MINDSPEED TECHNOLOGIES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 63 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-01: Reporting owner Hamilton Gerald J; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-11-05: Reporting owner Hamilton Gerald J; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-11-05: Reporting owner Mankar Anil Shamrao; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-11-05: Reporting owner MEDREK THOMAS J; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-01 | Hamilton Gerald J Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 25,002 owned after | $2.12 exercise price | 2010-12-02 | |
| 2010-11-05 | Hamilton Gerald J Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $6.40 exercise price | 2010-11-09 | |
| 2010-11-05 | Mankar Anil Shamrao Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.40 exercise price | 2010-11-09 | |
| 2010-11-05 | MEDREK THOMAS J Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $6.40 exercise price | 2010-11-09 | |
| 2010-11-05 | Cao Jing Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $6.40 exercise price | 2010-11-09 | |
| 2010-11-05 | HALIM RAOUF Y Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $6.40 exercise price | 2010-11-09 | |
| 2010-11-05 | Busch Kurt F. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $6.40 exercise price | 2010-11-09 | |
| 2010-11-05 | Garcia Allison K Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,333 3,333 owned after | $6.40 exercise price | 2010-11-09 | |
| 2010-11-05 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $6.40 exercise price | 2010-11-09 | |
| 2010-11-05 | Johnsen Bret W Officer (Sr. VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $6.40 exercise price | 2010-11-09 | |
| 2010-11-04 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,284 0 owned after | $4.85 exercise price | 2010-11-08 | |
| 2010-09-30 | MEDREK THOMAS J Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,149 0 owned after | $5.02 exercise price | 2010-10-01 | |
| 2010-09-17 | Cao Jing Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −416 8,334 owned after | $3.05 exercise price | 2010-09-20 | |
| 2010-09-17 | Cao Jing Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −417 7,917 owned after | $3.05 exercise price | 2010-09-20 | |
| 2010-09-17 | Cao Jing Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 17,501 owned after | $2.12 exercise price | 2010-09-20 | |
| 2010-08-18 | CONRAD ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $6.52 exercise price | 2010-08-20 | |
| 2010-07-26 | Cao Jing Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −417 8,750 owned after | $3.05 exercise price | 2010-07-28 | |
| 2010-06-25 | Garcia Allison K Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $8.28 exercise price | 2010-06-28 | |
| 2010-06-07 | Cao Jing Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −417 9,167 owned after | $3.05 exercise price | 2010-06-08 | |
| 2010-06-03 | Cates Ron Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,083 20,834 owned after | $4.36 exercise price | 2010-06-04 | |
| 2010-06-02 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 2,000 owned after | $7.00 exercise price | 2010-06-04 | |
| 2010-06-02 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,166 20,834 owned after | $4.36 exercise price | 2010-06-04 | |
| 2010-06-02 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,332 16,668 owned after | $2.12 exercise price | 2010-06-04 | |
| 2010-06-02 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 500 owned after | $1.70 exercise price | 2010-06-04 | |
| 2010-06-02 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −106 214 owned after | $1.70 exercise price | 2010-06-04 | |
| 2010-06-02 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −171 343 owned after | $1.70 exercise price | 2010-06-04 | |
| 2010-06-02 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −433 867 owned after | $1.70 exercise price | 2010-06-04 | |
| 2010-05-17 | Cates Ron Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,166 8,334 owned after | $1.70 exercise price | 2010-05-19 | |
| 2010-05-12 | Mankar Anil Shamrao Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,666 17,334 owned after | $3.65 exercise price | 2010-05-14 | |
| 2010-05-12 | Hamilton Gerald J Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 5,000 owned after | $7.45 exercise price | 2010-05-14 | |
| 2010-05-12 | Hamilton Gerald J Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,665 33,335 owned after | $2.12 exercise price | 2010-05-14 | |
| 2010-05-12 | Cates Ron Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,665 23,335 owned after | $2.12 exercise price | 2010-05-14 | |
| 2010-05-12 | Cao Jing Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,416 9,584 owned after | $3.05 exercise price | 2010-05-14 | |
| 2010-05-12 | Cao Jing Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,083 22,917 owned after | $4.36 exercise price | 2010-05-14 | |
| 2010-05-12 | Cao Jing Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,999 20,001 owned after | $2.12 exercise price | 2010-05-14 | |
| 2010-05-12 | Busch Kurt F. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 30,000 owned after | $2.12 exercise price | 2010-05-14 | |
| 2010-05-12 | Johnsen Bret W Officer (Sr. VP, CFO and Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −87,500 112,500 owned after | $3.87 exercise price | 2010-05-14 | |
| 2010-05-12 | Johnsen Bret W Officer (Sr. VP, CFO and Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,665 33,335 owned after | $2.12 exercise price | 2010-05-14 | |
| 2010-03-10 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,697 0 owned after | $11.79 exercise price | 2010-03-12 | |
| 2010-03-10 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,697 35,697 owned after | $11.79 exercise price | 2010-03-12 | |
| 2010-03-10 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −53,643 0 owned after | $11.79 exercise price | 2010-03-12 | |
| 2010-03-10 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,643 53,643 owned after | $11.79 exercise price | 2010-03-12 | |
| 2010-03-10 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,352 0 owned after | $9.00 exercise price | 2010-03-12 | |
| 2010-03-10 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,352 33,352 owned after | $9.00 exercise price | 2010-03-12 | |
| 2010-03-10 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,149 0 owned after | $22.03 exercise price | 2010-03-12 | |
| 2010-03-10 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,149 7,149 owned after | $22.03 exercise price | 2010-03-12 | |
| 2010-03-10 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −64 0 owned after | $11.79 exercise price | 2010-03-12 | |
| 2010-03-10 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64 64 owned after | $11.79 exercise price | 2010-03-12 | |
| 2010-03-10 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,284 0 owned after | $4.85 exercise price | 2010-03-12 | |
| 2010-03-10 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,284 22,284 owned after | $4.85 exercise price | 2010-03-12 | |
| 2010-03-10 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,466 0 owned after | $4.85 exercise price | 2010-03-12 | |
| 2010-03-10 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,466 13,466 owned after | $4.85 exercise price | 2010-03-12 | |
| 2010-03-10 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −800 0 owned after | $9.00 exercise price | 2010-03-12 | |
| 2010-03-10 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +800 800 owned after | $9.00 exercise price | 2010-03-12 | |
| 2010-03-10 | DECKER DWIGHT W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $8.39 exercise price | 2010-03-12 | |
| 2010-03-10 | STEAD JERRE L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $8.39 exercise price | 2010-03-12 | |
| 2010-03-10 | MADDEN THOMAS A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $8.39 exercise price | 2010-03-12 | |
| 2010-03-10 | LOUIE MING Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $8.39 exercise price | 2010-03-12 | |
| 2010-03-10 | Hayashi Michael T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $8.39 exercise price | 2010-03-12 | |
| 2010-02-22 | Cates Ron Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,083 22,917 owned after | $4.36 exercise price | 2010-02-23 | |
| 2010-02-19 | Bajwa Najabat H. Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $3.96 exercise price | 2010-02-23 | |
| 2010-01-26 | Hamilton Gerald J Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,146 0 owned after | $5.02 exercise price | 2010-01-27 | |
| 2010-01-14 | HALIM RAOUF Y Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,875 103,125 owned after | $3.87 exercise price | 2010-01-15 |