MISONIX, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-03: Reporting owner Vizirgianakis Stavros G.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-03: Reporting owner ONEILL THOMAS F; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-03: Reporting owner GILDEA JOHN; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-03: Reporting owner Miner Charles; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-03 | Vizirgianakis Stavros G. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.81 exercise price | 2013-12-05 | |
| 2013-12-03 | ONEILL THOMAS F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.81 exercise price | 2013-12-05 | |
| 2013-12-03 | GILDEA JOHN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.81 exercise price | 2013-12-05 | |
| 2013-12-03 | Miner Charles Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.81 exercise price | 2013-12-05 | |
| 2013-12-03 | MINETTI T GUY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.81 exercise price | 2013-12-05 | |
| 2013-10-21 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $1.82 exercise price | 2013-10-21 | |
| 2013-09-10 | Ludecker Robert S Officer (Global VP of Sales & Marketing) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.68 exercise price | 2013-09-12 | |
| 2013-09-10 | Napoli Frank Officer (VP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $4.68 exercise price | 2013-09-12 | |
| 2013-09-10 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $4.68 exercise price | 2013-09-12 | |
| 2013-09-10 | Voic Daniel Officer (VP, R&D and Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $4.68 exercise price | 2013-09-12 | |
| 2013-09-10 | Manna Ronald Officer (VP, Regulatory Affairs) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $4.68 exercise price | 2013-09-12 | |
| 2013-09-10 | MCMANUS MICHAEL A JR Director, Officer (President, CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $4.68 exercise price | 2013-09-12 | |
| 2013-05-13 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $2.04 exercise price | 2013-05-14 | |
| 2013-05-07 | Vizirgianakis Stavros G. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $6.71 exercise price | 2013-05-22 | |
| 2013-03-08 | Napoli Frank Officer (VP, Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250 0 owned after | $0.85 exercise price | 2013-03-11 | |
| 2013-03-06 | ONEILL THOMAS F Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $3.21 exercise price | 2013-03-07 | |
| 2013-03-04 | MINETTI T GUY Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $3.21 exercise price | 2013-03-04 | |
| 2013-02-12 | MCMANUS MICHAEL A JR Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 115,000 owned after | $4.66 exercise price | 2013-02-13 | |
| 2013-02-12 | ZAREMBA RICHARD A Officer (Senior Vice President and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 0 owned after | $0.85 exercise price | 2013-02-13 |