (Chief Financial Officer) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $14.95 | 2017-06-08 | |
| 2017-06-07 | Lindsoe Elissa Jeanette Officer (Chief Financial Officer) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,747 0 owned after | $17.40 | 2017-06-08 | |
| 2017-06-07 | Lindsoe Elissa Jeanette Officer (Chief Financial Officer) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $13.26 | 2017-06-08 | |
| 2017-06-07 | Lindsoe Elissa Jeanette Officer (Chief Financial Officer) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,343 0 owned after | $14.38 | 2017-06-08 | |
| 2017-06-07 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,716 0 owned after | $12.96 | 2017-06-08 | |
| 2017-06-07 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $16.00 | 2017-06-08 | |
| 2017-06-07 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,944 0 owned after | $14.40 | 2017-06-08 | |
| 2017-06-07 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,305 0 owned after | $15.86 | 2017-06-08 | |
| 2017-06-07 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,747 0 owned after | $17.40 | 2017-06-08 | |
| 2017-06-07 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $13.26 | 2017-06-08 | |
| 2017-06-07 | DEMOREST ROBERT L Director, Officer (Chairman, President and CEO) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,343 0 owned after | $14.38 | 2017-06-08 | |
| 2017-06-07 | Barto Michael Officer (SVP Global Mgmt & Engineering) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,954 0 owned after | $14.38 | 2017-06-08 | |
| 2017-01-16 | Janssen Maurice Hubertus Petrus Officer (Sr VP, Global Sales & Mkting) | 4 | Incentive Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,348 5,348 owned after | $18.70 exercise price | 2017-01-20 | |
| 2017-01-16 | Janssen Maurice Hubertus Petrus Officer (Sr VP, Global Sales & Mkting) | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,652 9,652 owned after | $18.70 exercise price | 2017-01-20 |